In Re Sealed Case

548 F.3d 1085, 383 U.S. App. D.C. 398, 2008 U.S. App. LEXIS 24328, 2008 WL 5060929
Court of Appeals for the D.C. Circuit·Decided December 2, 2008·No. 20-1023·Published·Cited by 27 cases

Opinions

Dissenting opinion filed by Senior Circuit Judge RANDOLPH.

TATEL, Circuit Judge:

This appeal, sealed due to appellant’s failed attempt to cooperate with the government, concerns the application of the United States Sentencing Guidelines’ career offender provision. After appellant pled guilty to possession of cocaine base with intent to distribute, the district court sentenced him as a career offender based on its finding that he had two prior felony convictions for crimes of violence — robbery and armed robbery. Although the parties agree that we must remand to allow the district court to consider a non-Guidelines sentence, appellant argues that he does not qualify as a career offender because his two prior convictions should have been counted as one, and in any event the robbery conviction did not qualify as a crime of violence. We agree with the district court’s decision to count appellant’s prior convictions separately, but we find that the government failed to establish that appellant’s plea to robbery, as defined in the District of Columbia Code, necessarily admitted the elements of a crime of violence.

I.

Appellant pled guilty to a one-count information charging him with possessing five or more grams of cocaine base with intent to distribute in violation of 21 U.S.C. § 841(a)(1), (b)(l)(B)(iii). The district court sentenced appellant as a career offender under U.S.S.G. § 4B1.1, a provision that imposes a substantially higher Guidelines range on those who commit certain offenses after being convicted of two prior drug crimes or crimes of violence.

Although the record documenting appellant’s prior convictions is thin, several facts are undisputed. On October 1, 1986, police officers arrested appellant for an armed robbery he committed on September 17, 1986. Three months later, while appellant remained in custody, the prosecutor filed a second complaint charging him with committing a robbery on August 6, 1986. Appellant pled guilty to both criminal complaints on February 6, 1987, and the same Superior Court judge sentenced him in both cases on March 20, 1987.

In sentencing appellant on the federal drug charge, the district court found that the prior D.C. convictions were unrelated and thus properly counted as two convictions, and determined that they both qualified as crimes of violence. Accordingly, it concluded that appellant was a career offender and sentenced him to a 188-month [1087]*1087term of imprisonment, within the 60- to 480-month statutory range provided by section 841 (b)(1)(B)(iii).

Appealing his sentence, appellant argues that the district court erred in finding both that his two prior convictions were unrelated and that one — the robbery conviction— qualified as a crime of violence. He also argues that the district court misapprehended its authority to sentence outside the Guidelines range under Kimbrough v. United States, — U.S. -, 128 S.Ct. 558, 575, 169 L.Ed.2d 481 (2007) (holding that district judges may conclude that the Guidelines’ disparate treatment of cocaine and cocaine base warrants a non-Guidelines sentence), and imposed a sentence “greater than necessary” to achieve the goals of punishment in violation of 18 U.S.C. § 3553(a)’s parsimony provision. Because the government concedes that remand for resentencing is appropriate in light of Kimbrough, we have no occasion to consider either that issue or the parsimony challenge. The only issue we need resolve is whether the district court properly adjudicated appellant a career offender under section 4B1.1.

II.

Section 4B1.1 of the November 1, 2005 Sentencing Guidelines enhances the offense level for “career offenders.” The Guidelines define a “career offender” as an individual who (1) is convicted of a felony crime of violence or controlled substance offense, (2) was at least eighteen years old at the time of that offense, and (3) has “at least two prior felony convictions of either a crime of violence or a controlled substance offense.” § 4Bl.l(a). The parties agree that these Guidelines govern appellant’s July 26, 2006 sentencing, as well as his resentencing on remand from this appeal. See 18 U.S.C. § 3742(g)(1). They also agree that on remand the district judge may consider the current Guidelines, under which appellant would not be deemed a career offender, as a factor relevant to the imposition of sentence. They disagree about whether, under the 2005 Guidelines, appellant’s convictions may be counted separately and whether both may be counted as crimes of violence. We consider each issue in turn.

Relatedness of Prior Convictions

Under section 4B1.1, two prior felony convictions are treated as one if “related” within the meaning of U.S.S.G. § 4A1.2(a)(2). See § 4B1.2(e)(2). Regardless of any factual similarities or differences between them, two convictions are “related” in this technical sense if they are for offenses that were not separated by an intervening arrest and “(A) occurred on the same occasion, (B) were part of a single common scheme or plan, or (C) were consolidated for trial or sentencing.” § 4A1.2 cmt. n. 3 (2005). As it is undisputed that appellant’s crimes were neither separated by an intervening arrest nor committed on the same occasion or as part of a common scheme or plan, the question boils down to whether the sentences were for offenses that were consolidated for trial or sentencing.

Our sister circuits disagree about whether formal consolidation, i.e., an actual consolidation order, is required, or whether offenses may still be found “functionally consolidated” without such an order. Compare, e.g., United States v. Adams, 509 F.3d 929, 933 (8th Cir.2007) (requiring a formal consolidation order), with United States v. Best, 250 F.3d 1084, 1095 (7th Cir.2001) (allowing functional consolidation when there is an indication that the trial court considered the cases sufficiently related to be treated as one). This circuit has yet to rule on the issue, which turns out to have little prospective importance given that the current Guidelines jettison the concept of consolidation. [1088]*1088U.S.S.G. § 4A1.2(a)(2) (2007). Nor need we answer the question for purposes of this case. Whether consolidation is assessed formally or functionally, the district court was correct in finding that appellant’s convictions were never consolidated. As the Superior Court entered no formal order of consolidation, appellant’s convictions were unquestionably never formally consolidated. Nor would appellant fare any better under a functional consolidation standard. Although appellant offers several reasons why he thinks he would prevail if we adopted such a standard, none is persuasive.

Appellant first argues that the district court erred by applying a formal test. To be sure, were we to adopt a functional consolidation standard, it would have been error for the district court to have applied a formal test. But we see no evidence that it did.

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In Re Sealed Case, 548 F.3d 1085, 383 U.S. App. D.C. 398, 2008 U.S. App. LEXIS 24328, 2008 WL 5060929 (D.C. Cir. 2008).

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In Re Sealed Case
548 F.3d 1085 (D.C. Circuit, 2008)