In re the Estate of Johnson

108 Misc. 2d 1066, 439 N.Y.S.2d 250, 1981 N.Y. Misc. LEXIS 2336
CourtNew York Surrogate's Court
DecidedMay 4, 1981
StatusPublished
Cited by3 cases

This text of 108 Misc. 2d 1066 (In re the Estate of Johnson) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Johnson, 108 Misc. 2d 1066, 439 N.Y.S.2d 250, 1981 N.Y. Misc. LEXIS 2336 (N.Y. Super. Ct. 1981).

Opinion

OPINION OF THE COURT

Evans V. Brewster, S.

In this accounting proceeding by the executrix for a judicial settlement of her acts and proceedings as executrix, the Attorney-General of the State of New York, as statutory representative of ultimate charitable beneficiaries, has also petitioned the court for a construction of article sixth of the will which would delete the word “men” contained therein and insert the word “persons” in place thereof. The executrix of decedent’s will, the Attorney-General and the Croton-Harmon Free School District have stipulated that there are no contested or controverted facts in issue and all agree to the construction to substitute the word “persons” in place of “men” in article sixth of decedent’s will. The parties also consented to the approval of the terms of the stipulation by the court.

Article sixth of the decedent’s will contains the following language: “sixth: I give, devise and bequeath my entire [1067]*1067residuary estate to croton-harmon union free school district, the principal of which shall be invested and held for the purposes hereof, and the net income of which shall be used and applied, each year to the extent available, for scholarships or grants for bright and deserving young men who have graduated from the High School of such School District, and whose parents are financially unable to send them to college, and who shall be selected by the Board of Education of such School District with the assistance of the Principal of such High School.”

During the administration of decedent’s estate the executrix made a substantial distribution to the school district. Subsequently, in April, 1979, the board of education of the school district announced that applications would be accepted from graduating males on or before May 1, 1979 and that it would begin awarding scholarships to male students who meet the qualifications established in article sixth of decedent’s will. However, before any scholarships were awarded, the board of education became acutely aware of the danger lurking in such precipitous action. Not only did a female student of the high school district claim a right to scholarship eligibility but a complaint was also filed with the United States Office of Civil Rights of the Department of Education by the National Organization of Women, Legal Defense and Education Fund, with respect to the awarding of scholarships which were restricted to “men”. Pending the construction of article sixth, the board of education has deferred the granting of any scholarships.

The Attorney-General argues that literal compliance with the provisions of the will respecting the granting of scholarships to “men” would be unconstitutional under both the Constitution of the United States (14th Arndt) and the State of New York (art I, § 11) since the scholarships were restricted to one sex. It is further argued that administration of the scholarship would violate the provisions of section 1681 of title 20 of the United States Code (title 9 of the Education Amendments of 1972) which provides: “(a) No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance”.

[1068]*1068The Attorney-General requests that a construction of the will be found which would effectuate a general intent by the testator to assist bright and deserving persons who are graduates of the Croton-Harmon High School and would allow scholarships to be awarded to both male and female graduates thereby avoiding any conflict with the law and public policy and removing from jeopardy the substantial financial assistance received by the school district from the State and Federal Governments.

“It is axiomatic that a testator may dispose of his property as he sees fit so long as it is not contrary to law or public policy (Matter of Kelley, 225 App. Div. 29, affd. 251 N. Y. 529; Matter of Kramer, 172 Misc. 598, 602).” (Matter of Hartman, 76 Misc 2d 339, 340.) Within those limitations, the freedom of jus disponendi is part of our American liberties and a charitable trust for the benefit of a small and narrow class, however prejudiced or arbitrary the nature of the classification, is a disposition within the right of a testator to create (4 Scott, Trusts [3d ed], §375.2; Constitutionality of Restricted Scholarships, 33 NYU L Rev 604, 616). The Supreme Court of New Jersey in Mills v City of Philadelphia (52 NJ Super 52, 58) in commenting on the opinion of the United States Supreme Court in Commonwealth of Pennsylvania v Board of Trusts (353 US 230) stated: “The court in no way indicates any restriction on the right of an individual to limit the individual’s right to create trusts for the benefit of any person, class, or legal objective whatsoever, whether the trust so created is limited or discriminatory in any way or not. To have held otherwise would have established a precedent prohibiting anyone from bequeathing or devising his property other than to or for the benefit of all persons, or all objects of a testator’s bounty. Carrying such a prohibition to its natural conclusion, no one would be permitted to create trusts or give to a class favoring his church, his fraternal organizations, his charitable interests, or his natural origins.”

expressed purpose of testator to provide scholarships for “bright and deserving young men” is set forth in the will clearly and without ambiguity. No alternative or gift over is provided and no construction is required to ascertain testator’s intent or dominant purpose. “If intention of [1069]*1069a will-maker is to be found in the words used in the will and these are clear and definite there is no power to change them. (Matter of Watson, supra.) As is stated in Davids on the New York Law of Wills: ‘When intention can be ascertained as a fact from the instrument itself *** there is no occasion for a presumption in respect thereof, and the decision should not be affected by the rules in question. Hence the rules of construction are to be disregarded where the decedent’s intention is clearly or sufficiently manifest, or where the language of the instrument is plain and its meaning obvious.’ (Vol. I, §491, p. 805; see Matter of Rollins, 271 App. Div. 982, affd. 297 N. Y. 612.)” (Matter of Bisconti, 306 NY 442, 445.)

The question is not the intent of the decedent, which is clear, but whether, under the circumstances that exist, a trust for scholarships for men only, is illegal or against public policy. It has long been established that the Fourteenth Amendment of the United States Constitution is addressed to the States and does not bar private discrimination (Shelley v Kraemer, 334 US 1, 13; Civil Rights Cases, 109 US 3,11.) Numerous cases have upheld restrictions with respect to the selection of beneficiaries as valid, enforceable and clearly not against public policy.

One of my predecessors pointed out that “In considering the validity of charitable and educational gifts, the Courts have consistently held that the mere restriction of beneficiaries to a limited class of persons does not invalidate the trust so long as the general purpose of such trust is charitable or educational in nature, and so long as the beneficiaries constitute a reasonable number of persons and are not limited to the natural object of testator’s bounty.

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Related

In re the Estate of Johnson
93 A.D.2d 1 (Appellate Division of the Supreme Court of New York, 1983)
In re the Estate of Wilson
87 A.D.2d 98 (Appellate Division of the Supreme Court of New York, 1982)

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Bluebook (online)
108 Misc. 2d 1066, 439 N.Y.S.2d 250, 1981 N.Y. Misc. LEXIS 2336, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-johnson-nysurct-1981.