In re Sharone T.

33 A.D.3d 87, 818 N.Y.S.2d 710
Appellate Division of the Supreme Court of the State of New York·Decided July 7, 2006·No. Appeal No. 1·Published·Cited by 2 cases

Opinion

OPINION OF THE COURT

Pine, J.

I

In February 2003 petitioner, hereafter referred to as defendant {see CPL 330.20) was found not guilty by reason of mental disease or defect of criminal charges of assault in the second degree and resisting arrest {see Penal Law § 40.15) and was thereafter found to suffer from a “dangerous mental disorder” (CPL 330.20 [1] [c]), resulting in classification as a track one patient under the scheme set forth in CPL 330.20. He was committed to the Forensic Unit at Rochester Psychiatric Center (RPC), a secure unit in a facility under the jurisdiction of the New York State Office of Mental Health (OMH), and has been retained there since that time. Although defendant has not taken appeals from the original commitment order or either of two subsequent retention orders, which continued him in custody at RPC or another suitable secure facility on the ground that he still had a dangerous mental disorder under CPL 330.20 (1) (c), he sought a rehearing and review of his second retention order pursuant to CPL 330.20 (16), alleging in his petition that, inter alia, he is not mentally ill. The rehearing and review of a person alleged to be mentally ill was required to be conducted in accordance with the provisions of Mental Hygiene Law § 9.35 {see CPL 330.20 [16]). The proceedings were conducted on November 21 and 22, 2005 before a jury. Three questions were presented to the jury in a verdict sheet: (1) whether defendant [89]*89currently suffers from a mental illness; (2) if so, whether inpatient care and treatment at a hospital is essential to his welfare; and (3) if so, whether his judgment is so impaired that he is unable to understand the need for such care and treatment (see Mental Hygiene Law §§ 9.01, 9.35).

This Court granted the motion of RPC for leave to appeal from the order entered in appeal No. 1 that, based upon the jury verdict responding in the affirmative to questions (1) and (2) but in the negative to question (3), released defendant from RPC subject to specified conditions, and we stayed the order pending appeal. Supreme Court in effect determined that the jury’s response to question (3) was inconsistent with the jury’s responses to questions (1) and (2), i.e., the jury’s finding that defendant has insight into his need for inpatient treatment did not support the jury’s findings that defendant is “mentally ill” as that term is defined in CPL 330.20 (1) (d) and that inpatient care and treatment at RPC is essential to his welfare. This Court also granted the motion of RPC for leave to appeal from the order entered in appeal No. 2 that, inter alia, denied its motion for judgment notwithstanding the verdict or, alternatively, to set aside the verdict as against the weight of the evidence and for a new hearing.

II

RPC contends on appeal that the court erred in basing its decision on the jury’s response to the third question and instead should have ignored that response and granted judgment to RPC based on the jury’s responses to the first two questions. RPC does not dispute that the reference to the ability to understand the need for such care and treatment is found in both Mental Hygiene Law § 9.01 and CPL 330.20 (1) (d), but contends that “the cases do not list the patient’s understanding of his or her need for treatment as a separate consideration.” RPC further contends that, when the jurors responded in the affirmative to the second question, finding that inpatient care and treatment as a patient at RPC is essential to the welfare of defendant,

“they concluded that without inpatient ca[r]e he would pose a risk of danger to himself or others. In so doing, they presumably considered defendant’s understanding of his need for treatment and whether he will likely relapse or continue to take his medication and seek treatment on an outpatient [90]*90basis. Accordingly, while the defendant’s understanding of his need for care and treatment is considered, it is only one of the factors considered to determine whether inpatient care is essential to his welfare, and not a separate prerequisite for retention.”

We agree with defendant that the “insight factor” addressed in question (3) is a necessary element to warrant retention in an OMH facility, inasmuch as it is included in both the definition of “mentally ill” in CPL 330.20 (1) (d) and the definition of “need for retention” as defined in Mental Hygiene Law §§9.01 and 9.35. We agree with RPC, however, that the verdict with respect to question (3) is against the weight of the evidence.

Ill

The only expert to testify at the hearing was defendant’s treating psychiatrist at RPC. He testified that he diagnosed defendant with ‘ ‘ [s] chizophrenia, cannabis dependence, alcohol abuse, attention deficit/hyperactivity disorder, personality disorder that’s not otherwise specified with antisocial traits and reading disorder and disorders of written expression.” He explained that the schizophrenia included auditory and tactile hallucinations and paranoia, and he opined that, “based upon a reasonable degree of scientific certainty,” defendant is suffering from a mental illness as defined in Mental Hygiene Law § 1.03.

Defendant’s treating psychiatrist further testified that defendant understands that he has a mental illness, and that if he does not take his medications “he’s much more likely to get into fights with people and that that causes him to get paranoid feeling and hear voices and get the tactile hallucinations.” The psychiatrist testified that, although defendant is “making progress” with recognizing that “his anger problem is worse than most people,” defendant nonetheless continues to minimize the significance of his mental illness and has no “insight into the need for the close monitoring and structure of the Forensic Unit.” He opined that defendant continues to be dangerous because

“[h]e does not have an appreciation of his dangerousness to the degree which we would need to see. He has not really gone very far in his appreciation of dangerousness, other than the last four months, and he would need to show himself and us that he could be maintained in a less restrictive environ[91]*91ment, for example, by going to the floor for more stable patients, eventually going and requesting furloughs, which is the next step that we do. To get patients out into the community we go through a series of steps .... [B]y petitioning in this manner, he’s basically stating T feel I should skip all of those steps and just go out into the community,’ and the treatment team and I feel he’s not ready.”

On cross-examination, defendant’s treating psychiatrist admitted that defendant’s psychosis improved after defendant began taking Clozapine, that defendant “was considered competent enough to stand trial” after he began taking the medication, and that defendant’s tactile and auditory hallucinations were resolved by November 2003. The psychiatrist further testified that defendant has good insight into his need to take Clozapine, but that, even with the medication, he has stress-induced paranoia and sometimes must take additional medication. He acknowledged that defendant “has done a lot of work in learning what his warning signs are, and he’s able to recognize his warning signs, and that’s definitely a good thing.” He also testified that defendant acknowledged that he had a problem with anger and has been discussing that problem more readily.

Free access — add to your briefcase to read the full text and ask questions with AI

In re Sharone T., 33 A.D.3d 87, 818 N.Y.S.2d 710 (N.Y. Ct. App. 2006).

33 A.D.3d 87 (In re Sharone T.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

In re Stephen W.
90 A.D.3d 1166 (Appellate Division of the Supreme Court of New York, 2011)
In re Sharone T.
33 A.D.3d 94 (Appellate Division of the Supreme Court of New York, 2006)