In Re the Disciplinary Proceeding Against Witteman

631 P.2d 961, 95 Wash. 2d 936, 1981 Wash. LEXIS 1128

• Court: Washington Supreme Court
• Decided: July 30, 1981
• Docket: C.D. 6596
• Status: Published

Opinions

Brachtenbach, C.J. —

This is an attorney disciplinary proceeding referred to this court upon a recommendation by the Disciplinary Board of the Washington State Bar Association that respondent attorney be suspended from the practice of law for a period of 30 days. Respondent, admitted to practice in 1969, practices in Vancouver.

A 2-count complaint was filed against respondent attorney. Count 1 alleged respondent's guilty plea to one count of failure to file a federal income tax return.

Count 2 alleged neglect of a legal matter, conduct involving deceit or dishonesty and intentional failure to carry out a contract of employment.

The hearing panel officer entered findings and conclusions that such violations had occurred. He recommended a suspension from the practice of law for a period of 30 days. The Disciplinary Board adopted the findings, conclusions and recommendations of the hearing panel officer. We concur with the action and recommendation of the Disciplinary Board.

Respondent has filed no objections to the findings, conclusions and recommendations of the Board. DRA 6.2. We have reviewed the record and exhibits; the findings and conclusions are fully supported.

Respondent's failure to file a federal income tax return is a direct violation of an attorney's oath to abide by the laws of the United States. Likewise, it is a clear violation of (CPR) DR 1-102(4), (5) and (6). These in turn are a breach of DRA 1.1(c) and (i).

The failure to file an income tax return usually leads to suspension from practice. If false and fraudulent returns are involved, disbarment has resulted. In re Seijas, 52 Wn.2d 1, 318 P.2d 961 (1957).

Indeed a 30-day suspension borders on inadequate discipline. In re Case, 59 Wn.2d 181, 367 P.2d 121 (1961), and In re Carson, 61 Wn.2d 304, 378 P.2d 450 (1963), resulted in 6-month suspensions. Because of several factors we adopt the 30-day recommendation. First, there is precedence for that period. In re Caughlan, 61 Wn.2d 557, 379 P.2d 189 (1963). Second, respondent filed his returns for the 2 years involved and paid all taxes before the criminal charges were filed. Third, respondent was fined $1,000 and sentenced to 6 months on work release. Fourth, we give serious consideration but not finality, to the recommendation of the Disciplinary Board. These elements are part of the guidelines for our ultimate determination. In re Smith, 83 Wn.2d 659, 663, 521 P.2d 212 (1974).

We must mention that we are appalled at respondent's statement at the hearing that he knew he was required to file an income tax return, but did not know that failure to file was a crime.

Concerning count 2, the unchallenged findings show that respondent undertook representation of a client in a personal injury action for the client and his son. Over a period of almost 1 year the client's written request for information about the status of his case went unanswered.

Respondent did file a lawsuit for his clients. The defense attorney made a motion to compel answers to interrogatories after they had gone unanswered for more than 5 months. Respondent did not appear for argument of that motion. The defense attorney moved to dismiss and an order was entered dismissing the complaint without prejudice. Respondent never told his clients that the lawsuit had been dismissed.

Thereafter respondent commenced a second lawsuit against the same defendants but only on behalf of the son who had been a minor at the time of the accident. The statute of limitations had run on the other cause of action. More than a year later the defense attorney again filed a motion to compel answers to interrogatories. Respondent agreed to an order directing answers and imposing terms. Respondent failed to pay the terms; he and his client failed to appear for a deposition. Thereafter another attorney was substituted as plaintiff's attorney.

In summary, from a period of February 1976 until November 1979 respondent attorney in essence neglected the clients' interests to the extent that a statute of limitations had run on one cause of action and the other was resolved only after a substitution of attorneys.

The violations of DRA 1.1(c) and (i) are apparent. Adding to our distress ovér respondent's conduct is the fact that he had been censured in 1975 for failure to take action on behalf of a client and for deceiving a client as to the status of her case.

The Bar Association has filed no statement of costs and expenses as provided by DRA 7.1 and 7.2. Therefore we are unable to fix an amount as provided by DRA 7.2. We assume the Association waives any claim and decline to fix an amount since we have no knowledge of the amounts involved.

Respondent is suspended from the practice of law for 30 days.

Rosellini, Utter, Dolliver, and Williams, JJ., concur.