In Re the Appeal in Maricopa County Juvenile Action No. J-84984

674 P.2d 859, 138 Ariz. 305
CourtCourt of Appeals of Arizona
DecidedSeptember 13, 1983
Docket1 CA-JUV 181
StatusPublished
Cited by5 cases

This text of 674 P.2d 859 (In Re the Appeal in Maricopa County Juvenile Action No. J-84984) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Appeal in Maricopa County Juvenile Action No. J-84984, 674 P.2d 859, 138 Ariz. 305 (Ark. Ct. App. 1983).

Opinions

OPINION

JACOBSON, Presiding Judge.

The sole issue presented on appeal from an order of the juvenile court transferring the juvenile appellant to adult court for criminal prosecution is whether Arizona’s “reasonable grounds to believe” standard of proof embodied in Rule 14(b), Rules of Procedure for Juvenile Court, 17A, A.R.S.,1 meets minimum requirements of due process under the fourteenth amendment.

In the early evening of October 5, 1981, appellant, who was then almost 17 years old, was riding in an automobile with three other juveniles and sitting in the front passenger seat. When the car stopped at an intersection, appellant exited the passenger side, went to the car behind him and punched the driver in the face. According to appellant, this was in response to an obscene gesture made by the victim. As a result of the blow, the victim suffered serious injury to his right eye. This act led to a petition of delinquency being filed on December 7,1981, charging that appellant was a delinquent child in that he had committed the crime of aggravated assault in violation of A.R.S. § 13 — 1203(A)(1).

Because of the gravity of the offense, the fact that appellant had a prior adjudication of delinquency and that he had subsequent^ ly turned 17 and would reach his 18th birthday on December 7, 1982, the state, on December 30, 1981, filed a request for transfer of the appellant to superior court for trial as an adult. Pursuant to Rule 12, the probation officer conducted a transfer investigation and prepared a transfer report prior to the transfer hearing which was set for April 27,1982. At the April 27, 1982 hearing, the proceedings began with evidence of the assault as required by Rule 14(a). At its conclusion, the court found that the offense had been committed and that there was probable cause to believe that appellant had committed the offense. Appellant’s trial counsel then requested that the court order further psychological evaluation as authorized by Rule 14(a). A further hearing on whether a transfer [308]*308should occur under the circumstances of Rule 14(b) was held on May 26, 1982, after which the juvenile court judge entered his findings, concluding with the following order:

THE COURT FINDS reasonable grounds to believe that:
1. The child is not amenable to treatment or rehabilitation as a delinquent child through available facilities;
2. The child is not committable to an institution for mentally deficient, mentally defective or mentally ill persons; and
3. The safety or interest of the public requires that the child be transferred for criminal prosecution.

On June 9, 1982, a timely notice of appeal was filed and transcripts were requested. The state filed its response to the notice of appeal and the matter was considered by this court at conference on November 29, 1982, eight days before appellant’s 18th birthday.2

On appeal, appellant argues that under the balancing test of Mathews v. Eldridge, 424 U.S. 319, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976), the standard of proof of “reasonable grounds to believe” established by Rule 14(b) is constitutionally impermissible and that a standard of “beyond a reasonable doubt” should be applied to this aspect of the transfer proceedings. In opposition, the state argues that not only would the “beyond a reasonable doubt” standard place an undue burden upon the state’s resources, but it would probably be unconstitutional under Breed v. Jones, 421 U.S. 519, 95 S.Ct. 1779, 44 L.Ed.2d 346 (1975). The state further argues that because the juvenile’s guilt or innocence is not at issue at the transfer hearing, due process is satisfied by the higher standard of beyond a reasonable doubt which comes into play later during the trial in adult court or at the adjudication hearing if transfer is not ordered. Finally, the state cites cases from Texas and Maryland upholding a “preponderance of the evidence” standard of proof in all aspects of a transfer hearing.

At this point it is necessary to differentiate the fact finding process involved in the dual aspects of a transfer hearing. The first (Rule 14(a)) deals with the issue of whether an offense has been committed and whether the juvenile has committed the offense. The standard of proof to this aspect of the inquiry is that of “probable cause.” The second (Rule 14(b)) deals with whether the court, after finding probable cause that the juvenile has committed the offense charged, should transfer the juvenile to superior court for trial as an adult under the criteria established by Rule 14(b). Again, the standard of proof required here is “probable cause and reasonable grounds to believe.”3

The appellant contends that the fact finding process involved under 14(b) requires a standard of proof of beyond a reasonable doubt. The state without differentiating between the different fact finding functions of Rule 14(a) and (b) argues for a preponderance of the evidence standard. Neither party zeroes in on whether “probable cause” is less of a standard than “preponderance of the evidence” and if so whether that standard is constitutionally adequate to remove a juvenile from the protection of the juvenile court.

We will now embark upon that inquiry. However, some background against which this inquiry is to be made is necessary. Arizona, as all other jurisdictions, has developed a juvenile court system based upon a sociological philosophy with its primary objective designed to aid the treats ment and rehabilitation of youthful offenders. Appeal, in Maricopa Cty. Juvenile No. J-86509, 124 Ariz. 380, 604 P.2d 644 (App.1979); Kent v. United States, supra. The [309]*309Arizona Constitution, Art. 6, § 6 places exclusive original jurisdiction in the Superior Court over all proceedings affecting children under 18 years of age who are accused of a crime. The article gives juvenile court judges the power “in their discretion” to suspend criminal prosecution for offenses committed by children and goes on to state that this power shall be as prescribed by law.. The legislature has clarified the juvenile court’s powers by placing exclusive jurisdiction within that court over juveniles charged with criminal acts. See A.R.S. § 8-202(A) and § 8-222. Additionally, the Arizona Supreme Court, in the Rules of Procedure for Juvenile Court, has specifically limited juvenile court judges from transferring jurisdiction to the superior court except under the limited circumstances outlined in Rule 14. With this background in mind, it is well settled that the transfer hearing is divided into these two phases and that the first phase is analogous to a preliminary hearing. Matter of Pima County, Juv. Act. No. J-47735-1, 26 Ariz. App. 46, 546 P.2d 23 (1976). The safeguards against an erroneous fact finding provided by a subsequent trial and double jeopardy problems inherent in a higher standard (see Breed v. Jones, supra),

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Bluebook (online)
674 P.2d 859, 138 Ariz. 305, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-appeal-in-maricopa-county-juvenile-action-no-j-84984-arizctapp-1983.