In re the Estate of Alsup

327 P.3d 1266, 181 Wash. App. 856
CourtCourt of Appeals of Washington
DecidedJune 19, 2014
DocketNo. 30995-9-III
StatusPublished
Cited by4 cases

This text of 327 P.3d 1266 (In re the Estate of Alsup) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Alsup, 327 P.3d 1266, 181 Wash. App. 856 (Wash. Ct. App. 2014).

Opinion

Siddoway, C.J.

¶1 Theodore Roosevelt Alsup was subject to a guardianship during the last 14 years of his life, during which he executed a will and later married. After he died, the validity of the will and the marriage were contested by the personal representative on the basis of his incapacity, resulting in disputes between a possibly pretermitted wife, beneficiaries named in a possibly invalid will, and persons who would be heirs if Mr. Alsup had died intestate. The trial court concluded that both the will and the marriage were void. Nicola Warren, who married Mr. Alsup in 2002, appeals.

¶2 The trial court erred. Findings of incapacity supporting appointment of a guardian do not compel a conclusion that an individual lacks testamentary capacity. And the challenge to Mr. Alsup’s marriage after his death came too [861]*861late where the fact of his marriage was well known and no one chose to challenge its validity during his lifetime.

¶3 We reverse the trial court’s orders holding the will and marriage invalid and direct the trial court to enter judgment that Ms. Warren has the rights of a surviving spouse. We remand the issue of the validity of the will to the trial court to determine, as a matter of fact, whether Mr. Alsup had testamentary capacity at the time he executed the 2001 will.

FACTS AND PROCEDURAL BACKGROUND

¶4 According to Nicola Warren, she and Theodore Roosevelt Alsup met in January 1980, when they were ages 32 and 33, respectively. They began dating shortly thereafter. Mr. Alsup lived with Ms. Warren at her home in Moses Lake for approximately 1 year in the early 1980s. He moved from Ms. Warren’s residence after he gained custody of his son, but Ms. Warren maintains that their dating relationship continued for the next 16 years.

¶5 During most of the years they were dating, Mr. Alsup was teaching math and social studies at the Columbia Basin Job Corps, according to Ms. Warren. He taught there until he was deemed disabled in 1995, reportedly suffering from posttraumatic stress disorder and exposure to Agent Orange traceable to his military service. Ms. Warren reports that he remained independent until 1996 and 1997, when he suffered a series of illnesses including a stroke, diabetes, and hypertension.

¶6 In July 1997, Gerald Alsup, Mr. Alsup’s brother, and Jessie Shannon, whose relationship to Mr. Alsup is not clear, petitioned Grant County Superior Court for appointment as guardians for Mr. Alsup. The court appointed them as full coguardians of Mr. Alsup’s person and estate. The order characterized the “capacities, conditions and needs” of Mr. Alsup as “requir[ing] 24-hour a day care [sic] nursing care in a nursing facility and ... a guardian to supervise his [862]*862nursing care, to give consents to medical providers;... and to handle his financial affairs.” Clerk’s Papers (CP) at 39.

¶7 The court assigned the guardians authority “for investment and expenditure of the ward’s estate,” as follows:

1. To manage in all respects the property and income of the incompetent;
2. To pay on incompetent’s behalf, from incompetent’s assets and income, any legitimate obligations incurred by or on behalf of the ward;
3. To receive on the ward’s behalf any and all sums whether from Veterans’ disability, Social Security, Medicare, Medicaid, or other sources, and to pay any such sums received on ward’s behalf for ward’s nursing, medical, health and welfare needs.
4. To reimburse co-guardians from the Ward’s funds any legitimate expenses incurred by them in fulfilling their duties as guardians.

CP at 39-40. Elsewhere, the order provided:

ORDERED that the co-guardians are authorized to perform such acts and actions on behalf of said ward as they deem necessary, reasonable, prudent and in accordance with the powers awarded to them herein except as provided to the contrary in RCW 11.92.040.

CP at 40. The order did not mention any restraint on Mr. Alsup’s right to marry or execute a will.

¶8 Several changes were made in the guardianship between 1997 and February 2001: the initial coguardians withdrew; Jerry Thompson was appointed as a successor guardian; Mr. Thompson then applied for an order allowing him to withdraw; and Mr. Alsup appeared in the guardianship proceeding through his lawyer, Harry Ries, asking that he be allowed to participate in the decision appointing a successor guardian and that the form of his guardianship be modified. The court appointed Bruce Pinkerton as [863]*863guardian ad litem to investigate Mr. Alsup’s needs and report and make recommendations to the court.

¶9 On January 2, 2001, while the issue of a successor guardian and modification were being raised but while Mr. Alsup was still subject to the full guardianship, he executed a will. The will appears to have been prepared by Mr. Ries. It was self-proved by the affidavit of the two witnesses, Carol J. Ries and Laura R. Larson, as permitted by RCW 11.20.020(2). The affidavit appended to the will stated, among other matters, that “at the time of the signing of the Will, said Testator appeared to be of sound mind and understood the nature of the acts being performed.” CP at 27. The will named Catherine McKinzy — whom Mr. Pinkerton either had already recommended or soon would recommend be appointed as successor guardian — as personal representative. It named both her and Dorsey Gene McKinzy, Mr. Alsup’s nephew and his former caregiver, as substantial beneficiaries of his estate. Other assets and shares of the estate were left to Mr. Alsup’s brother Tim Alsup; to Dennis Value, who was identified in submissions to the court as a friend of Mr. Alsup’s; and to Vick Burnet, whose relationship to Mr. Alsup is not identified in the record.

¶10 In February 2001, the trial court entered an order appointing Ms. McKinzy as successor guardian of Mr. Alsup’s person and estate and at the same time modified the guardianship, giving Ms. McKinzy the authority of only a limited guardian. The court assigned nine categories of authority to the limited guardian and separately identified only three limitations placed on Mr. Alsup, those being:

a. the Ward shall not have the authority to enter into any contract, make any gift having a total value in excess of $100.00 or sell any real or personal property.
b. the Ward shall not have the authority to remove funds from any existing banking institution account or brokerage account without the written consent of the Limited Guardian, provided, however, that upon request of the Ward, the Ward shall be allowed to examine any and all records of any such account.
[864]*864c. the Ward shall have the authority to maintain a checking account and savings account, provided, however, the Ward shall not have the authority to have on deposit in any savings account an amount in excess of $500.00 at any given time.

CP at 170.

¶11 A year and a half later, in September 2002, Mr. Alsup married Ms. Warren. They had by then known each other for 22 years. Following the marriage, Mr.

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Cite This Page — Counsel Stack

Bluebook (online)
327 P.3d 1266, 181 Wash. App. 856, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-alsup-washctapp-2014.