In re the Probate of the Will of Read

2 Gibb. Surr. 78, 17 Misc. 195, 40 N.Y.S. 974, 75 N.Y. St. Rep. 374
CourtNew York Surrogate's Court
DecidedMay 15, 1896
StatusPublished
Cited by2 cases

This text of 2 Gibb. Surr. 78 (In re the Probate of the Will of Read) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Probate of the Will of Read, 2 Gibb. Surr. 78, 17 Misc. 195, 40 N.Y.S. 974, 75 N.Y. St. Rep. 374 (N.Y. Super. Ct. 1896).

Opinion

Marcus, S.

There is no contest to the probate of the instrument dated March 9, 1894, but the controversy is between strangers in blood to the testator and grows out of the instrument bearing date January 3, 1896, which purports to be a codicil .to the will mentioned, and which is contested by Clayton L. Hill and Rowena F. Hill on the following grounds, briefly stated: Eirst, that the instrument offered is not the testator’s last will, nor does the same form any part of the last will and testament of the deceased, and that the alleged execution is not the free, voluntary or unconstrained act of the decedent; second, that at the time when executed, if ever executed, the testator was not of sound mind; third, thatthe said paper was not subscribed, published and attested as and for his last will, or as a part of the [79]*79same in conformity with the statutes; fourth, the said paper propounded is invalid and is illegal and void.

All of these objections, which are general and sweeping, arid which were, no doubt, introduced for the purpose of allowing the testimony of the contestants to cover evéry 'conceivable fact' favorable to them that might be revealed or discovered in the course of these proceedings, must fail for the total-warit of proof,with possibly the exception of the first, which álone is worthy of consideration. Throughout the entire progress and hearing of this case it seemed clear that the only question to be considered and determined was whether the testator at the time of the making of the codicil was of sound mind and memory within the meaning of the law. Upon the argument, however, the counsel for contestants stated, and freely conceded, that the court might have been led astray by the proof which was offered, seemingly for the purpose of showing the testator to have been of unsound mind, whereas the mental capacity of the testator was not, in fact, questioned by the contestants, but the evidence offered was only for the purpose of showing a gradual and steady mental and bodily decay, and for the purpose of showing undue influence on the part of Mr. Cottle in the execution of the codicil by the coincidence of “ four things.” First, “ that Mr. Cottle was his general counsel, attorney and adviser; that it was under his supervision and he is- a beneficiary under it, since it removes obstacles to his receiving provisions for his benefit under the; will; second, that the testator was in feeble health and weak,' mentally and bodily, when the codicil was made; third, that it changes a prior will made when the testator was in good health and strong; fourth, that it changes- the purpose.shown by a former will and persisted in up to the time of his death; that is, to provide for his benefactors, Doctor-, and vMrs. Hill, and this change is made without any apparent motive and apparently without his being cognizant of it, since he continued to treat Doctor and Mrs. ITil-1 with the same consideration as before, and never once alluded to the fact of the codicil being made; that this codicil is the more remarkable in that its effect is to punish [80]*80Doctor and Mrs. Hill in depriving them of their legacies under the will, while those legacies., are given to no one else. No motive for this extraordinary change being even hinted at.”

The position of the contestants is, that from these facts more evidence of the formal execution, of the codicil ought to be made, and that until proof is given that the codicil was executed by the testator with full knowledge of its effect, and while in possession of sound mind and memory and while fully conscious of what he was doing, probate of the same should be refused.

The'points •raised’by the contestants all narrow down to the question of undue influence.

Undue influence,-as used with reference to wills, has been defined as “ That which compels the testator to do that which is against his will, from fear, a desire of peace or some feeling which he is unable to restrain.” Schouler on Wills (2d ed.), par. 22.

The influence that will avoid a will on account of undue influence must amount to moral coercion, restrain independent action and destroy free agency, or the importunity must be such as to constrain the testator to do that which is against his desire. Children’s Aid Society v. Loveridge, 70 N. Y. 894.

The underlying idea of undue influence is that the will of another is substituted for that of the testator nominally acting, and whose act is only the expression of another, so that all question'of free agency fails. Any influence to be material must be operating and must actually .produce an effect which, is clear. It can never be inferred from mere opportunity. It must arise in one of two ways; either from proof, or presumption of law.

In order that a will may be avoided because of undue influence it must be an influence exercised by coercion, imposition or fraud, which must be proved, but cannot be inferred because of opportunity or interest. Seguine v. Seguine, 4 Abb. Ct. App. Dec. 191.

To invalidate a will on the ground of undue influence there must be affirmative evidence of the facts from which such influence is to be. inferred. It is not sufficient- to show that -a [81]*81party benefited by a will bad tbe motive and opportunity to ex-ert such influence; there must be evidence that he did exert it and so control the actions of the testator, either by importunities which he could not resist or hy deception, fraud or other improper means, that the will is not really the will of the testator. Cudney v. Cudney, 68 N. Y. 148.

Certain forms of influence, such as suggestion and advice or solicitation, persuasion and entreaty, unless the testator'is worn out by importunities so that his will at last gives away, have been held not to be undue, although the amount of pressure allowable always depends upon the relation of the parties in each case, and the strength of the testator’s resistance. In other words,, the only matter to be determined is, is the influence irresistible ? If it is not, the influence is not undue, and this coincidence is immaterial, even though the testator is influenced and- finally yields and the will is executed in accordance.

The burden of proof has been held almost, if not quite generally to he upon those who allege it, and anyone contesting a will on those grounds who sets the same up in his pleadings must prove such undue influence by a fair preponderance of evidence.' Direct proof is never required, but always may be inferred from-other facts proven.

The fact of fiduciary relationship alone does not raise a presumption of undue influence unless combined with other, circumstances tending to fairly show an imposition. Such would be the fact if one in confidential relationship drew a will, or caused it to he drawn, in his own favor, if the testator was of weak mind, or if a person in a close position to the testator made active personal efforts to procure a will in his own favor. What the degree of confidential relationship is and the extent of confidence reposed is always to be inferred from the circumstances. As between an attorney and client the law regards them in positions of confidence, one to the other.

There are many cases which hold that where one sustaining a fiducial relation to another, such as trustee, guardian, etc., is [82]*82concerned in framing that other’s will to his own advantage the instrument ought to be scrutinized closely.

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Related

In re the Probate of the Will of Anderson
3 Misc. 2d 869 (New York Surrogate's Court, 1956)

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Bluebook (online)
2 Gibb. Surr. 78, 17 Misc. 195, 40 N.Y.S. 974, 75 N.Y. St. Rep. 374, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-probate-of-the-will-of-read-nysurct-1896.