FILE IN CLERICS OFFICE 1U1REM1! COURT, STATE OF WASHINGTON
~~ IN THE SUPREME COURT OF THE STATE OF WASHINGTON
In the Matter of the Personal Restraint of NO. 8 3 9 2 5-5 (consolidated with No. 84035-1) LORRAINE K. NETHERTON,
Petitioner. ENBANC
Filed: rJUL 1 8 2013
PER CURIAM-Lorraine Netherton was convicted of second degree
murder. The trial court erroneously imposed a firearm sentence enhancement based on
the jury's "deadly weapon" finding. Because one or more of her appellate counsel
misapprehended who was representing Netherton at a critical stage of her direct
appeal, Netherton lost the opportunity to obtain reversal of the firearm enhancement
under State v. Recuenco, 163 Wn.2d 428, 180 P.3d 1276 (2008) (Recuenco III), and
State v. Williams-Walker, 167 Wn.2d 889, 901-02, 225 P.3d 913 (2010). We reverse the Court of Appeals on the basis of ineffective assistance of appellate counsel and
remand to the trial court for resentencing.
FACTS
In 1993, a jury convicted Netherton of second degree murder, additionally
finding by special verdict that Netherton was armed with a "deadly weapon" when she No. 83925-5 PAGE2
committed the crime. The trial court imposed a firearm sentence enhancement based
on that finding. Netherton's direct appeal was extended for many years due to the changing legal landscape concerning sentence enhancements. The Court of Appeals initially
reversed the firearm enhancement in light of State v. Recuenco, 154 Wn.2d 156, 110 P.3d 188 (2005) (Recuenco I), where we held that imposing a firearm enhancement
based on a deadly weapon verdict constituted reversible error. State v. Netherton,
noted at 131 Wn. App. 1030 (2006). We granted the State's petition for review and
remanded to the Court of Appeals for reconsideration in light of Washington v.
Recuenco, 548 U.S. 212, 126 S. Ct. 2546, 165 L. Ed. 2d 466 (2006) (Recuenco II),
which partly reversed Recuenco I and remanded to this court to determine whether the error was harmless under state law. State v. Netherton, 158 Wn.2d 1006 (2006).
On remand, the Court of Appeals did not stay Netherton's appeal pending
this court's decision on remand in Recuenco. The court also did not ask for
supplemental briefing on Recuenco II. Furthermore, Netherton's counsel in the Court
of Appeals and her counsel in this court apparently did not confer on the status of Netherton's appeal in light of the ongoing Recuenco litigation, evidently because one
or both of them thought they were no longer working on the case.
The Court of Appeals ultimately reversed its original decision in Netherton's case in light of Recuenco II, holding that imposition of a firearm
enhancement based on the jury's deadly weapon finding was harmless error. State v. Netherton, noted at 136 Wn. App. 1021 (2006). Netherton did not file a petition for
review, and the Court of Appeals issued its mandate in February 2007.
In January 2008, Netherton filed a timely personal restraint petition in the Court of Appeals, reasserting her challenge to the firearm enhancement and arguing No. 83925-5 PAGE3
among other things that appellate counsel was ineffective in not briefing the issues
then pending before this court in the Recuenco case and in failing to advise her to file
a petition for review. This court issued its final decision in Recuenco three months
later, holding that imposition of a firearm enhancement when only a deadly weapon
has been charged and found by the jury can never be harmless. Recuenco III, 163
Wn.2d428.
The Court of Appeals ultimately dismissed Netherton's personal restraint
petition as frivolous, holding that the firearm enhancement was sustainable despite
Recuenco III and that therefore appellate counsel was not ineffective. Netherton, with
the assistance of new counsel, then filed the current motion for discretionary review in
this court. 1 While Netherton's motion was pending, this court elaborated on the
principles announced in Recuenco III, holding that imposition of a firearm
enhancement based on a jury's deadly weapon finding is reversible even when the
State alleged a firearm enhancement in the information and the jury was instructed on
the use of a firearm. Williams-Walker, 167 Wn.2d at 901-02.
We granted Netherton's motion for discretionary review only on the issue
of whether appellate counsel was ineffective with respect to the firearm enhancement
and referred the matter to the superior court for an evidentiary hearing. The superior
court appointed counsel to represent Netherton, and after the hearing, the court
entered findings of fact and relayed them to this court.
1 Netherton also filed a motion for discretionary review of a Court of Appeals order denying her motion to have a panel of judges review her personal restraint petition. Mot. for Discretionary Review, In re Pers. Restraint of Netherton, No. 84035-1 (Dec. 4, 2009). Th~t motion for discretionary review was consolidated under this motion for discretionary review. No. 83925-5 PAGE4
ANALYSIS
To prevail on a claim of ineffective assistance of appellate counsel,
Netherton must demonstrate the merit of any legal issue appellate counsel raised
inadequately or failed to raise and also show she was prejudiced. In re Pers. Restraint
of Lord, 123 Wn.2d 296, 314, 868 P.2d 835 (1994). Netherton's challenge to her
firearm enhancement would have been meritorious under Recuenco III, 163 Wn.2d
428, and Williams-Walker, 167 Wn.2d 889, had the issue been preserved before her
judgment became final in 2007. It was not. The Court of Appeals did not stay her
appeal pending Recuenco III, and counsel did not move for a stay or urge Netherton to
file a petition for review after the Court of Appeals affirmed the firearm enhancement.
Thus, Netherton can no longer rely directly on Recuenco III and Williams-Walker
because both decisions were issued after her judgment and sentence became final, and
neither is retroactively applicable to previously final judgments. In re Pers. Restraint
of Eastmond, 173 Wn.2d 632, 272 P.3d 188 (2012); In re Pers. Restraint of Jackson,
175 Wn.2d 155, 161,283 P.3d 1089 (2012).
The superior court on referral from this court found that the failure to
preserve the firearm enhancement issue for further appellate review was primarily
caused by a misunderstanding as to who represented Netherton after this court
remanded the case to the Court of Appeals. That misunderstanding effectively left
Netherton unrepresented in the Court of Appeals. If experienced counsel was actively
working on the appeal at that stage, Netherton would have moved for a stay in the
Court of Appeals pending Recuenco III, which the Court of Appeals likely would
have granted. And had the appeal been stayed, the Court of Appeals likely would have
decided the case in light of Recuenco III to Netherton's benefit. No. 83925-5 PAGES
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FILE IN CLERICS OFFICE 1U1REM1! COURT, STATE OF WASHINGTON
~~ IN THE SUPREME COURT OF THE STATE OF WASHINGTON
In the Matter of the Personal Restraint of NO. 8 3 9 2 5-5 (consolidated with No. 84035-1) LORRAINE K. NETHERTON,
Petitioner. ENBANC
Filed: rJUL 1 8 2013
PER CURIAM-Lorraine Netherton was convicted of second degree
murder. The trial court erroneously imposed a firearm sentence enhancement based on
the jury's "deadly weapon" finding. Because one or more of her appellate counsel
misapprehended who was representing Netherton at a critical stage of her direct
appeal, Netherton lost the opportunity to obtain reversal of the firearm enhancement
under State v. Recuenco, 163 Wn.2d 428, 180 P.3d 1276 (2008) (Recuenco III), and
State v. Williams-Walker, 167 Wn.2d 889, 901-02, 225 P.3d 913 (2010). We reverse the Court of Appeals on the basis of ineffective assistance of appellate counsel and
remand to the trial court for resentencing.
FACTS
In 1993, a jury convicted Netherton of second degree murder, additionally
finding by special verdict that Netherton was armed with a "deadly weapon" when she No. 83925-5 PAGE2
committed the crime. The trial court imposed a firearm sentence enhancement based
on that finding. Netherton's direct appeal was extended for many years due to the changing legal landscape concerning sentence enhancements. The Court of Appeals initially
reversed the firearm enhancement in light of State v. Recuenco, 154 Wn.2d 156, 110 P.3d 188 (2005) (Recuenco I), where we held that imposing a firearm enhancement
based on a deadly weapon verdict constituted reversible error. State v. Netherton,
noted at 131 Wn. App. 1030 (2006). We granted the State's petition for review and
remanded to the Court of Appeals for reconsideration in light of Washington v.
Recuenco, 548 U.S. 212, 126 S. Ct. 2546, 165 L. Ed. 2d 466 (2006) (Recuenco II),
which partly reversed Recuenco I and remanded to this court to determine whether the error was harmless under state law. State v. Netherton, 158 Wn.2d 1006 (2006).
On remand, the Court of Appeals did not stay Netherton's appeal pending
this court's decision on remand in Recuenco. The court also did not ask for
supplemental briefing on Recuenco II. Furthermore, Netherton's counsel in the Court
of Appeals and her counsel in this court apparently did not confer on the status of Netherton's appeal in light of the ongoing Recuenco litigation, evidently because one
or both of them thought they were no longer working on the case.
The Court of Appeals ultimately reversed its original decision in Netherton's case in light of Recuenco II, holding that imposition of a firearm
enhancement based on the jury's deadly weapon finding was harmless error. State v. Netherton, noted at 136 Wn. App. 1021 (2006). Netherton did not file a petition for
review, and the Court of Appeals issued its mandate in February 2007.
In January 2008, Netherton filed a timely personal restraint petition in the Court of Appeals, reasserting her challenge to the firearm enhancement and arguing No. 83925-5 PAGE3
among other things that appellate counsel was ineffective in not briefing the issues
then pending before this court in the Recuenco case and in failing to advise her to file
a petition for review. This court issued its final decision in Recuenco three months
later, holding that imposition of a firearm enhancement when only a deadly weapon
has been charged and found by the jury can never be harmless. Recuenco III, 163
Wn.2d428.
The Court of Appeals ultimately dismissed Netherton's personal restraint
petition as frivolous, holding that the firearm enhancement was sustainable despite
Recuenco III and that therefore appellate counsel was not ineffective. Netherton, with
the assistance of new counsel, then filed the current motion for discretionary review in
this court. 1 While Netherton's motion was pending, this court elaborated on the
principles announced in Recuenco III, holding that imposition of a firearm
enhancement based on a jury's deadly weapon finding is reversible even when the
State alleged a firearm enhancement in the information and the jury was instructed on
the use of a firearm. Williams-Walker, 167 Wn.2d at 901-02.
We granted Netherton's motion for discretionary review only on the issue
of whether appellate counsel was ineffective with respect to the firearm enhancement
and referred the matter to the superior court for an evidentiary hearing. The superior
court appointed counsel to represent Netherton, and after the hearing, the court
entered findings of fact and relayed them to this court.
1 Netherton also filed a motion for discretionary review of a Court of Appeals order denying her motion to have a panel of judges review her personal restraint petition. Mot. for Discretionary Review, In re Pers. Restraint of Netherton, No. 84035-1 (Dec. 4, 2009). Th~t motion for discretionary review was consolidated under this motion for discretionary review. No. 83925-5 PAGE4
ANALYSIS
To prevail on a claim of ineffective assistance of appellate counsel,
Netherton must demonstrate the merit of any legal issue appellate counsel raised
inadequately or failed to raise and also show she was prejudiced. In re Pers. Restraint
of Lord, 123 Wn.2d 296, 314, 868 P.2d 835 (1994). Netherton's challenge to her
firearm enhancement would have been meritorious under Recuenco III, 163 Wn.2d
428, and Williams-Walker, 167 Wn.2d 889, had the issue been preserved before her
judgment became final in 2007. It was not. The Court of Appeals did not stay her
appeal pending Recuenco III, and counsel did not move for a stay or urge Netherton to
file a petition for review after the Court of Appeals affirmed the firearm enhancement.
Thus, Netherton can no longer rely directly on Recuenco III and Williams-Walker
because both decisions were issued after her judgment and sentence became final, and
neither is retroactively applicable to previously final judgments. In re Pers. Restraint
of Eastmond, 173 Wn.2d 632, 272 P.3d 188 (2012); In re Pers. Restraint of Jackson,
175 Wn.2d 155, 161,283 P.3d 1089 (2012).
The superior court on referral from this court found that the failure to
preserve the firearm enhancement issue for further appellate review was primarily
caused by a misunderstanding as to who represented Netherton after this court
remanded the case to the Court of Appeals. That misunderstanding effectively left
Netherton unrepresented in the Court of Appeals. If experienced counsel was actively
working on the appeal at that stage, Netherton would have moved for a stay in the
Court of Appeals pending Recuenco III, which the Court of Appeals likely would
have granted. And had the appeal been stayed, the Court of Appeals likely would have
decided the case in light of Recuenco III to Netherton's benefit. No. 83925-5 PAGES
But even if the Court of Appeals would not have reversed the firearm
enhancement under Recuenco III, we are confident Netherton would have sought
review of the decision in this court. Because Netherton's petition for review would
have coincided with our consideration of Williams- Walker, we likely would have
stayed Netherton's case pending that decision, and under that decision, she would
have been entitled to relief. In these unusual circumstances, Netherton has
demonstrated that she was prejudiced by appellate counsel's failure to assist her in
preserving the firearm enhancement issue pending Recuenco III and Williams- ·walker.
The Court of Appeals is reversed and the case is remanded to the trial court
with directions to vacate the firearm enhancement and resentence Netherton in
accordance with this opinion. 2
2 Netherton is indigent. Her motion for appointment of counsel in this court is granted by separate order. RAP 16.15(h); RAP 15.4.