In re the Estate of Kenny

114 Misc. 2d 203, 450 N.Y.S.2d 1003, 1982 N.Y. Misc. LEXIS 3456
CourtNew York Surrogate's Court
DecidedJune 8, 1982
StatusPublished
Cited by9 cases

This text of 114 Misc. 2d 203 (In re the Estate of Kenny) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Kenny, 114 Misc. 2d 203, 450 N.Y.S.2d 1003, 1982 N.Y. Misc. LEXIS 3456 (N.Y. Super. Ct. 1982).

Opinion

OPINION OF THE COURT

Bernard M. Bloom, S.

In this proceeding for letters of administration, petitioner has submitted voluminous and facially compelling evidence tending to prove that she is the natural, nonmarital daughter of decedent, who died on May 26, 1981 survived also by two sisters and by issue of a predeceased brother.

The reciprocal rights of intestate distribution between children born out of wedlock vis-a-vis their fathers and paternal kindred are governed by EPTL 4-1.2 where, as here, the parents did not later intermarry (see Domestic Relations Law, § 24). Petitioner concedes that there was neither an order of filiation entered during decedent’s lifetime nor a witnessed acknowledgment of paternity filed with the State’s putative father registry within 60 days of its making, either of which would, under the current form [204]*204of respective clauses (A) and (B) of EPTL 4-1.2 (subd [a], par [2]), legitimate a nonmarital child for purposes of intestate succession. Consequently, for a predicate to her appointment as administratrix, she is forced to rely upon the third and final avenue, EPTL 4-1.2 (subd [a], par [2], cl [C]), enacted on April 21, 1981, five weeks prior to his death. This most recent expedient, in contradistinction to the other two, is not dependent upon the existence of any specific document; it confers distributive status if “paternity has been established by clear and convincing evidence and the father of the child has openly and notoriously acknowledged the child as his own.”

Before affording an evidentiary hearing to establish whether this bifurcated test is met in the instant case, it must be determined whether or not all prospect of petitioner’s eventual success under EPTL 4-1.2 (subd [a], par [2], cl [C]) is foreclosed as a matter of law.by the enactment’s provision that it “shall take effect on the first day of September next succeeding the date on which it shall have become a law” (L 1981, ch 75, § 3).

The question presented is not reducible to a simple choice between “prospective” versus “retrospective” application of the April 21,1981 enactment, since as a practical matter, these terms import little divorced from a given procedural context. This is evident from the radical consequences of a finding that the liberalization in question was intended to be either “prospective” or “retroactive” in unadulterated form. Pure prospectivity would mean, in theory, not only that the amendment’s effect would be confined to the intestate property of those who died on or after September 1,1981, but also that the acts constituting the clear and convincing evidence of paternity and the open and notorious acknowledgment of the nonmarital child must occur on or after that date. Complete retrospective operation, on the other hand, would permit persons entitled to distributive status under this newest method of proof to present their claims regardless of when the decedent’s death occurred and irrespective of a prior judicial determination of the identity of the distributees.

Spectres having such drastic and obviously unintended consequences may be dismissed offhandedly. In matters of [205]*205descent and distribution, evidence of antecedent events underlying the ultimate fact is not precluded as long as the opportunity for proof itself is not (see, e.g., Dodin v Dodin, 16 App Div 42, affd 162 NY 635 [a law granting adopted children the same distributive rights as natural children was applicable to a decedent who died after its enactment though the adoption had occurred before its passage]; see, also, McKinney’s Cons Laws of NY, Book 1, Statutes, § 56), while, on the other hand, a change in the class of statutory distributees is not to disturb the finality of final or intermediate judicial decrees (see, e.g., Matter of Germaine, 268 NY 475 [act allowing next of kin of predeceased spouse to succeed to intestate property of decedent who left no family members could not be invoked to disturb a decree which had directed deposit of the assets with the State for the benefit of unknown distributees]; Matter of Fay, NYLJ, July 8, 1980, p 11, col 4 [1979 amendment to EPTL 4-1.2 permitting a predeceased father’s kindred to take in intestacy from his illegitimate child under the same circumstances in which the father himself could have, had he survived the child, did not subject a 1975 intermediate decree which had dismissed the claim of one of such paternal relatives to attack]).

This said, the true focal question becomes whether or not, as has been held by Surrogate Laurino in Matter of Smith (114 Misc 2d 346), the provision that the act “shall take effect” on September 1, 1981 is a directive that it be applied only with respect to those who died on or after that date. Such a result is eminently easy to apply. If, however, this court should differ with what may be termed, for purposes of this opinion, the “strictly prospective” construction given by my esteemed and learned colleague, the limits of the retrospective effect to be accorded to the liberalization shall remain to be defined for the guidance of prospective claimants and their counsel.

We return to the threshold question. The only substantive change in EPTL 4-1.2 accomplished by the April 21, 1981 amendments other than the addition of EPTL 4-1.2 (subd [a], par [2], cl [C]) was the deletion of the requirement that an order of filiation under EPTL 4-1.2 (subd [a], par [2], cl [A]) and the formal acknowledgment of paternity [206]*206under EPTL 4-1.2 (subd [a], par [2], cl [B]) be respectively obtained or executed no later than 10 years after the birth of the nonmarital child. Both the actual text of the amended statute and its September 1,1981 “effective” date were adopted in wholesale fashion from the proposal advanced by the Law Review Commission. None of the materials included in the bill jacket, whether detailing the commission’s purposes in recommending the amendments, or recording the favorable views of such bodies as the Department of Social Services and appropriate committees of the New York State Bar Association and of the Association of the Bar of the City of New York, define the meaning of the “effective” date or otherwise address the subject of the extent of the proposed legislation’s operation directly. These various commentaries are, however, replete with adversions to the fact that subdivision (a) (par [2], cl [C]) of the proposed legislation would remedy the injustice inherent in the existing statutory scheme under which nonmarital children through no fault of their own, but rather by dint of the failure of their fathers to file a formal acknowledgment of paternity or of other persons to obtain an order of filiation on their behalf, were denied distributive status, even when paternity and the fact of acknowledgment were not open to serious question. The dissenting opinion of Judge Cooke in Matter of Lalli (43 NY2d 65, 70, 71-72), in which a majority of the Court of Appeals, upheld in due course by the Supreme Court of the United States (Lalli v Lalli, 439 US 259) held that former EPTL 4-1.2 was not unconstitutional insofar as it permitted an illegitimate to succeed to his father’s intestate property only if an order of filiation had been entered during the father’s lifetime is quoted at length in the report of the Law Revision Commission: “The requirement of an order of filiation made during the lifetime of the father will, ipso facto, exclude a substantial category of illegitimate children from inheritance. If this exclusion resulted from a lack of proof it might be justifiable.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re the Estate of Uhl
33 A.D.3d 181 (Appellate Division of the Supreme Court of New York, 2006)
In re Avena
166 Misc. 2d 968 (New York Surrogate's Court, 1995)
Greene v. City of New York
675 F. Supp. 110 (S.D. New York, 1987)
In re the Estate of Malavase
133 A.D.2d 759 (Appellate Division of the Supreme Court of New York, 1987)
Gilliam v. Branton
470 A.2d 743 (District of Columbia Court of Appeals, 1983)
In Re Estate of Glover
470 A.2d 743 (District of Columbia Court of Appeals, 1983)
Charles for Charles v. Schweiker
569 F. Supp. 1341 (E.D. New York, 1983)
In re the Estate of Smith
118 Misc. 2d 165 (New York Surrogate's Court, 1983)

Cite This Page — Counsel Stack

Bluebook (online)
114 Misc. 2d 203, 450 N.Y.S.2d 1003, 1982 N.Y. Misc. LEXIS 3456, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-kenny-nysurct-1982.