In Re RIGGS

CourtCourt of Appeals for the Federal Circuit
DecidedMarch 24, 2025
Docket22-1945
StatusPublished

This text of In Re RIGGS (In Re RIGGS) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re RIGGS, (Fed. Cir. 2025).

Opinion

Case: 22-1945 Document: 77 Page: 1 Filed: 03/24/2025

United States Court of Appeals for the Federal Circuit ______________________

IN RE: GLENN E. RIGGS, JOSEPH J. BAINOR, STANLEY M. BAINOR, RALPH K. BRECHTER, DOUGLAS L. CLARK, JAMES R. CLARK, JON L. CLOW, AMY DALEY, LARRY HU, LOUIS F. INDELICATO, DOUG JOHNSTON, JOHN H. KIVELA, WILLIAM J. LOHAN, MICHAEL D. MICHAUD, DONALD H. MUELLER, MICHAEL M. NAUGHTON, PETER P. NELSON, ROBERT PHANEUF, JOSEPH F. ROCKY, JR., ROBERT H. SHELLMAN, ALAN D. SHOLLENBERGER, M. NADINE WILLETT, Appellants ______________________

2022-1945 ______________________

Appeal from the United States Patent and Trademark Office, Patent Trial and Appeal Board in No. 11/005,678. ______________________

Decided: March 24, 2025 ______________________

ROBERT BAUER, Bauer & Joseph, Pittsburgh, PA, for appellants.

BRIAN RACILLA, Office of the Solicitor, United States Patent and Trademark Office, Alexandria, VA, for appellee Katherine K. Vidal. Also represented by DANIEL KAZHDAN, AMY J. NELSON, PETER JOHN SAWERT. ______________________ Case: 22-1945 Document: 77 Page: 2 Filed: 03/24/2025

2 IN RE: RIGGS

Before MOORE, Chief Judge, STOLL, and CUNNINGHAM, Circuit Judges. STOLL, Circuit Judge. This case stems from an Examiner’s request for a re- hearing by the U.S. Patent Trial and Appeal Board to cor- rect the Board’s determination that a published patent application did not qualify as prior art under pre-AIA 35 U.S.C. § 102(e)(1). Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29, 125 Stat. 284 (2011). The Board granted the request and determined that the Exam- iner was correct—the reference did qualify as prior art. Appellants are the named inventors listed on the pa- tent application at issue: U.S. Patent Application No. 11/005,678. They appeal the Board decision affirming the Examiner’s rejection of the ’678 application. The Ex- aminer rejected claims 1, 2, 8, 10–13, and 24–25 under pre- AIA 35 U.S.C. § 102(e) as anticipated by Lettich1 and re- jected claims 3, 5–7, 9, 15–20, and 22 under 35 U.S.C. § 103 as obvious over Lettich in view of Rojek. 2 After determin- ing that Lettich qualified as prior art under pre-AIA § 102(e)(1), the Board sustained the Examiner’s anticipa- tion and obviousness rejections. Because the Board con- ducted an incomplete analysis in determining whether Lettich qualifies as prior art under § 102(e), we vacate and remand.

1 Vertical Systems and Methods for Providing Ship- ping and Logistics Services, Operations and Products to an Industry, U.S. Patent Application Publication No. 2002/0049622 A1 (filed Apr. 26, 2001) (published Apr. 25, 2002). 2 Rojek, Karen, How Baxter Improved Data Exports, 26 AS/400 SYS. MGMT. No. 5, at 52–53 (1998). Case: 22-1945 Document: 77 Page: 3 Filed: 03/24/2025

IN RE: RIGGS 3

BACKGROUND I The ’678 application is directed to logistics systems and methods for the transportation of goods from various ship- pers by various carriers across different modes of transport (e.g., by rail, truck, ship, or air). The logistics system con- nects and shares customer order information from various shippers and information about multiple carriers to pro- vide “good visibility and management of shipments for all the parties involved.” J.A. 50 ¶ 25. The system includes databases, which store data about shippers and carriers, and component modules. The mod- ules may use the information in the databases to allow the system to manage the transportation of goods, for example, by awarding contracts and producing reports. The specifi- cation further states that the modules are “scalable to al- low functionality modules and/or software modules to be incrementally added as resources . . . permit” or as the numbers of shippers, carriers, or modes of transportation change. J.A. 53 ¶¶ 30–31. Claim 1 is representative for the anticipation rejection and claim 3 is representative for the obviousness rejection at issue in this appeal. Claim 1 recites: 1. An integrated logistics system for managing the shipments of goods by at least one of a plurality of carriers, said system comprising: at least one computer; at least one database, said at least one database storing data in conjunction with at least two of a plurality of modules; a network connecting said at least one computer and said at least one database; and Case: 22-1945 Document: 77 Page: 4 Filed: 03/24/2025

4 IN RE: RIGGS

at least one storage device, said at least one storage device storing at least one software program, said at least one software program when executed by said at least one computer causing said integrated logistics system to operate in conjunction with said plurality of system modules, said plurality of modules including: a purchasing module evaluating proposals for re- spective shipments of goods and awarding con- tracts for the shipments [to] said one or more carriers; a contract administration module maintaining in- formation relating to the status of proposals re- ceived and contracts awarded by the purchasing module; a scheduling module scheduling shipments accord- ing to the awarded contracts; a shipment management module tracking the sta- tus of shipments awarded by the purchasing mod- ule and scheduled by said scheduling module; and a financial module authorizing payments according to the status of shipments tracked by the shipment management module, wherein said information relating to the status of proposals received and contracts awarded by the purchasing module is made available to said sched- uling module, said shipment management module, and said financial module utilizing said at least one computer, said at least one database or said net- work. J.A. 978–79 (emphases added). Claim 3, which depends from claim 1 via claim 2, recites: Case: 22-1945 Document: 77 Page: 5 Filed: 03/24/2025

IN RE: RIGGS 5

3. An integrated logistics system according to claim 2, wherein said at least one database com- prises a partitioned relational database storing col- laborative data relating to shippers, freight forwarders and ship owners. J.A. 979. Lettich is the only prior art reference relevant to our decision. Lettich is a printed publication of a U.S. non-pro- visional patent application that claims priority to provi- sional application No. 60/200,035 filed on April 27, 2000 (the “Lettich Provisional Application”). Lettich describes a network system that integrates shipping and logistics ser- vices, operations, and products provided by multiple enti- ties into a “one stop” site on the internet provided by a single entity to facilitate logistics operations, such as the shipping, transporting, warehousing, and distribution of products for users of the site. II This is not our first case involving the ’678 application. After several procedural disputes over the examination of the ’678 application, including multiple appeals to this court, see In re Riggs, 457 F. App’x 923 (Fed. Cir. 2011) (ap- peal dismissed for lack of jurisdiction); Odyssey Logistics & Tech. Corp. v. Kappos, 435 F. App’x 954 (Fed. Cir. 2011) (appeal voluntarily dismissed), the Board heard Appel- lants’ appeal of the Examiner’s rejections in the ’678 appli- cation and reversed these rejections in an April 2016 decision. In that decision, however, the Board applied an incorrect version of 35 U.S.C. § 102(e) to determine whether Lettich qualified as prior art. The Examiner rec- ognized the Board’s error and, in September 2016, filed a Request for Rehearing before the Board.

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In Re RIGGS, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-riggs-cafc-2025.