In re the Estate of Keeling

148 Misc. 798, 266 N.Y.S. 441, 1933 N.Y. Misc. LEXIS 1279
New York Surrogate's Court·Decided September 6, 1933·Published·Cited by 11 cases

Opinion

Wingate, S.

The questions herein presented for determination arise upon a motion to dismiss the claim of an alleged creditor against this estate. Upon primary principles of practice, it results that the matter is to be viewed as upon a demurrer, and that all facts alleged and established, and inferences reasonably deducible therefrom, are to be takén as true. (Matter of Kirkman, 143 Misc. 342, 343; Matter of Duggan, 146 id. 596, 597; Matter of Killough, 148 id. 73, 74.)

[799] The facts as thus determined for the purposes of this motion demonstrate that the present intestate, who died on July 31, 1931, had been adjudicated an incompetent on November 25, 1924, and committees of her person and property duly appointed. An allowance of $400 per month was authorized to the committee of her person for her “ support and maintenance.” In addition to this seven special orders were made from time to time authorizing the payment of various sums for medical services rendered to the incompetent by a physician by the name of McCoy. The first of these orders was dated June 16, 1925, and the last September 7, 1928. The total of the sums so allowed to Dr. McCoy for the period terminating on August 29, 1928, aggregated $2,475.55.

Upon the hearing on the settlement of the accounts of the committee, following the death of the incompetent, the committee of her person testified to conversations with her in, and subsequent to, September, 1928, in which she stated her dissatisfaction with Dr. McCoy and that she had discontinued treatment by him and was now being attended by the present claimant, Dr. Love, who had helped her. He further testified to conversations with Dr. Love in respect to payments for the services rendered by him, to the effect that whereas he, the committee, had been able to obtain orders from the Supreme Court approving Dr. McCoy’s bills, he did not feel justified in making further application in this regard on behalf of Dr. Love. He, however, expressed to Dr. Love his conviction that the incompetent’s estate was sufficient to pay the bills of the latter and that he thought they would probably be paid subsequent to the death of the incompetent. Accordingly, Dr. Love withheld the pressing of his claims until after the death of the incompetent and thereupon presented a bill for $1,880 for services rendered up to the time of her decease. This bill was rejected by the committee, and Dr. Love was cited upon the settlement of the accounts of the committee and duly appeared before the referee in that proceeding and offered testimony both by himself and others in respect to his claim. The claim was wholly rejected by the referee in that proceeding, and the Supreme Court, in confirming the report of the latter, made an order under date of June 8, 1932, reading in part as follows: “And it appearing that the claim of Dr. Cornelius Love was referred for hearing to George H. Holahan, Jr., as referee, and the claimant having appeared and offered proof in support of his claim; and said referee having found that said claim was not a proper claim against said committee, it is further

“ Ordered, adjudged and decreed that the report of said George R. Holahan, Jr., be and the same hereby is confirmed; and that the [800] claim of said Dr. Cornelius Love be and the same hereby is disallowed.”

The claimant thereafter duly filed his claim with the administrator of the incompetent’s estate. It was rejected and now arises upon the judicial settlement of the accounts of the administrator.

The prehminary contention of the administrator is to the effect that the matter was adjudicated adversely to the claimant upon the hearing in respect to the accounts of the committee and can, therefore, not be raised at the present time. This contention is wholly without merit. The factual demonstrations required to establish a defense of res adjudicata are fully elaborated in the leading case of Rudd v. Cornell (171 N. Y. 114, see particularly pp. 127 to 128). Two of the chief requirements in this regard are that the determination shall have been had in a litigation between the same parties constituting the litigants in the subsequent action, and that the prior adjudication shall have been on the merits. The first of these prerequisites is not met in this case, since the claim before the referee was one presented against the committee of the incompetent who is obviously a different person both actually and legally from the present administrator. Compliance with the second is also not demonstrated, since the recital in the order of the Supreme Court respecting the determination of the referee was that “ said claim was not a proper claim against said committee.” This is far from a determination that it is not a just and proper claim against the estate of the incompetent.

In view of the provisions of section 1383 of the Civil Practice Act, it seems apparent .that the determination of the referee, subsequently confirmed by the court, was in all respects correct. This section reads in part: “ Where a person, of whose property a committee has been appointed, as prescribed in this article, dies during his incompetency, the power of the committee ceases; and the property of the decedent must be administered and disposed of as if a committee had not been appointed.” In view of this enactment it seems obvious that any liability of the decedent, as distinguished from a liability incurred by the committee, should properly be met by the executor or administrator of the estate of the incompetent and not by the committee, and such appears to be the approved practice. (Matter of Beckwith, 87 N. Y. 503, 508.) (See, also, Carter v. Beckwith, 128 id. 312, 322.) The functions of the committee as bailiff of the estate of the incompetent (People ex rel. Smith v. Commissioners of Taxes, 100 N. Y. 215, 218; Matter of Rasmussen, 147 Misc. 564, 566) terminated on the death, and the only matters which are properly to be considered [801] upon a passing of Ms accounts in the court of Ms appomtment are those respecting wMch he performed some affirmative act.

The defense of res adjudicata must, therefore, be overruled.

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In re the Estate of Keeling, 148 Misc. 798, 266 N.Y.S. 441, 1933 N.Y. Misc. LEXIS 1279 (N.Y. Super. Ct. 1933).

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