In re Sanctioning of Richard N.

45 Misc. 3d 632, 994 N.Y.S.2d 514
CourtNew York Supreme Court
DecidedAugust 29, 2014
StatusPublished

This text of 45 Misc. 3d 632 (In re Sanctioning of Richard N.) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Sanctioning of Richard N., 45 Misc. 3d 632, 994 N.Y.S.2d 514 (N.Y. Super. Ct. 2014).

Opinion

OPINION OF THE COURT

Martin E. Ritholtz, J.

What is the appropriate sanction for an impaneled juror who intentionally abandons a summary jury trial after being charged on the law and before deliberations, and, further, misleads the court as to his whereabouts? Should it matter that an alternate juror replaced him in the interim, and that the trial was only delayed by an hour and a half? Finally, during the hearing to determine the true reason for his absence, is the recalcitrant juror entitled to representation by counsel? These are the issues addressed in this special proceeding.

The Facts

On July 14, 2014, at 11:30 a.m., the court was assigned a summary jury trial, entitled Harris v Pinnock (index No. 5006/ 12), to determine damages only, with a “High Low” agreement in place, relating to a motor vehicle accident which took place on September 17, 2011. A summary jury trial is a voluntary and expedited form of alternative dispute resolution that combines the flexibility and cost-effectiveness of arbitration with the structure of a conventional jury trial (see Griffin v Yonkers, 26 Misc 3d 917 [2009]). Pursuant to summary jury trial rules, a jury including an alternate was impaneled within an hour, and the trial began at 12:30 p.m. Richard N.,1 the subject of this proceeding, was seated as juror number 6, on his first day of jury service.

In the afternoon, the evidence was completed, both sides rested, summed up, and the court charged the jury on the law. Due to the fiscal constraints of the court system, which mandate that court proceedings cease at 4:30 p.m., there was no time for deliberations, and the jury was directed on the record to report back the next day, July 15, at 9:15 a.m., so as to commence deliberations.

[634]*634Based on facts adduced at a hearing subsequently conducted as part of this special proceeding, it appears that a court officer found Richard N., after 4:30 p.m., sitting on a bench in the corridor looking dejected. Upon inquiry by the concerned court officer, Richard N. complained that he thought that his jury service “would not take more than a day,” and was upset that he was required by the court to return the following morning at 9:15 a.m. for jury deliberations. In his words, since he did not make any accommodations for work the next day as a teacher, he could not continue service on the jury, and instead, had to report to work. At that time, the court officer reminded him that it was the court’s order to appear the next day at 9:15 a.m.

The following day, the juror, Richard N., did not return for deliberations. He did not call to explain his absence, and the court made many attempts to reach him by phone, to no avail. The court and all the other jurors waited an hour and a half for this juror to arrive, and, at 10:45 a.m., the parties consented to the replacement of the alternate to fill the seat of the absent juror. The jury returned a verdict at 11:15 a.m.

The court could not countenance this inexcusable absence, and persisted and eventually was able to reach Richard N. by phone at noon. He explained that he had a “neurological emergency” and had to see a doctor. When asked the name and address of the physician, he provided a name that proved, upon the court’s investigation, to be fictitious. At that point, the telephone connection was abruptly lost, and the court was presented with what appeared to be an intentional violation of a court order, compounded by a prevarication as to his true whereabouts.

Under these circumstances, the court contemplated a bench warrant to have this recalcitrant juror produced for a possible contempt hearing, to have him purge his apparent contempt, either by bringing in proof of the alleged emergency visit to a neurologist, or by requiring him to continue his jury service as a potential juror in another case, or by simply having him pay a fine for his inexcusable conduct. As to whether he would be subject to civil or criminal contempt was not an issue at that time, but an explanation under oath of the true cause of his absence was the immediate purpose of the proposed special proceeding.

Before issuing a bench warrant, the court left a message on Richard N.’s cell phone, that if he did not return the call within an hour, a bench warrant would be issued, to have him appear [635]*635for a contempt hearing, and that he would have the right to counsel. Within a short period of time, Richard N. contacted the court, and confessed that he had lied as to the neurological emergency and that he, in reality, taught his course at a local college that morning, instead of reporting to jury duty. He apologized for his conduct. Whereupon, the court directed him to report immediately for a hearing, at which time he would possibly face a fine for a sum no greater than $250, and that counsel would be unnecessary, unless he deemed otherwise.

At the hearing conducted by the court that afternoon, a record was made of the foregoing facts. Richard N., under oath, explained that he was a college instructor and occasionally suffered from migraine headaches. Although he admittedly went to work that morning, when confronted by the court, he claimed a “neurological emergency” and gave the name of a fictitious doctor, which was really the name of a secretary in his department. When asked by the court if he had any words to say regarding his conduct, he stated: “I am very sorry.”

The Law

(a) The Importance of Trial by Jury

As an initial matter, the importance of jury service cannot be minimized. It is the linchpin of our democracy, and is, in essence, the backbone of the American system of justice (see Mitchell v Superior Court, 43 Cal 3d 107, 132, 729 P2d 212, 228-229 [1987 en banc], vacated on other grounds and depublished 49 Cal 3d 1230, 783 P2d 731 [1989]). Thomas Jefferson, writing to Thomas Paine in 1789, stated: “I consider [trial by jury] as the only anchor ever yet imagined by man, by which a government can be held to the principles of its constitution.” (Letter from Thomas Jefferson to Thomas Paine, July 11, 1789.) Alexander Hamilton portrayed it as a “valuable safeguard to liberty” and “the very palladium of free government.” (Alexander Hamilton et al., The Federalist, No. 83 at 542-543 [Natl. Home Lib. Found, ed 1937], as cited in Mitchell v Superior Court, 43 Cal 3d at 135, 729 P2d at 231.) Alexis de Tocqueville noted:

“The jury . . . invests each citizen with a kind of magistracy; it makes them all feel the duties which they are bound to discharge towards society; and the part which they take in the Government. By obliging men to turn their attention to affairs which are not exclusively their own, it rubs off that individual egotism [private selfishness] which is the rust of society.” (1 Alexis de Tocqueville et al., Democracy [636]*636in America 334-337 [Schocken 1st ed 1961], as cited in Powers v Ohio, 499 US 400, 407 [1991], and Mitchell v Superior Court.)

It has been noted that “[e]xcept perhaps for active military duty, there is no other public function that the government delegates to its citizens more important than jury service.” (Matter of Eigner,

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Cite This Page — Counsel Stack

Bluebook (online)
45 Misc. 3d 632, 994 N.Y.S.2d 514, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-sanctioning-of-richard-n-nysupct-2014.