In re Roman

94 Misc. 2d 796, 405 N.Y.S.2d 899, 1978 N.Y. Misc. LEXIS 2366
CourtNew York City Family Court
DecidedApril 18, 1978
StatusPublished
Cited by28 cases

This text of 94 Misc. 2d 796 (In re Roman) is published on Counsel Stack Legal Research, covering New York City Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Roman, 94 Misc. 2d 796, 405 N.Y.S.2d 899, 1978 N.Y. Misc. LEXIS 2366 (N.Y. Super. Ct. 1978).

Opinion

OPINION OF THE COURT

Raymond J. Barth, J.

The above-captioned proceeding came before this court on February 1, 1978, at which time respondent, Joe Payne, submitted a motion to dismiss the petition as to him on the grounds that the petition failed to allege an offense cognizable by this court and that sections 1012 and 1046 of the Family Court Act are unconstitutional. The court was informed by letter that the Solicitor General would not file an answer or appear in connection with the constitutional challenge.

This article 10 proceeding was commenced on April 26, 1977 by the petition of the Onondaga County Department of Social Services. The petition alleged that respondent, Denise Roman was the mother of Kathy Roman and the person legally responsible for her care. Pete Roman is alleged to be the father of the child. The petition further alleges that "Joe Payne resides with Mrs. Roman and is a person who was and is in a position to inflict corporal punishment upon the child”. Finally, it is alleged upon information and belief that Denise Roman and Joe Payne are responsible for the abuse of the child. The theory behind the petition is that the infant, Kathy, was abused and/or neglected by reason of her receiving fractures of three separate bones and her failure to receive medical treatment for a period of three days to three weeks after receiving these fractures.

Respondent Payne first contends that the petition fails to allege that he is a person legally responsible for the care of the infant within the meaning of subdivision (g) of section 1012 of the Family Court Act and therefore, fails to allege facts sufficient to subject him to the jurisdiction of this court. That section reads as follows: "(g) 'Person legally responsible’ includes the child’s custodian, guardian, any other person responsible for the child’s care at the relevant time. Custodian may include any person continually or at regular intervals found in the same household as the child when the conduct of such person causes or contributes to the abuse or neglect of the child.” Article 10 petitions are required to allege specific facts sufficient to establish that a child is an abused or neglected child under this article. (Family Ct Act, § 1031, subd [a].) The function of this petition is not only to enable the [799]*799respondents to prepare a defense on the merits, but also to recite the facts upon which the court has jurisdiction to decide the case; this assumes particular importance where the court is one of limited jurisdiction as is the Family Court. (Besharov, Practice Commentaries, McKinney’s Cons Laws of NY, Book 29A, Family Ct Act, § 1031, 1977-1978 Supp.) A well-pleaded complaint in this proceeding should have alleged that Payne was continually or at regular intervals found in the same household as the child during the period in question to establish that he had a custodial relationship to the child and would, therefore, qualify as a person legally responsible within the meaning of the statute. (Family Ct Act, § 1012, subd [g].) The language employed in the petition, that Payne resides with Mrs. Roman is inherently ambiguous and does not affirmatively reveal the necessary statutory relationship. In resolving this motion, every fair inference must be resolved in favor of the legal sufficiency of the petition. (Matter of C.B., 81 Misc 2d 1017.) Moreover, it has been recognized that article 10 petitions are often prepared by lay persons, to the end that the legal sufficiency of such petition has been tested leniently. (Besharov, Practice Commentaries, McKinney’s Cons Laws of NY, Book 29A, Family Ct Act, § 1031, 1977-1978 Supp.) As is customary, the instant petition was prepared by a caseworker in the Children’s Protective Unit of the Onondaga County Department of Social Services. Naturally, this recognition does not grant the Department of Social Services license to submit legally insufficient pleadings. Construing this petition liberally, the court finds it to be minimally sufficient. The allegation of residence is qualified by the statement that respondent Payne is in a position to inflict punishment. The most favorable inference to be drawn from such an allegation is that respondent Payne and the infant, Kathy, shared a common residence during which time both parties were continually or regularly found in the same household. Given that inference, respondent Payne would have the statutory custodial relationship with the child which would provide a jurisdictional basis for this court.

By his second contention, respondent Payne challenges the constitutionality of article 10. Boiled to its essence, his argument is that his due process and equal protection rights, as well as his right against self incrimination, are violated by a child protective system which imposes parental obligations without his consent and places upon him the burden of going [800]*800forward with evidence when there exists a possibility of a later criminal prosecution for the same acts or omissions. Before proceeding to the merits of this motion, the court notes that, for their part, the Onondaga County Department of Social Services entered a summary denial of the allegations in the movant’s affidavit, thereby failing to provide the court with any assistance in the resolution of this motion. The court regrets that important constitutional questions must be resolved on what is essentially an ex parte motion.

At the outset, respondent Payne maintains that section 1046 (subd [a], par [ii]) of the Family Court Act impermissibly presumes the threshold jurisdictional issue. It has already been established that the petition alleges a statutory custodial relationship between respondent Payne and the child. For the purpose of this motion, the truth of these allegations must be assumed. (Matter of C.B., 81 Misc 2d 1017, supra.) Beyond this motion, however, the jurisdiction of the Family Court will never be presumed and the facts necessary to confer jurisdiction must affirmatively appear in the record. (Matter of Children, 76 Misc 2d 987.) Accordingly, the custodial relationship, which provides the jurisdictional basis is not to be presumed, but rather the burden of proving the same remains on the petitioner.

Respondent Payne contends that he is a "stranger at law” to the child and that the Legislature may not impose parental or custodial duties upon him without his consent. Such duties would presumably be a duty of care to the child and the alleged "duty” to explain the cause of the child’s injuries contained in section 1046 (subd [a], par [ii]) of the Family Court Act. In 1972, the Legislature broadened the concept of a "person legally responsible” to pull within its net persons continually or regularly found in the same household as the child. (L 1972, ch 1015, § 2.) Their intent was clearly to equip the Family Court with a jurisdictional foundation upon which to hear cases where the natural parent’s paramour was responsible for the abuse or neglect of a child. As nonconventional living arrangements became increasingly prevalent, it became necessary to give the children in those situations the same protection as children in the more traditional family unit. The Select Committee on Child Abuse found that: "Increasingly, children are suffering abuse and other maltreatment at the hands of unrelated males living in their mother’s households. Authorities such as Dr. Vincent J. Fontana of the [801]*801New York City Task Force on Child Abuse and Neglect estimate that as many as 100 children may die, in New York City, at the hands of their mother’s paramour.

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Bluebook (online)
94 Misc. 2d 796, 405 N.Y.S.2d 899, 1978 N.Y. Misc. LEXIS 2366, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-roman-nycfamct-1978.