In re Sebek

465 F.2d 904, 59 C.C.P.A. 1220, 175 U.S.P.Q. (BNA) 93, 1972 CCPA LEXIS 254
CourtCourt of Customs and Patent Appeals
DecidedAugust 31, 1972
DocketNo. 8631
StatusPublished
Cited by6 cases

This text of 465 F.2d 904 (In re Sebek) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Sebek, 465 F.2d 904, 59 C.C.P.A. 1220, 175 U.S.P.Q. (BNA) 93, 1972 CCPA LEXIS 254 (ccpa 1972).

Opinion

Lane, Judge.

This appeal is from the decision of the Board of Appeals sustaining the examiner’s rejection of claims 1-3 of appellant’s application1 on the ground of obviousness (35 USC 103) over certain prior art. We reverse.

The invention is in the field of chemical synthesis of beta-carotene, a precursor of vitamin A. It had previously been known that beta-carotene could be produced by certain micro-organisms using an aqueous fermentation medium containing citrus molasses, a product obtained from whole citrus peel. Appellant contends that in the prior art processes, the level of citrus molasses was kept at or below 5% by weight of the fermentation medium in the belief that there was no-benefit to be gained from the addition of greater quantities. It is asserted that the present invention is based on the discovery that at citrus molasses levels of at least 7%%, the yield of beta-carotene is greatly and unexpectedly increased. In his specification, appellant reports the following data:

Yield of Seta-Oarotene Citrus molasses added (percent by weight) : (mg./i.)

None _ 10

0.1 - IX)

1 is

5 -:_ 68

7 118

8 - 128

12 172

14 245

16 255

Appellant does not argue claims 1-3 individually, and claim 1, therefore, adequately defines the subject matter involved in this appeal. Claim 1 reads as follows:

[1222]*1222. In a method for mierobiologieally producing /3-carotene in a submerged aerobic fermentation using [the microorganism] Blalceslea trispora, the improvement which comprises incorporating at least about 7% per cent of citrus mollasses in a /3-carotene fermentation medium.

The examiner rejected claims 1-3 under 35 TJSC103 as unpatentable (1) Ciegler et al.2 (hereinafter the Ciegler patent) in view of Hoffman et al.3 (Hoffman) and (2) Fulde4 alone or in view of the Ciegler patent. The Ciegler patent discloses the use of both citrus meal and citrus mollasses in the fermentation medium, which is the same medium as that utilized by appellant, to increase the yield of beta-carotene. Tables I and II of the patent report the beta-carotene yields using citrus meal and citrus molasses respectively.

Table I

Beta-Carotene Yield (p,g./100 ml. of fermentation Citrus meal extract added (ml./100 ml. of fermentation medium) : medium)

None _- 22,000

5 _,_ 79,400

10 _ 89,400

Table II

Beta~Garotene Yield Citrus molasses added (per cent by weight): Qig./ioo mi.),

None _ 54,800

2.5 _ 113, 700

5.0 _ 101,100

The Ciegler patent does not disclose the use of any level of citrus molasses greater than 5% by weight, although there is no express disclosure to the effect that such greater proportions could not be used.

Hoffman is drawn to the production of vitamin B12 using a microorganism and fermentation process different from those disclosed in both the Ciegler patent and appellant’s application. The examiner observed that in Hoffman’s examples, it appears that:

[W]ithin an optimum range their [sic] exists areas where a greater amount of precursor will produce smaller yields of the vitamin than a lesser amount of precursor while at other subsequent ranges a greater amount will produce larger yields of the vitamin.

The board stated that the examiner cited Hoffman “purely for the purpose of argument to show the existence of anomaly in fermentation processes,” and indeed, the examiner did use Hoffman in that manner, [1223]*1223concluding that from the kaowledge of “this erratic behavior of microorganisms, it would be obvious to try the claimed amounts of citrus mollasses in the Ciegler et al. process.”

The board sustained the rejection based on the Ciegler patent and Hoffman agreeing with the examiner that the determination of optimum amounts of citrus molasses would have been obvious even though outside the range taught by the Ciegler patent.

Like the Ciegler patent, the Fulde patent is directed to the synthesis of beta-carotene through the fermentation of BlaTceslea trispora, and the use of a variety of citrus peel materials, including citrus meal and citrus molasses, in the fermentation medium is disclosed. Although- no suitable citrus molasses concentration is specified, the. examples in Fulde utilize citrus meal levels of 4%, 18% and 25%. The examiner reasoned, and the board agreed, that in view of Fulde’s teaching of equivalence between citrus molasses and citrus meal, the substitution of citrus molasses for citrus meal at the citrus meal concentrations utilized in the examples, would have been obvious to one of ordinary skill in the art. The Ciegler patent, in both the examiner’s and board’s view, reinforced the conclusion of obviousness.

It was appellant’s position during prosecution of his application in the Patent Office, and in his position before this court, that the úse of citrus molasses at levels of and above is not suggested by the prior art and unexpectedly leads to higher yields of beta-carotene. Appellant contends that one of ordinary skill in the art would have been turned away from the use of greater than 5% citrus molasses. In support of that contention, appellant submitted a publication of Cieg-ler, Nelson and Hall5 (hereinafter the Ciegler publication), the three patentees of the Ciegler patent, which reports experimentation with various citrus materials. Based on data presented in the publication, the authors concluded that:

Citrus molasses enhanced carotenogenesis at concentrations from 0.1% to 1.0%; at higher concentrations there was no further yield increase * * *.

Appellant additionally provided the affidavits of Joseph Grady, a bacteriologist, and Harold Koepsell, a biochemist. The Grady affidavit states that the data presented in Table II of the Ciegler patent, reproduced supra, suggests to affiant that the optimum citrus molasses level falls somewhere below 5% and that affiant would be discouraged from investigating concentrations higher than 5%. Moreover, Grady averred that Fulde teaches nothing with respect to citrus molasses concentration and that the Ciegler patent, rather than Fulde, would be the guiding prior art disclosure for one of ordinary skill in the [1224]*1224relevant art. The Koepsell affidavit states that Ciegler, Kelson and Hall are highly respected in the fermentation arts, that their indication that at levels of citrus molasses higher than 5% no further beta-carotene yield increase could be expected would dissuade those skilled in the art from experimenting with such higher levels, and that with respect to the alleged equivalency between citrus meál and citrus molasses taught, in the examiner’s view, in Fulde, “citrus meal has never been equated with citrus molasses in terms of concentration and /5-carotene yield.”

Opinion

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Breslow
616 F.2d 516 (Customs and Patent Appeals, 1980)
In re May
574 F.2d 1082 (Customs and Patent Appeals, 1978)
In re Altenpohl
500 F.2d 1151 (Customs and Patent Appeals, 1974)
In re Schneider
481 F.2d 1350 (Customs and Patent Appeals, 1973)
In re Dollinger
474 F.2d 1027 (Customs and Patent Appeals, 1973)
In re Mochel
470 F.2d 638 (Customs and Patent Appeals, 1972)

Cite This Page — Counsel Stack

Bluebook (online)
465 F.2d 904, 59 C.C.P.A. 1220, 175 U.S.P.Q. (BNA) 93, 1972 CCPA LEXIS 254, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-sebek-ccpa-1972.