In re the Estate of McCafferty

142 Misc. 371, 254 N.Y.S. 789, 1932 N.Y. Misc. LEXIS 928
CourtNew York Surrogate's Court
DecidedJanuary 4, 1932
StatusPublished
Cited by45 cases

This text of 142 Misc. 371 (In re the Estate of McCafferty) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of McCafferty, 142 Misc. 371, 254 N.Y.S. 789, 1932 N.Y. Misc. LEXIS 928 (N.Y. Super. Ct. 1932).

Opinion

Wingate, S.

In spite of the frequent judicial statements that precedents possess negligible value in the determination of questions of'testamentary construction (Matter of Durand, 250 N. Y. 45, 53; Matter of Rossiter, 134 Misc. 837, 839; affd., 229 App. Div. 730; affd., 254 N. Y. 583; Matter of Weissmann, 137 Misc. 113, 114; affd., 232 App. Div. 698; leave to appeal to Court of Appeals denied, Id. 773, and by Court of Appeals, N. Y. L. J. April 1, 1931, p. 10; Matter of Storey, 134 Misc. 791, 796; Matter of Quinby, Id. 396, 401; Matter of Grefe, 140 id. 134, 137), the arguments of counsel in such proceedings continue to lay great stress upon cases [372]*372previously decided, and the courts, in a large proportion of instances, still base their determinations thereon. This apparent paradox is, however, due to a lack of differentiation of the two diverse offices performed by a court in any determination involving the meaning and effect of a will, and of the two varieties of decisions which are found in the books involving questions of construction. The explanation lies in the fact that a proceeding for the construction of a will really involves two separate and distinct processes, which, for want of better terminology, may be designated as, first, the function of interpretation of the document; and, second, that of adjudication of its legal effect.

The former act involves merely a decision as to what the testator intended by the use of the language employed in the instrument. This must be resolved by an analysis of the particular words employed therein (Matter of Halbert, 141 Misc. 181, 182; Matter of Kirkman, 134 id. 527, 528; Matter of Kelly, Id. 399, 401; Matter of Weissmann, 137 id. 113, 114; affd., 232 App. Div. 698; Matter of Tuozzolo, 141 Misc. 251, 252, 253; Matter of Shumway, 138 id. 429, 434; Matter of Ryan, 136 id. 261, 264; Matter of Durand, 250 N. Y. 45, 54), when read in the light of the pertinent surrounding circumstances at the time the document was executed. (Matter of Smith, 254 N. Y. 283, 289; Matter of Patterson, 139 Misc. 872, 875; Matter of Shumway, 138 id. 429, 432.) Only when testator’s intention has been ascertained is the stage set for the second act in the construction process, namely, that of adjudication, which consists of the application of recognized rules of law to the dis-positive directions, and involves a decision as to how far applicable legal principles will permit effectuation of the devolution desired and expressly or impliedly directed by him.

This distinction of functions has received occasional judicial recognition and is stated with especial aptness in Herzog v. Title Guarantee & Trust Co. (177 N. Y. 86, at p. 91): From them [the testamentary instruments] the intention of the testator must be ascertained. The intent to be discovered is not whether he intended to make a valid disposition of his estate, but what provisions he in fact intended to make. When that is found, it is for the court to determine whether such intended provisions are valid or otherwise. (Colton v. Fox, 67 N. Y. 348, 351.) ”

At page 92: “ The duty of the court is not to make a new will or codicil to carry out some supposed but undisclosed purpose, but to ascertain what the testator actually intended by the language employed by him when properly interpreted, and then to determine whether such intended provisions are valid or otherwise. The duty of the court is to interpret, not to construct; to construe the will [373]*373and codicil, not to make new ones. (Tilden v. Green, 130 N. Y. 29, 51.) ”

In the performance of the office of adjudicating the legality of testator’s directions for the disposal of his property, precedents are of the utmost importance. On the primary question of what disposition the testator actually intended, in other words, in the judicial act of the interpretation of the meaning of the testamentary instrument, former decisions of the courts have, however, substantially no value as guides, since, as Judge Werner pertinently remarked in Matter of King (200 N. Y. 189, 192): " ‘ No will has a twin brother.’ ” No two wills are similarly phrased in all particulars, and since every word employed is potentially important as shedding possible light upon what the testator actually had in mind at the time of the execution of the document (Matter of Gorra, 135 Misc. 93, 97; Matter of Gargiulo, 138 id. 90, 97; Matter of Sheffer, 139 id. 519, 520), it is fundamentally inconceivable that a decision respecting intent, as disclosed in one instrument, could have any proximate bearing on the purpose envisaged in another. Not only is it incredible that the wills of any two individuals should be identical in verbiage, but the circumstances surrounding each testator are inevitably essentially dissimilar, and since these must be taken into consideration in reaching a conclusion as to what his wishes envisaged, it is beyond the range of possibility that the pertinent facts on which the decision of testamentary intent must be based can, in any two wills, sufficiently resemble each other as to warrant the basing of interpretation of the meaning of one, on a decision respecting the connotation of another. It may, therefore, be said that only where it can be demonstrated that the testamentary instrument submitted is precisely identical with one previously adjudicated, and that the circumstances of the two testators were in all respects alike, can a previous decision be a governing precedent in a question of interpretation raised in a later one.

On questions of interpretation the sole aim of the court is to decide what the testator desired. In the act of adjudication this is entirely immaterial, legal rules alone governing the determination.

Another frequently encountered stumbling block in this connection is concealed in the phrase the intention of the testator.” This does not refer to what he might have desired to accomplish in the light of the eventualities which have transpired since the execution of the will. The only intent relevant or important is as to the disposition of his property which the testator had in mind at the precise moment of his signature of the will which [374]*374is the subject-matter of the construction. Since no one is endowed with prophetic vision it must be obvious that subsequently transpiring events can throw no light whatsoever upon this inquiry and this point has frequently been stressed.

In Morris v. Sickly (133 N. Y. 456) the Court of Appeals says (at p. 459): “ Clearly, circumstances occurring long after the execution of a will could not have been within the contemplation of the testator, and could, therefore, throw no light upon the meaning of language which he then used. While a will is in some sense ambulatory as to the objects and subjects with which it deals, yet it is not ambulatory as to the meaning of the language used by the testator and the intention and purpose which controlled the disposition of his property. That intention and purpose must be found to exist at the time of the execution of the will, and cannot be varied or changed by any after-occurring events.” (See, also, Matter of Smallman, 138 Misc. 889, 896; Matter of Lilienthal, 139 id. 225, 230; Matter of Kirkman, 134 id. 527, 529; Matter of Gargiulo, 138 id. 90, 99; Matter of Tuozzolo, 141 id. 251, 253;

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Bluebook (online)
142 Misc. 371, 254 N.Y.S. 789, 1932 N.Y. Misc. LEXIS 928, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-mccafferty-nysurct-1932.