In re the Estate of Work

9 Mills Surr. 258, 76 Misc. 403, 137 N.Y.S. 97
CourtNew York Surrogate's Court
DecidedApril 15, 1912
StatusPublished
Cited by7 cases

This text of 9 Mills Surr. 258 (In re the Estate of Work) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Work, 9 Mills Surr. 258, 76 Misc. 403, 137 N.Y.S. 97 (N.Y. Super. Ct. 1912).

Opinion

Fowler, S.

On the return of a citation, issued pursuant to section 2661a, Code of Civil Procedure, and heard on a peti[259]*259tion to compel the production of alleged testamentary instruments, the persons cited appear by counsel and insist orally, first, that the petition is insufficient on its face, and that the proceedings should be dismissed, and second, that the statute in question is unconstitutional. This position of the respondents is not a demurrer. No such pleading as a demurrer is known to the practice in this court (Redfield’s Pr. Surr. Court, § 87) ; the recognized pleadings in the courts of the surrogates consisting of two only, the petition and the answer or objections. Code Civ. Pro., §§ 2516, 2533, N. Y. Surr. Rule No. 14. It is apparent that the respondent’s objection to this proceeding is the equivalent of an exception and that it is not a demurrer. The question is, Can it be taken orally? The pleadings in this court preserve the simplicity of the civil or canon law, of which they are even now a remote survival. The surrogate has by statute the power to require respondents on the return of a citation to state their position in writing (Code Civ. Pro., § 2533), and where matter pleaded to a petition is in the nature of a defensive allegation, such a direction is the proper course, one Surrogate Bradford often adopted independently of any statute, and as an incident to the general jurisdiction conferred on him. Van Vleck v. Borroughs, 6 Barb, at page 344; Carle v. Underhill, 3 Bradf. 101; Foster v. Wilber, 1 Paige, Ch. 537, 540.

But as I did not require respondents to reduce their positions to writing, the respondents’ motion, taken orally, is sufficient, if entered on the record, to present their positions in this matter. If the surrogate’s jurisdiction over this matter is wholly statutory, the oral objection certainly suffices. In any event I am not inclined to insist on technical forms, or to require a written article, allegation or position in this court when objections may be just as well stated oftentimes orally. The simplicity of the procedure in this court has at all times, [260]*260as I conceive, been of superior advantage to the parties. Let us examine then when it is more orderly that an exception to jurisdiction should be taken by answer under oath or verified in the usual way. That the present motion of respondents, whatever called, is in the nature of an exception to the surrogate’s jurisdiction is apparent.

The present jurisdiction of the surrogate while often said to be statutory (Matter of Camp, 126 N. Y. 390; Matter of Runk, 200 id. 447) is sometimes only partly dependent on statute, while at others it is wholly dependent. This is a distinction often lost sight of by those who deal with this subject. If the statute conferring jurisdiction on the surrogate refers to an established and older probate jurisdiction, which is not statutory, the surrogate’s jurisdiction cannot be said to be purely statutory, and courts must take some account of this distinction. It is only when a statute is the exclusive and original source of the jurisdiction that a court is statutory in the true legal sense. The common law jurisdiction of the Supreme Court, for example, is given primarily by the constitution of the state; it is, in other words, organic or recognized by the fundamental law of the state. Nevertheless much of the jurisdiction itself is derivative or historical, although the immediate source is the constitution of government. Any one familiar with this topic recognizes that the jurisdiction of the fundamental common law courts was transferred to the Supreme Court, and without that the jurisdiction of the Supreme Court would be very different from what it is. What is recognized as true in the instance of the Supreme Court, which is the great general court of original jurisdiction in this state, is equally true of the courts of the surrogates. The immediate source of the jurisdiction of the courts of the surrogates is, of course, the statutes of the state; but whenever a statute confers an historical and ready-made jurisdiction of [261]*261other ages and other places, the real source of the jurisdiction is then historical, and due reference must be made to this fact or error, sometimes grave, .ensues. Salmond’s critical work on jurisprudence takes great note of this distinction in its compendium of legal sources, although not specially in reference to the subject of jurisdiction. But the application of the distinction concerning sources of law is apparent, in any discussion of the origins of jurisdictions.

When general probate jurisdiction is conferred on surrogates by statute, without any definition whatever of probate-jurisdiction, it is necessary to have recourse to the meaning' of these terms in the system of law which by constitutional reservation has been made the fundamental law of this state. By such reference it becomes apparent that the real source-of the probate jurisdiction, in fact, is historical, although the real source is often treated as destitute of legal recognition because in terms it is conferred by a statute which is. only the more immediate authority for the jurisdiction. One of the most important of mediums for the transfer of the common law of an older state to a newer political dependency is the translation of established jurisdictions to the officers of the new government. When such a jurisdiction is transferred, it carries with it a great body of applicable law. Had the original commissions to probate officers of New York: expressed, for example, that they were to have the jurisdiction of the Roman praetor, instead of the jurisdiction of the-delegate of the Ordinary of the Ecclesiastical Courts of England, how different would be the existing law relative to judicial powers and jurisdiction in probate proceedings.

This excursus on the origins of probate institutions is not so remote from the matter in hand as it may seem. Where a matter is clearly within the general probate jurisdiction, conferred in general terms on the surrogates, and the petition. [262]*262on its face shows such jurisdiction, and the surrogate has granted citation, it is very doubtful whether even since the repeal of the act of 1870 (chap. 339) an exception to the jurisdiction thereafter lies before the surrogate, unless the position alleging such want of jurisdiction is taken in writing (Cf. Prout v. M’Nab, 6 Dem. 152, where the objection was taken in writing) ; and then the question is reviewable by appeal. Harrison v. Clark, 87 N. Y. 572, 577; Matter of Zerega, 58 Hun, 505, 507. It is not singular that this course of procedure is consistent with prior procedure long established in the courts of probate. It would be singular if it was not so consistent. The present practice here is but a modification of a very ancient practice, for the probate jurisdiction conferred on surrogates is very ancient, and its practice matters rests on essentials, and is not usflally dependent on purely arbitrary statutory mandates for procedure. Formerly, and at present, in matters concerning probate jurisdiction only, the judge of probate examines the petition or other pleading in the first instance, and if he finds it sufficient, citation issues, and that ends the matter in so far as he is concerned. All pleas and defenses must then be taken by answer or written objections. But formerly a party aggrieved by a sentence or judgment of a court of first instance, proceeding according to the former course of the civil or canon law, had in all instances a right of appeal or resort to a higher tribunal for relief and protection.

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In re the Estate of Work
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Bluebook (online)
9 Mills Surr. 258, 76 Misc. 403, 137 N.Y.S. 97, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-work-nysurct-1912.