In re the Estate of Carper

67 A.D.2d 333, 415 N.Y.S.2d 550, 1979 N.Y. App. Div. LEXIS 10114
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 13, 1979
StatusPublished
Cited by13 cases

This text of 67 A.D.2d 333 (In re the Estate of Carper) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Carper, 67 A.D.2d 333, 415 N.Y.S.2d 550, 1979 N.Y. App. Div. LEXIS 10114 (N.Y. Ct. App. 1979).

Opinion

OPINION OF THE COURT

Moule, J.

Testatrix died in October 1976 leaving a last will and testament dated July 2, 1975 which revoked all former wills, provided for the payment of debts, funeral expenses and taxes, and made eight bequests to relatives and neighbors totaling approximately $80,500. Paragraph twelfth of her will provided "all the rest, residue and remainder of my property, both real and personal and of whatsoever name and nature and wheresoever situate, I give, devise and bequeath unto my beloved sister, Rose Price and her husband, Hyman Price, to be used by them in their sole discretion for the purpose of establishing in a charitable institution, or institutions, memorials to the fond memory of our parents, Abraham Schriba and Esther Gertrude Schriba, and my late husband, Frank Carper, in such manner and to such extent as I shall make known to them.”

In March 1978 Rose Price and Robert O’Brien, coexecutors of the estate, petitioned Surrogate’s Court, Monroe County, pursuant to SCPA 1420 for a determination as to the validity, [335]*335construction and effect of paragraph twelfth of testatrix’ will. Their petition asserted that paragraph twelfth is ambiguous, that testatrix died in partial intestacy and that the balance of the residuary estate should be distributed among testatrix’ intestate distributees pursuant to EPTL 4-1.1. Appended to the petition are affidavits of Rose Price and Hyman Price which state that the only direction testatrix gave to them concerning memorials was an oral communication that she wished memorials for her parents and husband to be established at the Jewish Home and Infirmary in Rochester, New York, in the approximate amount of $25,000. In addition, the petition contained an agreement whereby decedent’s distributees agreed to a proportionate distribution of amounts passing by intestacy.

The Attorney-General of the State of New York, as attorney for unnamed charitable beneficiaries, filed an answer contending that paragraph twelfth evinces a general charitable intent and that the court is authorized by EPTL 8-1.1 to apply the cy pres doctrine to designate charitable beneficiaries for the residue of testatrix’ estate. In addition, the Attorney-General asserted that the affidavits of Rose and Hyman Price should be stricken from the petition inasmuch as Rose Price, a distributee of testatrix, was interested in the outcome and her affidavit concerning conversations with testatrix thus violated the Dead Man’s Statute (CPLR 4519).

Subsequently, petitioner Rose Price applied to the Surrogate for an order extending her time to file and serve a renunciation of her intestate share so that her affidavit concerning conversations with testatrix would not be barred by the Dead Man’s Statute. The Surrogate found that paragraph twelfth was ambiguous as to testatrix’ intent and that extrinsic evidence was admissible to clarify her intent. The Surrogate also found that these circumstances provided sufficient reasonable cause to grant Rose Price an extension of time in which to file her renunciation. On the basis of the will and the affidavits of Rose and Hyman Price the Surrogate held as a matter of law that there was no clear unambiguous language indicating a general charitable purpose and that the language of the will together with extrinsic evidence established that decedent’s intent was to create memorials of a private nature. The Surrogate concluded that testatrix died partially intestate under paragraph twelfth of her will and "shall be deemed to have died testate as to the extent of $25,000 which shall be [336]*336directed to the Jewish Home and Infirmary in Rochester, New York.”

On appeal the Attorney-General reiterates his contention that paragraph twelfth of decedent’s will evinces a general charitable intent and that the Surrogate should have applied cy pres to designate various charities to receive the gift.

The primary duty of the court is to find and implement the intention of the testator as it is manifested in the language of the will (Matter of Jones, 38 NY2d 189). Where gifts to charity are involved, several additional rules of construction are relevant. When a testator evinces a charitable intent, it will be given effect by application of liberal rules of construction (Matter of Nurse, 35 NY2d 381). Charitable trusts do not need the same degree of certainty as to the beneficiaries that other gifts do (Allen v Stevens, 161 NY 122), and a charitable gift should be sustained whenever possible under the cy pres doctrine in the light of the intention of the testator (Matter of Kirkbride, 261 App Div 853).

EPTL 8-1.1 (subd [a]), the statutory enactment of the cy pres doctrine, provides that: "No disposition of property for religious, charitable, educational or benevolent purposes, otherwise valid under the laws of this state, is invalid by reason of the indefiniteness or uncertainty of the persons designated as beneficiaries.” A gift in trust to be distributed among various charities as the trustee sees fit is a valid charitable gift (Matter of Cunningham, 206 NY 601; Matter of Michaels, 7 Misc 2d 439; Matter of Olmstead, 131 Misc 238). Furthermore, cy pres may be applied even in the absence of a properly created express trust (see Matter of Durbrow, 245 NY 469), and gifts to charities are valid charitable gifts despite being motivated by a testator’s desire to perpetuate his name or the names of family members (Matter of Scott, 8 NY2d 419, 427; City Bank Farmers Trust Co. v Arnold, 268 NY 297, 301; Sherman v Richmond Hose Co., No. 2, 230 NY 462, 469). Therefore, failure to designate specific charitable institutions is not fatal.

The narrow question that we must decide is the effect of the language "in such manner and to such extent as I shall make known to them” upon the rest of paragraph twelfth which devises the residue of testatrix’ estate to Rose and Hyman Price to be used in their sole discretion for the purpose of establishing memorials in various charitable institutions. Petitioners argue that the quoted language conflicts with the [337]*337language giving Rose and Hyman Price "sole discretion” and thus makes testatrix’ charitable intent ambiguous. The Attorney-General contends that the quoted language modifies "memorials” and expresses testatrix’ desire to provide details in the future concerning the types of memorials to be established rather than a desire to modify her intent that the residue be given to charities.

We believe that paragraph twelfth of the will evidences a general charitable intent. The language at the end of paragraph twelfth modifies "memorials” and indicates testatrix’ intent to supply, at a later date, details concerning the types of memorials that she wished established in charitable institutions. This intent to supply details does not conflict with her over-all intent that the residue be distributed among various charities in memory of her late husband and parents. This conclusion is supported by several factors. First, the will as a whole evidences a comprehensive plan of distribution. Testatrix bequeathed approximately $80,500 among various relatives and friends. The rest testatrix gave to her sister and brother-in-law to be given to charity. Had testatrix intended to make bequests to all of her intestate distributees, she would have done so. Second, there is no provision in paragraph twelfth directing what should be done with any amounts not given to charity. Lack of a gift over is evidence of a general charitable intent (see Matter of Clark,

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Bluebook (online)
67 A.D.2d 333, 415 N.Y.S.2d 550, 1979 N.Y. App. Div. LEXIS 10114, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-carper-nyappdiv-1979.