OPINION
EASTAUGH, Justice.
1. INTRODUCTION
David L. is the putative father of Erin G. Invoking the Indian Child Welfare Act (ICWA), he sought to set aside the decree granting the petition of Christopher and Doris Grant to adopt Erin. The superior court held that AS 25.23.140(b), Alaska’s one-year statute of limitations for challenging adoption decrees, barred David’s petition. He appeals. Because it appears that Congress intended that state statutes of limitations would generally apply to ICWA challenges to placement decrees, we affirm.'
II.FACTS AND PROCEEDINGS
Erin G. was born in 2001 to Joanne A., who was unmarried and ill with terminal cancer.
Erin is an Indian child within the meaning of the Indian Child Welfare Act (ICWA).
Before her death, Joanne sought to permanently place Erin with appellees Christopher and Doris Grant. The Grants petitioned to adopt Erin in late January 2002. In February Joanne consented to termi
nation of her parental rights. She also identified appellant David L. as the father.
The Grants’ attorney formally notified David of the adoption petition, and filed a copy of the notice with the superior court, in March 2002. David obtained court-appointed counsel and, through counsel, objected to the proposed adoption.
The Grants moved for summary judgment against David, arguing that David’s consent to the adoption was not necessary under either state law or ICWA because David had not properly acknowledged paternity of Erin. In opposing the Grants’ motion, David submitted several signed but unsworn statements in which he appeared to assert that he was Erin’s father.
On August 12, 2002 the superior court granted summary judgment to the Grants. It ruled that because David had not produced a sworn statement acknowledging paternity or the results of a blood test, he was not a “parent” as defined by state law or ICWA, and therefore could not object to the adoption.
On September 4, 2002 the court entered the adoption decree and the Grants assumed legal custody of Erin. Meanwhile, David appealed the grant of summary judgment against him. He was dissatisfied with his court-appointed attorney and requested a new attorney for the appeal. The superior court granted his request, but the new attorney did not pursue David’s appeal, and on April 21, 2003 we dismissed that appeal under Alaska Appellate Rule 511.5 for lack of prosecution. David continued to file motions and write letters to the superior court regarding his case. In late January 2004 the superior court appointed a third attorney, Kenneth Kirk, to represent David regarding “any further post decree motions or appeals in this matter.” In March 2004 we denied Attorney Kirk’s motion to reinstate David’s appeal.
David continued filing pro se motions with the superior court throughout the remainder of 2004. On October 21, 2004 David filed a “Petition to Invalidate Adoption,” one of the motions at issue in this appeal. His petition claimed that the Grants’ adoption of Erin violated various provisions of ICWA. On December 7, 2004 the superior court summarily denied David’s petition. David then filed a “Motion Pursuant to Petition to Invalidate Illegal Adoption” in which he again requested the invalidation of the adoption and also sought a grand jury indictment of the Grants for kidnapping. On March 1, 2005 the superior court issued an opinion thoroughly addressing and rejecting all of David’s arguments regarding the adoption.
In a letter of March 9 David asked the superior court to appoint him an attorney to appeal the court’s decision. The court apparently took no action on this request because David submitted a second request on April 15. On April 27 the superior court “reappointed” Attorney Kirk, who then filed a notice of appeal in this court and a motion to accept late filing on May 9. The Grants and the Guardian ad Litem both opposed that motion. This court, by order of an individual justice, granted the motion to accept the late filing.
III. DISCUSSION
A. Standard of Review
We apply our independent judgment to resolve questions of statutory interpretation, adopting the rule of law that is most persuasive in light of precedent, reason, and policy.
We liberally construe statutes enacted for the benefit of Indians, resolving “all doubts ... in favor of the Indians.”
B. David’s Failure To Comply with the Deadline for Filing Appeals Is Excused.
The Grants argue that David’s ap
peal was untimely.
They note that the superior court distributed its final order on March 3, 2005, but that David did not file his notice of appeal until May 9, 2005. Alaska Appellate Rule 218(d) requires that a notice of appeal in this class of cases be filed within fifteen days after the date shown on the clerk’s certificate of distribution of the order or judgment. But the time limit for filing a notice of appeal is not jurisdictional and the rule may be relaxed or dispensed with “to avoid surprise or injustice.”
Although David’s appeal was late, the record indicates that he made a'good-faith effort to appeal by the deadline. His March 9, 2005 letter to the superior court indicated his-desire to appeal and asked the court to appoint him counsel. He wrote the court again on April 15, expressing worry that his time to appeal would expire if the court did not act on his request. We have held that “pro se litigants who make good faith efforts to comply with court rules should not be held to strict procedural requirements.”
David may technically have been represented by Kenneth Kirk during this period, but neither David nor Kirk believed Kirk’s representation was ongoing.
Once Kirk was “reappointed” as David’s attorney, he filed this appeal within twelve days.
Because of David’s good-faith attempt to file his appeal within the time limit and confusion about whether Kirk was still his appointed counsel in March 2005, David’s failure to comply with the time limits in Appellate Rule 218(d) is excused.
C. Alaska’s One-Year Statute of Limitations on Adoption Challenges Bars David’s ICWA Claims.
Per AS 25.23.140(b), a challenge to an adoption decree must be filed within one year after the decree is issued.
The superior court held that this one-year limitation barred David’s petition to invalidate the adoption decree. David argues that state statutes of limitations should not apply to adoption challenges brought under ICWA, a federal statute.
Free access — add to your briefcase to read the full text and ask questions with AI
OPINION
EASTAUGH, Justice.
1. INTRODUCTION
David L. is the putative father of Erin G. Invoking the Indian Child Welfare Act (ICWA), he sought to set aside the decree granting the petition of Christopher and Doris Grant to adopt Erin. The superior court held that AS 25.23.140(b), Alaska’s one-year statute of limitations for challenging adoption decrees, barred David’s petition. He appeals. Because it appears that Congress intended that state statutes of limitations would generally apply to ICWA challenges to placement decrees, we affirm.'
II.FACTS AND PROCEEDINGS
Erin G. was born in 2001 to Joanne A., who was unmarried and ill with terminal cancer.
Erin is an Indian child within the meaning of the Indian Child Welfare Act (ICWA).
Before her death, Joanne sought to permanently place Erin with appellees Christopher and Doris Grant. The Grants petitioned to adopt Erin in late January 2002. In February Joanne consented to termi
nation of her parental rights. She also identified appellant David L. as the father.
The Grants’ attorney formally notified David of the adoption petition, and filed a copy of the notice with the superior court, in March 2002. David obtained court-appointed counsel and, through counsel, objected to the proposed adoption.
The Grants moved for summary judgment against David, arguing that David’s consent to the adoption was not necessary under either state law or ICWA because David had not properly acknowledged paternity of Erin. In opposing the Grants’ motion, David submitted several signed but unsworn statements in which he appeared to assert that he was Erin’s father.
On August 12, 2002 the superior court granted summary judgment to the Grants. It ruled that because David had not produced a sworn statement acknowledging paternity or the results of a blood test, he was not a “parent” as defined by state law or ICWA, and therefore could not object to the adoption.
On September 4, 2002 the court entered the adoption decree and the Grants assumed legal custody of Erin. Meanwhile, David appealed the grant of summary judgment against him. He was dissatisfied with his court-appointed attorney and requested a new attorney for the appeal. The superior court granted his request, but the new attorney did not pursue David’s appeal, and on April 21, 2003 we dismissed that appeal under Alaska Appellate Rule 511.5 for lack of prosecution. David continued to file motions and write letters to the superior court regarding his case. In late January 2004 the superior court appointed a third attorney, Kenneth Kirk, to represent David regarding “any further post decree motions or appeals in this matter.” In March 2004 we denied Attorney Kirk’s motion to reinstate David’s appeal.
David continued filing pro se motions with the superior court throughout the remainder of 2004. On October 21, 2004 David filed a “Petition to Invalidate Adoption,” one of the motions at issue in this appeal. His petition claimed that the Grants’ adoption of Erin violated various provisions of ICWA. On December 7, 2004 the superior court summarily denied David’s petition. David then filed a “Motion Pursuant to Petition to Invalidate Illegal Adoption” in which he again requested the invalidation of the adoption and also sought a grand jury indictment of the Grants for kidnapping. On March 1, 2005 the superior court issued an opinion thoroughly addressing and rejecting all of David’s arguments regarding the adoption.
In a letter of March 9 David asked the superior court to appoint him an attorney to appeal the court’s decision. The court apparently took no action on this request because David submitted a second request on April 15. On April 27 the superior court “reappointed” Attorney Kirk, who then filed a notice of appeal in this court and a motion to accept late filing on May 9. The Grants and the Guardian ad Litem both opposed that motion. This court, by order of an individual justice, granted the motion to accept the late filing.
III. DISCUSSION
A. Standard of Review
We apply our independent judgment to resolve questions of statutory interpretation, adopting the rule of law that is most persuasive in light of precedent, reason, and policy.
We liberally construe statutes enacted for the benefit of Indians, resolving “all doubts ... in favor of the Indians.”
B. David’s Failure To Comply with the Deadline for Filing Appeals Is Excused.
The Grants argue that David’s ap
peal was untimely.
They note that the superior court distributed its final order on March 3, 2005, but that David did not file his notice of appeal until May 9, 2005. Alaska Appellate Rule 218(d) requires that a notice of appeal in this class of cases be filed within fifteen days after the date shown on the clerk’s certificate of distribution of the order or judgment. But the time limit for filing a notice of appeal is not jurisdictional and the rule may be relaxed or dispensed with “to avoid surprise or injustice.”
Although David’s appeal was late, the record indicates that he made a'good-faith effort to appeal by the deadline. His March 9, 2005 letter to the superior court indicated his-desire to appeal and asked the court to appoint him counsel. He wrote the court again on April 15, expressing worry that his time to appeal would expire if the court did not act on his request. We have held that “pro se litigants who make good faith efforts to comply with court rules should not be held to strict procedural requirements.”
David may technically have been represented by Kenneth Kirk during this period, but neither David nor Kirk believed Kirk’s representation was ongoing.
Once Kirk was “reappointed” as David’s attorney, he filed this appeal within twelve days.
Because of David’s good-faith attempt to file his appeal within the time limit and confusion about whether Kirk was still his appointed counsel in March 2005, David’s failure to comply with the time limits in Appellate Rule 218(d) is excused.
C. Alaska’s One-Year Statute of Limitations on Adoption Challenges Bars David’s ICWA Claims.
Per AS 25.23.140(b), a challenge to an adoption decree must be filed within one year after the decree is issued.
The superior court held that this one-year limitation barred David’s petition to invalidate the adoption decree. David argues that state statutes of limitations should not apply to adoption challenges brought under ICWA, a federal statute.
Section 1914 of ICWA allows “any parent or Indian custodian from whose custody [an Indian] child was removed” to “petition any court of competent-jurisdiction to invalidate such action upon a shdwing that such action violated any provision of sections 1911, 1912 and 1913 of this title.”
ICWA does not contain a generally applicable statute of limitations and § 1914 contains no time limits.
David maintains that because ICWA contains no general statute of limitations, challenges may be brought under § 1914 at any time.
1.
In re Adoption of T.N.F.
does not have stare decisis effect.
We have previously considered whether AS 25.23.140(b), Alaska’s one-year limitation on adoption challenges, applies to claims brought under § 1914 of ICWA. In
In re Adoption of T.N.F.,
two of the four participating justices agreed that Alaska’s one-year statute of limitations applied,
one justice concurred in the result without discussing the merits of the statute of limitations question,
and one justice dissented, arguing that § 1914 allows at least some ICWA claims to be brought at any time.
The parties here dispute
T.N.F.’s
stare decisis effect. “Stare decisis compels us to give precedential value to our prior holdings.”
David argues that because
T.N.F.
lacks a majority opinion it should not be given any stare decisis effect. The Grants counter that the plurality’s opinion should be given stare decisis effect because a majority of participating justices agreed with the result.
We agree with David’s conclusion that
T.N.F.
does not have stare decisis effect. A majority of the participating justices did not agree on a rationale for deciding
T.N.F.
Generally, “[i]f a majority of the court agreed on a decision in the ease, but less than a majority could agree on the reasoning for that decision, the decision has no stare deci-sis effect.”
In some cases, a holding can be extracted from an opinion without a majority opinion. The United States Supreme Court has held that “[w]hen a fragmented court decides a case and no single rationale explaining the result enjoys the assent of five Justices, the holding of the court may be viewed as that position taken by those Members who concurred in the judgment on the narrowest grounds.”
But one federal court has noted that this principle is inapplicable if there is no obvious “narrower” opinion or “common denominator of the Court’s reasoning.”
T.N.F.
contains no “narrower” reasoning agreed upon by all three affirming justices. The concurring justice expressed no opinion on the statute of limitations issue, and in agreeing with the result, he reasoned that ICWA did not give the plaintiff standing to sue.
The two-justice plurality specifically disagreed with the concurring justice on the standing issue.
Because a majority of the participating justices in
T.N.F.
did not agree on any one ground for affirmance, we do not accord
T.N.F.
stare decisis effect.
2. Alaska’s one-year statute of limitations applies.
Even though
T.N.F.
is not binding precedent, we nevertheless agree with the reasoning of the plurality opinion on the limitations issues.
Congress did not include a generally applicable statute of limitations in ICWA. It specified a two-year statute of limitations for one class of ICWA claims, those brought under § 1913(d). The absence of a general statute of limitations is “a void which is commonplace in federal statutory law.”
The United States Supreme Court has held that “[w]hen Congress has not established a time limitation for a federal cause of action, the settled practice has been to adopt a local time limitation as federal law if it is not inconsistent with federal law or policy to- do so.”
Apart from
T.N.F.,
no reported case has- discussed the issue of what statute of limitations applies for claims brought under § 1914 of ICWA.
But courts have “borrowed” state statutes of limitations in considering the timeliness of claims under many federal statutes, including the Employee Retirement Income Security Act,
the False Claims Act,
the Worker Adjustment and Retraining Notification Act,
the Labor-Management Reporting and Disclosure Act,
42 UiS.C. § 1983,
the Individuals with Disabilities Education Act,
and the Labor Management Relations Act.
David asks us to hold that no limitations period whatsoever applies to his § 1914 challenge to the adoption decree. But he cites no case in which a court has held that no statute of limitations applies to a federal statutory claim. Although courts have occasionally suggested that certain federal causes of action have no applicable statutes of limitation, such causes of action appear to be rare.
Courts, reasoning that the proposed state statute of limitations would be an “unsatisfactory vehicle[ ] for the enforcement of federal law,” do sometimes hold that a particular state statute of limitations should not be applied to a given federal claim.
But in such eases — none of which involves ICWA— courts have either borrowed a different state statute of limitations,
or they have “used timeliness rules drawn from 'federal law— either express limitations periods from related federal statutes, or such alternatives as laches.”
Applying Alaska’s one-year statute of limitations for challenging adoption decrees to ICWA adoption challenges not based on fraud or duress does not conflict with federal law or policy. As noted above, Congress regularly creates private rights of action without statutes of limitations. It is reasonable to assume that Congress’s enactment of ICWA without a general statute of limitations was informed by “the settled practice” of borrowing statutes of limitations from state law.
If Congress had intended to exempt claims under § 1914 from state statutes of limitations, it could have easily done so with explicit statutory language. And indeed, if Congress had intended that § 1914 claims challenging placements, including adoptions, would be subject to no time limitations despite the disruptive consequences of delay, one would expect some indication of that intent in ICWA’s legislative history. We are aware of no such indication of legislative intent.
Moreover, § 1913(d) indicates that Congress must have intended to allow state limitations periods to govern ICWA claims. Congress there adopted a two-year federal statute of limitations for claims that a parent’s relinquishment of rights was obtained through fraud or duress, unless state law provides for a longer limitations period.
Subsection 1913(d) demonstrates that Congress was aware of, and endorsed, the practice of borrowing state statutes of limitations. It suggests that the drafters understood that state limitations periods would govern ICWA challenges unless Congress specified otherwise. Congress did so only as to claims brought under § 1913(d).
Obtaining a parent’s consent to termination by fraud or duress is arguably one of the most egregious placement practices addressed by ICWA. Congress’s decision to adopt a minimum limitations period only for fraud and duress claims suggests that it was comfortable with the possibility that shorter state limitations periods would govern claims brought under other ICWA provisions. Con
versely, it is unlikely that Congress would have limited the time for bringing claims under § 1913(d) if it intended that other § 1914 claims would be subject to no time limits.
Also, we agree with the reasoning of the
T.N.F.
plurality that § 1913(d) implicitly recognizes the important policy “that at some point adoptions must become final.”
Although a primary purpose of ICWA is to “promote the stability and security of Indian tribes and families” by preventing the unwarranted breakup of Indian families, ICWA is also intended to “protect the best interests of Indian children.”
As we noted in another case:
[ajdoptive custody results in the rapid development of lasting and powerful psychological ties between adoptive parents and children, especially young children. Once formed, these bonds can seldom be severed without irreparable damage to the child’s well-being.[
]
ICWA is remedial legislation and must be liberally construed in favor of Indians,
but we do not think that an interpretation of ICWA that would completely disregard Indian children’s interests in finality and stability would be consistent with Congress’s intent in enacting the statute. We therefore hold that Alaska’s one-year statute of limitations provides an appropriate balance between the important federal rights of Indian tribes and families and the best interests of adopted children.
David argues that § 1921 of ICWA prohibits us from applying any statute of limitations to ICWA claims. Section 1921 states:
In any case where State or Federal law applicable to a child custody proceeding under State or Federal law provides a higher standard of protection to the rights of the parent or Indian custodian of an Indian child than the rights provided under this subchapter, the State or Federal court shall apply the State or Federal standard[
]
David contends that because ICWA provides no statute of limitations, ICWA is a “Federal law ... providing] a higher standard of protection to the rights of the parent” and should therefore trump Alaska’s statute of limitations.
Section 1921, on its face, does not support David’s interpretation. That provision requires that “State or Federal law” prevail if it provides more protection “than the rights provided under this subchapter.” Because the statute requires a comparison between “State or Federal law” and “the rights provided under this subchapter,” “State or Federal law” can only mean a state or federal law other than ICWA. Furthermore, a special provision is not necessary to ensure that a federal statute of limitations — or, as alleged in this case, a purported federal policy that lawsuits be allowed at any time — prevails over a conflicting state statute of limitations. Basic federal preemption principles require the same result.
David’s argument fails because he cannot show that Congress’s silence on the limitations issue indicates an intention to allow ICWA challenges at any time. Section 1921 does not shed any additional light on this question.
Alaska Statute 25.23.140(b) provides that, subject to the disposition of an appeal, an adoption cannot be questioned upon the expiration of one year after the decree is issued. The superior court issued the adoption decree on September 6, 2002.
Per AS
25.23.140(b), any challenge to the adoption filed after September 4, 2008 was untimely. David’s October 21, 2004 petition to invalidate Erin’s adoption was therefore time-barred.
IV. CONCLUSION
For the foregoing reasons, we AFFIRM the decision of the superior court denying David’s petition to invalidate the adoption.
BRYNER, Justice, dissenting.
For the reasons expressed by Justice Ra-binowitz in his dissenting opinion in
In re Adoption of T.N.F.,
I dissent from the court’s decision that David’s challenge under ICWA § 1914 is governed by Alaska’s statute of limitations. In my view, Justice Rabinowitz’s dissent bears repetition here because it persuasively responds to the interpretation of congressional intent adopted by today’s opinion:
Given the unambiguous text of § 1913(a), I conclude Congress intended that any consent obtained in violation of the strict procedural safeguards governing termination of parental rights was to have no force or effect. It follows that an adoption based on an invalid consent is void
ab initio,
and that a petition to vacate such a void decree can, pursuant to § 1914, be filed at any time.
Admittedly, the factual circumstances of this case are highly unusual and there are significant considerations which militate against disturbing any parent-adoptive child relationship. Nevertheless, I believe that my reading of §§ 1913(a) and 1914 is consonant with Congress’ overall intent in enacting the Indian Child Welfare Act and with the specific intent reflected in the procedural safeguards provided in § 1913(a).
It is apparent that the provisions of § 1913(a) were designed to increase the likelihood that a consent to termination of parental rights was in fact voluntarily given. If, but only if, ICWA’s procedures are followed does the Act achieve its purpose to establish “minimum Federal standards for the removal of Indian children from them families.” 25 U.S.C. § 1902 (Supp. 1987). If, but only if, such procedures have been followed should a parent of an Indian child need allege fraud, duress, or other misconduct.
I cannot agree that the absence of fraud or duress under § 1913(d) impliedly limits the protections of § 1913(a). § 1913(d) delimits minimum not maximum protection; it expands not contracts the rights of Indian parents. The majority instead construes the narrow provision of § 1913(d) to restrict the broad scope of ICWA and hobble its purpose.
See H.R.Rep. No. 1386, 95th Cong., 2d Sess. 11 (1978),
reprinted in
1978 U.S.Code Cong. & Admin. News 7530,7533.[
]