In re the Estate of Owen

144 Misc. 688, 259 N.Y.S. 892, 1932 N.Y. Misc. LEXIS 1282
CourtNew York Surrogate's Court
DecidedSeptember 19, 1932
StatusPublished
Cited by11 cases

This text of 144 Misc. 688 (In re the Estate of Owen) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Owen, 144 Misc. 688, 259 N.Y.S. 892, 1932 N.Y. Misc. LEXIS 1282 (N.Y. Super. Ct. 1932).

Opinion

Smith, S.

The residuary legatee objects to the executor being allowed the sum of $2,500 shown by his account to have been paid by him to his attorney for legal and other services, on the ground that the amount is unreasonable, as certain of the services performed and charged for were:

1. Not a proper charge against the estate.

2. Services which should have been performed by the executor.

3. Clerical services charged for on the basis of legal services.

4. Unnecessary services.

5. Services on accounting for which the costs are fixed by the surrogate.

And further that if the probate proceeding, as conducted by said attorney, is determined to be defective for the reason that the facts in relation to the heirs, or lack of heirs, of the decedent [690]*690were not properly set forth in the petition so as to confer jurisdiction upon the court to make an order of publication, then that all services performed by the attorney for the executor were without value to the estate.

Considering first the question of the sufficiency of the attorney’s services in the probate proceeding in relation to his charges for services for said estate, it appears that the petition was drawn upon the usual form and that following the printed part “ That * * * all the heirs, and all the next of kin of said testator * * * are hereinafter mentioned * * * in subdivisions A, B, C and D hereof, as follows: A. The following named persons who are of full age and of sound mind,” it sets forth “ That petitioner was unmarried and left no heirs at law or next of kin, him surviving, according to the best knowledge, information and belief of your petitioner,” and the petition prays (printed) “ That an order be granted directing service upon * * * and also upon the persons hereinbefore described and included in those subdivisions who and whose names or residences and post office addresses are unknown.” No statement was made as to the source of the petitioner’s knowledge or information, and no affidavit was presented in relation thereto, and yet an order of publication based upon said petition was made reciting: “ It appearing to my satisfaction by the petition of William J. Kane, solé executor * * * that said decedent left him surviving no known heirs at law and next of kin * * * Now on motion * * * it is ordered, that service of the citation * * * upon John Doe and Richard Roe being the unknown heirs at law and next of kin of said F. Wilsey Owen, deceased, be made by publication.”

A citation was issued and was published as required by said order directed “ to the Attorney-General of the State of New York, and to all unknown heirs at law and next of kin of the husband, widow, heirs and next of kin, executor and all persons interested in the estate of F. Wilsey Owen.”

Although the petition upon which the order was made stated a conclusion in saying that there were no heirs at law of the testator, it was evidently a conclusion based upon knowledge, and if there were no heirs an order of publication was unnecessary (Bailey v. Stewart, 2 Redf. 212; Bailey v. Hilton, 14 Hun, 3); but the surrogate, when he signed the order, presumably had in mind the presumption that every person dying leaves one or more heirs at law entitled to take his property (Ettenheirner v. Heffernan, 66 Barb. 374; New York Central & Hudson R. R. R. Co. v. Cottle, 102 Misc. 30; Matter of Clarke, 131 App. Div. 688), and was satisfied that even if the petitioner was mistaken as to lack of heirs of the dece[691]*691dent that publication against unknown heirs, if any such existed, would give the court jurisdiction over them and would bar them from thereafter moving successfully to open the decree, but such was not the case. Section 57 of the Surrogate’s Court Act requires that the petition, or an accompanying affidavit, set forth to the satisfaction of the surrogate the facts which show that the case is one of those specified in section fifty-six of this act and that the petitioner has used due diligence to ascertain the names and post-office addresses of the parties whose names or post-office addresses are unknown.”

The petition showed that no heirs existed, but the order of publication was made in relation to unknown heirs of whom no mention was made in the petition except in the printed prayer and an order of publication would not give jurisdiction over unknown heirs unless there was a compliance with section 57 aforesaid, and without such proof the surrogate had no jurisdiction to order publication against unknown heirs.

The courts have uniformly held that the validity of an order of publication of citation must be judged solely upon the statements in the affidavit or petition upon which it was granted (Matter of Gahn, 110 Misc. 96; Fink v. Wallach, 47 id. 247), and have even held that where the essential facts upon which an order for other than personal service is based are erroneously stated, service made thereunder is null and void. (Clarkson v. Butler, 173 App. Div. 143.) And what would be the effect where no facts of any kind in relation to unknown heirs are stated? Clearly no jurisdiction over them would be obtained, and the decree upon probate would not be conclusive against them. However, it has been held that whether the decision of the Surrogate’s Court is right or wrong, as long as the various decrees stand unreversed they are binding and valid adjudications and this irrespective of whether the parties are infants or adults. (Matter of Hood, 90 N. Y. 512; Matter of Tilden, 98 id. 434; Matter of Jarvis, 110 Misc. 5; Matter of Hawley, 100 N. Y. 206.)

The probate proceedings should have been so conducted that jurisdiction would have been obtained against any unknown heirs, if any existed, and the presumption is that such heirs exist, so that section 80 of the Surrogate’s Court Act, that Every decree of a Surrogate’s Court is conclusive as to all matters embraced therein against every person of whom jurisdiction was obtained,” would apply.

The probate proceeding was not, however, without value to the estate as the admission of the will to probate permitted the necessary proceedings to be carried on to reduce the estate to possession [692]*692and settle the same by enabling the residuary legatee to receive what was given to her by the will, but the services were not, however, of the value that they would have been had the proceeding been so conducted that jurisdiction had been obtained over the unknown heirs, and jurisdiction cannot be conferred by subsequent filing of proofs supplying the defects. (Silver v. Lind Realty Co., Inc., 222 App. Div. 768.)

Considering next the objections numbered 1, 2, 3, 4 and 5.

1. The services in relation to the burial of the decedent, performed by the attorney, objected to. as not proper charges against the estate.

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Bluebook (online)
144 Misc. 688, 259 N.Y.S. 892, 1932 N.Y. Misc. LEXIS 1282, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-owen-nysurct-1932.