In re the Estate of Bates

173 Misc. 703, 19 N.Y.S.2d 64, 1940 N.Y. Misc. LEXIS 1614
CourtNew York Surrogate's Court
DecidedMarch 19, 1940
StatusPublished
Cited by4 cases

This text of 173 Misc. 703 (In re the Estate of Bates) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Bates, 173 Misc. 703, 19 N.Y.S.2d 64, 1940 N.Y. Misc. LEXIS 1614 (N.Y. Super. Ct. 1940).

Opinion

Wingate, S.

The question of testamentary interpretation here propounded relates to the persons entitled to participate in the remainder distribution of three trusts erected by the will of this decedent who died November 29, 1901. The particular item in question is numbered Fifteenth ” and provides that if any part of the property of the decedent shall be found to have failed of valid disposition in the preceding items of the will, then such part, “ I wish and direct to be equally divided and go one third to the next of kin of myself as if I had died intestate, one third to the next of ]dn of my wife as if she had died intestate, and one third to the next [705]*705of kin of nay daughter as if she had died intestate; such division into thirds by the classes named even though some persons may thereby receive more than others by reason of common kinship.”

The preliminary question in controversy relates to the time as of which these several “ next of kin ” are to be determined, the alternate contentions being on the one hand that the times of the several deaths of the persons to whom the kinship is referred should govern, and, on the other, that the time of possessory enjoyment must control, which was on the death of the daughter, which occurred on January 22, 1936.

In the opinion of the court, the former position is correct. The direction became effective only by reason of the fact that the other directions of the will failed to make complete and valid disposition of the assets of the decedent. That failure existed at the moment of the death of the testator, which was the date from which it must be deemed to speak (Brundage v. Brundage, 60 N. Y. 544, 548; Matter of Shevlin, 143 Misc. 213, 217; affd., 242 App. Div. 636; affd., 278 N. Y. 548; Matter of Williams, 162 Misc. 507, 509; affd., 254 App. Div. 741), despite the circumstance that the fact or amount of the ineffective disposition might not be determined until some future time.

Except for the direction contained in this item under construction, the ineffectively directed portion of the property would have devolved in intestacy (Morton v. Woodbury, 153 N. Y. 243, 256; Pomroy v. Hincks, 180 id. 73, 75; Wright v. Wright, 225 id. 329, 340, 341; Matter of Lyons, 154 Misc. 368, 371; affd., 271 N. Y. 204; Matter of Weil, 151 Misc. 841, 848; affd., 245 App. Div. 822; Matter of McCafferty, 142 Misc. 371, 381; affd., 236 App. Div. 678) immediately upon the death of the testator (Read v. Williams, 125 N. Y. 560, 570; Barber v. Terry, 173 App. Div. 469, 471; Matter of Hilliard, 164 Misc. 677, 692; affd., 254 App. Div. 879; Matter of Williams, 162 Misc. 507, 509; affd. 254 App. Div. 741) to the persons described in the statutes effective on that date, as the recipients of such property of the decedent as had not been made the subject of valid testamentary direction.

As to one-third of the property the manner of devolution of which this testator had failed validly to direct in the preceding items of his will, he expressed the wish that it should be distributed in a manner identical with that in which it would have gone had no direction in respect thereof been inserted in' the will, namely, to the next of kin of myself ás if I had died intestate.” No controversy can exist in this connection respecting the final third, given to “ the next of kin of my daughter as if she had died intestate,” since the date of vesting in the class designees and the date of possessory enjoyment [706]*706were the same. The issue is, therefore, reduced to the second third, given to the next of kin of my wife as if she had died intestate.” In the opinion of the court this question should be determined as vesting the right of receipt in those who answered the class description on the death of the wife, both for reasons of uniformity with the other similar directions, and because of the inference of a testamentary intention that a vesting shall occur at the earliest possible moment compatible with the express directions of the will. (Riker v. Gwynne, 201 N. Y. 143, 149; Bowditch v. Ayrault, 138 id. 222, 228; Whitman v. Terry, 196 App. Div. 282, 287; Williams v. Williams, 152 id. 323, 325; Matter of Meyer, 162 Misc. 426, 428.) It is accordingly determined that the persons answering the class descriptions of next of kin of the three named individuals are those who were in existence at the deaths of those individuals, respectively. (Matter of Harned, 138 Misc. 546, 548; affd., 234 App. Div. 796; Matter of Ackerman, 137 Misc. 910, 916; Matter of Lesser, 158 id. 895, 899.)

In approaching a determination of the identity on November 29,, 1901, of the persons coming within the description of the next of kin of myself as if I had died intestate,” a contradiction in description is encountered. On the one hand, section 1870 of the Code of Civil Procedure, as then in effect, provided: The term next of kin ’ as used in this title, includes all those entitled, under the provisions of law relating to the distribution of personal property, to share in the unbequeathed assets of a decedent, after payment of debts and expenses, other than a surviving husband or wife,” and it was well established prior to 1930 that the term next of kin, used simpliciter,” did not include a surviving spouse. (Slosson v. Lynch, 43 Barb. 147, 149; Tillman v. Davis, 95 N. Y. 17, 24; Matter of Waring, 275 id. 6, 13.)

On the other hand, section 2732 of the Code of Civil Procedure as in force on the date of the testator’s death, in so far as presently material, read:

“ If the deceased died intestate, the surplus of his personal property after payment of debts; and if he left a will, such surplus, after the payment of debts and legacies, if not bequeathed, must be distributed to his widow, children, or next of kin, in the manner following:

“1. One-third part to the widow, and the residue in equal portions among the children, and such persons as legally represent the children if any of them have died before the deceased.”

The question thereupon arises as to whether by the gift to his “ next of kin ” the testator intended to limit participation to his blood relatives, or whether by the addition of the words of descrip[707]*707tion “ as if I had died intestate ” he desired to extend the limited connotation of the term to include all persons, including his wife, who would have been entitled to take in intestacy under the terms of the statute effective at the date of his death. The court inclines to the latter view. Matter of Waring (275 N. Y. 6) is not determinative of the question and Slosson v. Lynch (43 Barb. 147, 149), which is cited with approval by the court in that opinion, stresses the conception that the limitation of the term to blood relatives is applicable only where the term next of kin ” is used simpliciter. Here it is qualified by the addition of a phrase which is contradictory of an intention for its employment in its strict legal significance.

An added consideration, if this be required, is found in the circumstance that the testator has made contradictory directions, the former inferentially excluding the widow, the latter including her.

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Bluebook (online)
173 Misc. 703, 19 N.Y.S.2d 64, 1940 N.Y. Misc. LEXIS 1614, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-bates-nysurct-1940.