In re the Accounting of Parente

48 Misc. 3d 347, 5 N.Y.S.3d 716
CourtNew York County Courts
DecidedMarch 31, 2015
StatusPublished

This text of 48 Misc. 3d 347 (In re the Accounting of Parente) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Accounting of Parente, 48 Misc. 3d 347, 5 N.Y.S.3d 716 (N.Y. Super. Ct. 2015).

Opinion

OPINION OF THE COURT

Gary F. Knobel, J.

The proposed order settling the final account of the Temporary Guardian presents the last issue to be determined in this Mental Hygiene Law article 81 proceeding: the amount, if any, of the compensation to be awarded to the Court Evaluator, to the Temporary Guardian for T.U., an incapacitated person now deceased, to the court-appointed counsel (Mental Hygiene Legal Service) for T., and to the privately retained attorneys for petitioner P.F., T.’s daughter, and M.U. and P.U., T.’s sons. The determination of this issue within the context of the applicable statutory and appellate authority (see Mental Hygiene Law §§ 81.09 [f]; 81.10 [f]; 81.16 [f]; 81.28 [a]; Matter of Marion C.W. [Lisa K.], 83 AD3d 1087 [2011]; compare Matter of Enna D., 30 AD3d 518 [2006]) has been complicated by the occurrence of two highly unusual circumstances: (1) the incapacitated person who was the subject of the proceeding, and who was adjudicated as such on the record, died after an independent Temporary Guardian was appointed for her personal needs and property management, but before a permanent independent guardian could be appointed in a judgment to perform those duties; and (2) the Judge who made the incapacity adjudication at the conclusion of a hearing, and who reserved decision on an award of reasonable attorneys’ fees for the privately retained attorneys, died before determining that legal question as well as the issue on the amount of compensation to be awarded to the court appointees.

The relevant procedural history is as follows:

In September 2012, P.F. petitioned the court, pursuant to article 81 of the Mental Hygiene Law, for an order and judgment appointing her the guardian for the personal needs and [349]*349property management of her mother, T.U., who allegedly was an incapacitated person. The matter was assigned to the Honorable Joel Asarch, who appointed a Court Evaluator, and counsel to represent T.U. M. and P.U., through counsel, orally cross-petitioned the court to have themselves appointed guardian for T. and opposed Ms. F.’s request.

On November 5, 2012, the court (Asarch, J.) directed that a hearing on the petitions be conducted on December 13, 2012. The court, in that November 5 order, also appointed a geriatric care manager to, inter alia, assess and report on (1) the personal needs of T.U. while she is in a skilled nursing facility, (2) whether she could be returned to a community residence in either Nassau County, Union County, New Jersey, or King County, Washington, and (3) whether T.U. should be placed in a skilled nursing facility in one of those counties. The November 5 order also restricted the use by P.U. of the power of attorney executed by T. to pay for her necessary living expenses.

The hearing proceeded as scheduled on December 13, at which time M. and P.U., individually through their respective counsel, opposed their sister’s petition and sought to have themselves appointed their mother’s personal needs and property management guardian.

On December 14, 2012, Justice Asarch set forth his decision on the record and found that T.U. was an incapacitated person, as defined in the Mental Hygiene Law, and that he would appoint an independent guardian for both her personal needs and property management. He noted that the family “can’t get along” even though “the three children all love their mother” (tr at 5). He declined to appoint any family member as a guardian or as a co-guardian and implored the family to practice “sholom bayit” (“peace in the house”) instead of having to resort to supervised visitation (tr at 11). Justice Asarch also held that T. was to remain in the Meadowbrook Care Center skilled nursing facility, and was not permitted to be moved from the nursing facility or relocated from Nassau County without prior court approval (tr at 12, 18).

Prior to the conclusion of the hearing on December 14, respective counsel orally requested that the court compensate them from the guardianship account. Although Justice Asarch never formally issued an order awarding reasonable counsel fees, he commented on the subject on the record during the hearing:

[350]*350“At the present time, the order and judgment shall provide for compensation to the Court Evaluator and to Mental Hygiene Legal Services. I’m keeping open whether I am going to award compensation to petitioner’s counsel. Other counsel, there’s no court authority, statutorily, to provide for compensation, although the Court has done so on rare occasion. I am not certain petitioner is a successful party in this proceeding. But I’m not saying yes and I’m not saying no. I’ll let petitioner’s counsel serve a copy and . . . file a copy of an affirmation of services. But that’s going to require more deep philosophical thinking before I make a decision on that issue” (tr at 17).

Justice Asarch also afforded the attorneys for M. and P.U. “the opportunity” to also submit for his consideration, before he signed the order and judgment on the hearing, affirmations pertaining to the legal services they provided their respective clients in the proceeding (tr at 17-18, 20). He also stated, with respect to counsel fees for the completion of the deed transfer, that “I will be happy to pay for at least the preparation of the deed, reasonable compensation” (tr at 20). Affirmations of legal services were submitted by respective counsel, subject to approval by the court. Although Justice Asarch issued a few orders after the hearing and prior to his sudden passing, he never formally determined by written order any award for attorneys’ fees, and the matter remains undecided. None of the court appointees in this proceeding have been awarded reasonable compensation to date.

Justice Asarch also left open in his December 14 decision on the record the possibility that a temporary guardian could be appointed before the entry of an order and judgment appointing a permanent independent guardian “if there [was] a need” for “somebody” to “act” (tr at 12). That need soon arose to immediately address costs incurred by T. and property concerns, and consequently on January 7, 2013, Justice Asarch appointed Alan Párente, Esq., as Temporary Guardian of both the personal needs and property management of T.U., with specific limited powers and directives aimed primarily at addressing immediate property problems and inter alia marshalling the sum of $100,000 to pay for T.’s cost of care and necessary living expenses. That sum was authorized twice more during this proceeding to cover the costs for those expenses. Justice Asarch set the matter down for a further conference, but passed away [351]*351before it could be held and before an order and judgment appointing, inter alia, a permanent guardian was submitted for review and signature.

The eight long-form orders which followed Justice Asarch’s order appointing a Temporary Guardian for T. all recite that appointment, and the December 14, 2012 hearing upon which it is based. Conferences continued to be held and orders were issued regarding T.’s property and care. T.’s condition began to deteriorate, and in an order to show cause dated September 13, 2013 (Knobel, J.), the petitioner sought an order discharging T. from the facility she was in and permitting her to relocate to Washington State with the petitioner. Subsequently, in an order dated October 16, 2013 (Knobel, J.), this court directed that an updated assessment be made by the court-appointed geriatric care manager for T. The geriatric care manager recommended that T.

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In re Accounting of Lincoln Rochester Trust Co.
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In re Theodore T.
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Cite This Page — Counsel Stack

Bluebook (online)
48 Misc. 3d 347, 5 N.Y.S.3d 716, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-accounting-of-parente-nycountyct-2015.