In re the Estate of Carothers

591 P.2d 1091, 3 Kan. App. 2d 156, 1979 Kan. App. LEXIS 177
CourtCourt of Appeals of Kansas
DecidedMarch 9, 1979
DocketNo. 49,556
StatusPublished
Cited by2 cases

This text of 591 P.2d 1091 (In re the Estate of Carothers) is published on Counsel Stack Legal Research, covering Court of Appeals of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Carothers, 591 P.2d 1091, 3 Kan. App. 2d 156, 1979 Kan. App. LEXIS 177 (kanctapp 1979).

Opinion

Foth, C.J.:

This is an appeal from an order denying certain attorney fees and expenses in a probate proceeding involving an estate of almost $300,000.00. The proceeding in question culminated in In re Estate of Carothers, 220 Kan. 437, 552 P.2d 1354 (1976) (hereafter Carothers I). The facts are set out at length in that opinion, and will be only briefly summarized here.

On August 24, 1972, Bob N. Cardwell, decedent’s nephew, petitioned for the probate of a will of the decedent dated July 24, [157]*1571972, in which he was named executor. Under that will decedent’s daughter (Margaret I. Stipancich, appellant here) received a house worth about $30,000. Decedent’s personal effects were given to Cardwell; the residue was divided % to Cardwell, Vs to a niece, Vs to a sister, % to the University of Missouri at Kansas City dentistry school for its student loan fund, and % to decedent’s church.

The next day the appellant, Mrs. Stipancich, filed objections to the 1972 will and a petition to probate a will dated July 13, 1970, naming her as executor. Under the earlier will, after bequests of $10,000 to a friend and $5,000 each to the dentistry school and the church, appellant was given the entire residue amounting to almost $280,000.

The case was transferred to district court, where it was eventually tried in 1975. The court ruled preliminarily that it would first determine the validity of the 1972 will, since if it was valid questions as to the 1970 will would be moot. The trial, therefore, was devoted to the decedent’s testamentary capacity and freedom from undue influence in 1972. The court admitted the 1972 will and found the petition to admit the 1970 will was moot. The Supreme Court affirmed in Carothers I.

Thereafter appellant petitioned for the allowance of her expenses and attorney fees incurred in the will contest. The question of whether such an allowance was proper was briefed and argued. In November, 1976, the trial court orally ruled that it would make such an allowance and continued the matter for an evidentiary hearing on the amount. At that hearing, in March, 1977, counsel for the executor orally moved the court to reconsider its prior ruling authorizing the allowance. The question was reargued, evidence was taken indicating that appellant’s expenses were some $6,300 and her attorney had put in some $25,000 worth of time, and the entire matter was taken under advisement. In September, 1977, the trial court entered its final order disallowing any fee or expenses. It is from this order that Mrs. Stipancich now appeals.

As one of her points on appeal appellant contends that the trial court’s initial determination that an allowance would be made was such a judgment that it could only be set aside by a motion under K.S.A. 60-260 or on appeal. Our examination of the record does not reveal any written entry of that ruling which would meet [158]*158the requirements of K.S.A. 60-258. Further, since the amount of any allowance had yet to be determined, it would have been an interlocutory order even if so entered. Cf. Henderson v. Hassur, 1 Kan. App. 2d 103, 562 P.2d 108 (1977). Appellant concedes she had ample opportunity to brief and argue the question, so she can claim no prejudice from the informality of the procedure whereby the trial court was asked to reconsider its first conclusion. We turn, then, to the merits.

Our basic premise is the well established rule that “[attorney’s fees and expenses may not be allowed against the estate of a decedent unless authorized by statute.” Reznik v. McKee, Trustee, 216 Kan. 659, Syl. ¶ 16, 534 P.2d 243 (1975). See also In re Estate of Hannah, 215 Kan. 892, 900, 529 P.2d 154 (1974); In re Estate of Murdock, 213 Kan. 837, Syl. ¶ 7, 519 P.2d 108 (1974). The applicable statute is K.S.A. 59-1504, which provides in pertinent part:

“Whenever any person named in a will or codicil defends it, or prosecutes any proceedings in good faith and with just cause, for the purpose of having it admitted to probate, whether successful or not, or if any person successfully opposes the probate of any will or codicil, such person shall be allowed out of the estate his or her necessary expenses and disbursements in such proceedings, together with such compensation for such person’s services and those of his or her attorneys as shall be just and proper.”

It will be seen that there are two classes of persons to whom fees and expenses are allowed in will contests: those who prosecute “in good faith and with just cause” a proceeding to admit a will, whether successful or not; and those who successfully, oppose a will. To recover here appellant must fall into one of those two categories.

She does not claim to fall into the second category; obviously her efforts to oppose the 1972 will were not successful. Rather, she argues that her opposition to the 1972 will was a necessary part of her effort to prove the 1970 will. When the suit is so considered, she says, she is entitled to her fees and expenses “whether successful or not.”

The argument has a certain plausibility, but we are not convinced. As the trial court recognized, both in its pretrial ruling before the original trial and in its order admitting the will, if the 1972 will was valid, revoking all prior wills as it did, appellant’s petition for probate was moot. Hence there was never any hearing on appellant’s petition, and it cannot be said that she “prose[159]*159cute[d] any proceedings” to have that will admitted. The fact of the matter is that all of her counsel’s efforts for which an allowance is sought were devoted to an unsuccessful attempt to defeat the 1972 will; none were directly aimed at admitting the 1970 will. It is true that the 1972 will had to be defeated before the 1970 will could be considered. That, however, did not turn her contest of the 1972 will into a proceeding to probate the 1970 will. A successful contest of the later will was a condition precedent to a proceeding to probate the earlier will, but was not in our view a part of such a proceeding.

In re Estate of Roberts, 192 Kan. 91, 386 P.2d 301 (1963), relied on by the court below, is highly persuasive if not controlling. The court there reversed the allowance of attorney fees to an unsuccessful contestant of a will who would have taken under intestacy. The court said:

“Ordinarily attorneys’ fees will not be paid to an unsuccessful contestant of a last will and testament where the primary purpose in contesting the will is for the contestant’s own benefit. In the instant case the will is perfectly clear and unambiguous. It required no construction to give it force and effect.

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Related

In re Estate of Field
414 P.3d 1217 (Court of Appeals of Kansas, 2018)
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659 P.2d 172 (Supreme Court of Kansas, 1983)

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Bluebook (online)
591 P.2d 1091, 3 Kan. App. 2d 156, 1979 Kan. App. LEXIS 177, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-carothers-kanctapp-1979.