In Re Petition for Disciplinary Action Against Andrade

736 N.W.2d 603, 2007 Minn. LEXIS 396, 2007 WL 2051101
CourtSupreme Court of Minnesota
DecidedJuly 19, 2007
DocketA06-426
StatusPublished
Cited by8 cases

This text of 736 N.W.2d 603 (In Re Petition for Disciplinary Action Against Andrade) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Petition for Disciplinary Action Against Andrade, 736 N.W.2d 603, 2007 Minn. LEXIS 396, 2007 WL 2051101 (Mich. 2007).

Opinions

OPINION

PER CURIAM.

The Director of the Office of Lawyers Professional Responsibility filed a petition for disciplinary action against Sergio, Roberto Andrade after Andrade was convicted of attempted theft by swindle of more than $2,500. We referred the matter to a referee for findings of fact, conclusions of law, and recommendation for discipline. Although both Andrade and the Director disagree with the referee’s recommended discipline, neither Andrade nor the Director contest the referee’s findings of fact [604]*604or conclusions of law. Based on those findings of fact and conclusions of law, and on the facts of the matter as found by the district court in Andrade’s criminal trial,1 we conclude that disbarment of Andrade is necessary to protect the integrity of the judicial system and to protect the public.

Andrade’s conviction of attempted theft by swindle stems from his representation of client M, whom Andrade had represented since 1995 or 1996 in some 30 different matters. In 2004, narcotics officers from the Minneapolis Police Department executed a search warrant on M’s home, where they found cocaine and marked bills used in an earlier controlled drug buy from M. Andrade eventually negotiated an agreement between M and the Minneapolis police under which M would not be prosecuted in exchange for M’s assistance in making controlled drug buys from two drug dealers. At the time, M owed An-drade at least $5,500 in legal fees.

It is undisputed that over the years M had urged Andrade to bribe a judge or the police to eliminate M’s various legal problems and that Andrade had, at least to the point in time when cocaine was found in M’s home, refused. But shortly after making the first of the two required controlled drug buys, M told officers that Andrade had asked for $50,000 to bribe an unnamed high-ranking police official to dismiss the pending drug charges. In a series of meetings, recorded by law enforcement with M’s cooperation, Andrade alternately told M that he had personally paid $25,000 to the official and needed to pay the $25,000 balance, and that he had paid another $15,000 to the “person who is in charge of all the police of the Drug Task Force,” leaving an additional $10,000 to be paid. Andrade further told M that this was not the first time he had asked this person for a favor. At the last meeting between M and Andrade, M gave An-drade $5,000 in cash, provided by law enforcement, as partial payment of the would-be bribe. Andrade was arrested after leaving the meeting with M, and the cash was recovered. There is no evidence that Andrade actually offered or paid any bribe on M’s behalf. Andrade contends in these proceedings that his statements to M were a means of obtaining payment of M’s past-due legal bills but, as the district court observed in the criminal proceedings, the amount of money Andrade sought from M was far more than what M owed Andrade.

On December 12, 2005, the district court found Andrade guilty of attempted theft by swindle of over $2,500, in violation of Minn.Stat. § 609.52, subds. 2(4) and 3(2) (2006). On February 14, 2006, the Director filed a petition for disciplinary action and later filed a petition requesting that we temporarily suspend Andrade pending this court’s final determination of discipline. We denied the petition for temporary suspension but required Andrade to be supervised by another attorney pending final resolution of these proceedings.

We referred the case to a referee for findings of fact and conclusions of law, as provided for in Rule 14, Rules on Lawyers Professional Responsibility (RLPR). The referee conducted an evidentiary hearing at which Andrade testified and called character witnesses on his behalf. At the hearing, Andrade did not dispute the factual findings supporting his felony conviction and agreed that some public discipline was appropriate. Andrade further testi[605]*605fied that when M suggested that Andrade bribe a judge or a police officer, Andrade took that as “an opportunity to get paid.” After the evidentiary hearing, the referee concluded that Andrade’s conduct violated Minn. R. Prof. Conduct 1.7(a)(2)2 and 8.4(b), (c), (d), and (e).3 Although the presumptive punishment for a felony conviction is disbarment, the referee recommended indefinite suspension with leave to petition for reinstatement after two years.

We give significant weight to the referee’s recommendations for discipline. In re Oberhauser, 679 N.W.2d 153, 159 (Minn.2004). But Andrade has been convicted of a felony, and the presumptive discipline for a felony conviction is disbarment, particularly where the criminal conduct occurs (as in this case) within the practice of law. See In re Perez, 688 N.W.2d 562, 567-69 (Minn.2004). We have ordered a lesser sanction than the presumptive discipline of disbarment where there exist substantial mitigating circumstances. See, e.g., In re Olkon, 324 N.W.2d 192,196 (Minn.1982). In this case, the referee found as mitigating factors An-drade’s lack of prior disciplinary history, his substantial community service and pro bono work in the Hispanic community, his reputation with the judiciary and the practicing bar, his cooperation with the Director’s investigation, and the fact that the violations involved only one person. The referee found as aggravating factors that Andrade’s violations took place within the practice of law and that Andrade initially denied the allegations against him even in the face of recordings of his conduct.

We agree with Andrade that, in the proper case, mitigating factors can warrant a sanction less than disbarment for a felony conviction. For example, in Olkon we cited such mitigating factors as a long history of pro bono work and the attorney’s competence and integrity as justification for not disbarring an attorney convicted of attempted theft by swindle involving insurance fraud. Id. at 196. In In re Daffer, 344 N.W.2d 382, 385 (Minn.1984), we similarly declined to disbar an attorney convicted of mail fraud, citing the referee’s findings regarding the attorney’s remorse, full and prompt restitution, good character, cooperation, and the fact that all of the acts constituting the fraud occurred within a very brief time and arose from a single transaction.

[606]*606The primary purpose of disciplinary action is “to guard the administration of justice and to protect the courts, the legal profession, and the public.” In re Hanson, 258 Minn. 231, 233, 103 N.W.2d 863, 864 (1960). Accordingly, we consider whether, in light of the mitigating factors found by the referee, a sanction less than disbarment would adequately serve those interests in this case. Daffer, 344 N.W.2d at 385. We conclude it would not.

First, the person Andrade attempted to swindle was his own client. Moreover, Andrade attempted to swindle a long-time client, someone he had represented for many years in some 30 different matters. As we observed in In re Benson,

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In Re Petition for Disciplinary Action Against Andrade
736 N.W.2d 603 (Supreme Court of Minnesota, 2007)

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Bluebook (online)
736 N.W.2d 603, 2007 Minn. LEXIS 396, 2007 WL 2051101, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-petition-for-disciplinary-action-against-andrade-minn-2007.