In re the Marriage of Bergmann

305 P.3d 664, 49 Kan. App. 2d 45
CourtCourt of Appeals of Kansas
DecidedJune 14, 2013
DocketNo. 106,962
StatusPublished
Cited by8 cases

This text of 305 P.3d 664 (In re the Marriage of Bergmann) is published on Counsel Stack Legal Research, covering Court of Appeals of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Marriage of Bergmann, 305 P.3d 664, 49 Kan. App. 2d 45 (kanctapp 2013).

Opinion

Schroeder, J.:

Robert A. Sokol appeals the district court’s setting of guardian ad litem (GAL) fees at $175 per hour and the assessment of sanctions against him pursuant to K.S.A. 2011 Supp. 60-211. This is the eighth appeal before our court involving this family. Having reviewed the record before the district court, we find the district court did not abuse its discretion and affirm its decision.

Facts

The parties have been litigating custody issues since 1993. As the litigation continued, the district court requested Karen Snyder to serve as GAL in September 2010. In an e-mail, the district court set Snyder’s compensation at $100 per hour and required each party to deposit $750 with the clerk’s office for her fees. On November 1, 2010, the district court cancelled Snyder’s appointment and ordered her to be paid at the “previously determined” rate of [46]*46$175 per hour. The court also stated: “Ms. Snyder is asked to submit an itemized statement to the Court and to the parents, together with an Order for Pay Out for the court’s signature.”

Sokol e-mailed Snyder on November 29, 2010, asking if she had sent the itemized billing. Snyder replied she would submit the billing later that day. On January 6, 2011, Sokol again e-mailed Snyder, asking for her billing. Snyder did not respond.

In his April 26, 2011, pro se Motion For Return of Deposit and Sanctions, Sokol said Snyder had failed to provide a billing. Additionally, Sokol argued Snyder’s husband had worked at the same firm as Julie A. Bergmann’s attorney, J. Eugene Balloun, thereby creating a conflict of interest. Sokol asked for reimbursement of his deposit, interest on his deposit, attorney fees, and for Snyder to be sanctioned.

Sokol’s motion called the deposit retention “conscious theft,” asked for Snyder’s removal from the GAL list for 18 months, questioned why a GAL would act in this manner, and asserted that “to find a bad apple in this bunch looks bad for all [GALs].” He challenged Snyder’s ability to be a GAL, comparing her actions with other “shenanigans” in the CINC proceeding.

GAL Snyder responded, claiming Sokol’s request for sanctions was “improper and unfounded” and asserting that her husband’s prior employment 11 years ago was irrelevant. She requested approval of her fees and denial of Sokol’s request for sanctions.

Sokol’s next reply came on July 21,2011 through counsel, raising the same issues and claiming Snyder’s fees and billing practices violated KRPC 3.3(a)(1) (2012 Kan. Ct. R. Annot. 582). He asked for return of his deposit, court costs, attorney fees, and sanctions, along with an audit of Snyder’s GAL work.

On July 26, 2011, Bergmann filed a supplemental response to Sokol’s motions, asking for approval of the GAL fees and for sanctions against Sokol and his attorney pursuant to K.S.A. 2011 Supp. 60-211(b) and (c).

On July 28, 2011, the district court heard the pending motions for sanctions. Snyder testified she continued to receive e-mails from both parties requesting her involvement even after her appointment was cancelled. She also testified about her poor health [47]*47in January and February. She stated Sokol’s motion contained “horrible statements of a personal nature [going] far beyond his issue with me submitting fees.” She asked for his pleadings to be stricken. Counsel for Bergmann agreed and asked for sanctions.

The district court ruled the hourly rate for Snyder’s fees was controlled by the November 1, 2010, order, stating:

“Court Order will always take precedence over an e-mail. It asked her to submit an itemized statement. It didn’t really—didn’t order it but it asked her to do it so she could get, she could get herself paid, and tiren the remaining funds would be reimbursed back to the parents equally once she was paid.”

The district court found Snyder’s fees were reasonable under the eight factors of KRPC 1.5 (2012 Kan. Ct. R. Annot. 492), and approved them at the rate of $175 per hour. The court found no conflict of interest with Snyder’s husband’s prior employment.

Finally, the court told Sokol’s counsel she owed “this very professional, responsible, civil attorney [Snyder] a sincere apology for these land [sic] of allegations over someone that’s been asked to help this family that’s been in litigation for 18 or longer years and was brought into it briefly.” The court found Sokol’s allegations violated K.S.A. 2011 Supp. 60-211. The court sanctioned Sokol, ordering him to pay $175 to Snyder and $350 to Bergmann’s counsel.

Did the District Court Err in Setting GAL Fees?

Standard of Review

The issue of GAL fees involves findings of fact and issues of law creating a mixed standard of review. An appellate court reviews the trial court’s findings of fact to determine if the findings are supported by substantial competent evidence and are sufficient to support the trial court’s conclusions of law. Hodges v. Johnson, 288 Kan. 56, 65, 199 P.3d 1251 (2009). Substantial competent evidence is such legal and relevant evidence as a reasonable person might regard as sufficient to support a conclusion. Hodges, 288 Kan. at 65. An appellate court has unlimited review of conclusions of law. American Special Risk Management Corp. v. Cahow, 286 Kan. 1134, 1141, 192 P.3d 614 (2008). Determining whether a court has [48]*48authority to change rulings is an issue of law that should be reviewed de novo.

Changing a Court Decision '■

Sokol cites Vaughn v. Murray, 214 Kan. 456, 464, 521 P.2d 262 (1974), as authority for why the district court may not retroactively change fees. He explains the e-mail was a “prior judicial resolution” and his reliance on the e-mail created promissory estoppel. However, the October e-mail was not a “prior judicial resolution.”

Vaughn is a well-established Kansas case discussing whether courts may apply an overruling decision prospectively or retroactively. Here, no final decision had been handed down. The e-mail from the district court judge was not a final decision. Therefore, Vaughn does not apply.

The discussion regarding Snyder s fees took place within ongoing proceedings. In this context, a court retains its inherent power to review its own proceedings to correct errors and prevent injustice until a final judgment is entered. Bichelmeyer Meats v. Atlantic Ins. Co., 30 Kan. App. 2d 458, Syl. ¶ 3, 42 P.3d 1191 (2001). Here, the district court heard evidence about the conflicting e-mail and order, heard testimony regarding which fee was applicable, and then decided the order controlled. The trial court’s ruling was based in fact, and the court found $175 per hour reasonable. Cf. City of Wichita v. BG Products, Inc., 252 Kan. 367, Syl.

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Bluebook (online)
305 P.3d 664, 49 Kan. App. 2d 45, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-marriage-of-bergmann-kanctapp-2013.