In Re Permanent Surface Mining Regulation Litigation. Appeal of Peabody Coal Company

653 F.2d 514, 209 U.S. App. D.C. 259, 11 Envtl. L. Rep. (Envtl. Law Inst.) 20941, 15 ERC (BNA) 1802, 1981 U.S. App. LEXIS 14733, 15 ERC 1802
CourtCourt of Appeals for the D.C. Circuit
DecidedApril 1, 1981
Docket80-1308
StatusPublished
Cited by53 cases

This text of 653 F.2d 514 (In Re Permanent Surface Mining Regulation Litigation. Appeal of Peabody Coal Company) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Permanent Surface Mining Regulation Litigation. Appeal of Peabody Coal Company, 653 F.2d 514, 209 U.S. App. D.C. 259, 11 Envtl. L. Rep. (Envtl. Law Inst.) 20941, 15 ERC (BNA) 1802, 1981 U.S. App. LEXIS 14733, 15 ERC 1802 (D.C. Cir. 1981).

Opinions

Opinion for the court filed by Circuit Judge MIKVA.

[516]*516Dissenting opinion, in which Circuit Judges MacKINNON, ROBB and WILKEY join, filed by Circuit Judge TAMM.

Dissenting opinion filed by Circuit Judge MacKINNON.

MIKVA, Circuit Judge:

This case presents a narrow question concerning the relative authority of the Secretary of the Interior and the states in the administration of the Surface Mining Control and Reclamation Act of 1977 (Surface Mining Act, or Act), 30 U.S.C. §§ 1201-1328 (Supp. I 1977). The United States District Court for the District of Columbia held that the Act gives the Secretary rulemaking power to prescribe minimum information requirements for permit applications submitted to state regulatory agencies. We conclude that the Act does give the Secretary this authority, and accordingly affirm the judgment of the district court.

I. THE ISSUE PRESENTED

The Surface Mining Act embodies Congress’ recognition that “the expansion of coal mining to meet the Nation’s energy needs makes even more urgent the establishment of appropriate standards to minimize damage to the environment and to productivity of the soil and to protect the health and safety of the public.” Act § 101(d).1 After an initial period of direct regulation by the Secretary, the Act contemplates a continuing partnership between the states and the federal government, with the Secretary providing oversight, advice, and back-up authority, and the states bearing the major responsibility for implementation of the Act. The crucial step in accomplishing this transition is a state’s submission of its proposed regulatory program to the Secretary for his approval. The Secretary may only approve the state program if he finds it capable of carrying out the exacting provisions of the Act, and consistent with his own regulations. Act § 503(a).

Whether regulation is under federal authority or an approved state program, persons wishing to engage in surface mining must obtain a permit from the regulatory authority. Act § 506(a). Permits may not be granted unless the applicant successfully carries the burden of establishing full compliance with the applicable program, and the applicant must submit detailed information from which the regulatory authority and interested citizens may judge compliance. Act §§ 510(b), 507(b). Section 507(b) lists a large number of items which, “among other things,” a permit application must contain.

The Secretary’s regulations for the permanent regulatory program, issued in March 1979, include rules concerning the content of acceptable state program submissions. See 44 Fed.Reg. 14,902, 15,312 (1979) (codified at 30 C.F.R. pts. 700-890 (1979)). These regulations specify minimum information that a state must require in a permit application, information which extends beyond the explicit information requirements detailed in the Act itself. See 30 C.F.R. pts. 778-784 (1979).

Various interested persons filed actions in the United States District Court for the District of Columbia, challenging the permanent regulations.2 Appellant attacked the Secretary’s information requirements in sweeping terms, denying that the Secretary possessed any power to promulgate regulations on that subject. Appellant also criticized numerous individual regulations as, for various reasons, beyond the scope of the Secretary’s authority. In February 1980, [517]*517the district court reached a decision on some of the many issues presented in the cases consolidated before it. The court concluded that “the structure of the Act, the general grants of rulemaking authority, and section 501(b) support the Secretary’s power” to issue regulations requiring the states to demand more information than the statute itself requires. In re Permanent Surface Mining Regulation Litigation, Civ.No. 79-1144, mem. op. at 31 (D.D.C. Feb. 26, 1980). The district court entered a final judgment in accordance with rule 54(b) of the Federal Rules of Civil Procedure on that portion of its decision dealing with the Secretary’s rulemaking power so that Peabody Coal Company could appeal that determination without delay. On July 10,1980, a panel of this court reversed the judgment of the district court. Upon the Secretary’s petition, we granted rehearing en banc and vacated the panel decision.

An illustration or two will suffice to demonstrate the absolute character of appellant’s claim. Section 522(e)(5) of the Act forbids new surface coal mining operations “within three hundred feet from any occupied dwelling, unless waived by the owner thereof.” The explicit information requirements of the Act, however, do not mandate that a permit application include any information from which it can be ascertained whether such owners have consented to the proposed operations. The Secretary’s regulations require the operator to submit evidence of such consent with the permit application. 30 C.F.R. § 778.16(c) (1979). Congress also directed the Secretary to promulgate “regulations directed toward the surface effects of underground coal mining operations,” Act § 516(a), and to make such modifications in the requirements of the Act “as are necessary to accommodate the distinct difference between surface and underground coal mining,” Act § 516(d). Understandably, the explicit information provisions of the Act do not anticipate all of the Secretary’s modifications. See, e. g., 30 C.F.R. § 784.14(d) (1979). Yet appellant denies that the Secretary has the power to issue any regulations requiring permit applications to include information that may be necessary to ensure compliance with section 522(e)(5) or the Secretary’s modifications under section 516, unless that information is already demanded explicitly by the Act. Appellant insists that only the states have the power to increase the information requirements of the Act.

Our inquiry is narrow. We are called upon to determine only whether the Secretary has rulemaking authority to require that permit applicants submit any items of information beyond those enumerated in the Act.3 The partial summary judgment we review does not extend to the question whether the regulations actually promulgated by the Secretary are permissible exercises of that authority. Challenges to individual regulations are being separately adjudicated in the court below, with varying results.4 Appellant insists both in [518]*518briefs and in oral argument to this court that the Secretary has no power to prescribe information requirements for permit applications.5

We have, therefore, no occasion to assess the Secretary’s justifications for individual regulations. We neither approve nor disapprove any regulation, and our decision today in no way forecloses subsequent timely challenges to those regulations, either here or in the court below.

II. THE ROLES OF THE STATES AND THE SECRETARY IN ADMINISTERING THE SURFACE MINING ACT

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653 F.2d 514, 209 U.S. App. D.C. 259, 11 Envtl. L. Rep. (Envtl. Law Inst.) 20941, 15 ERC (BNA) 1802, 1981 U.S. App. LEXIS 14733, 15 ERC 1802, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-permanent-surface-mining-regulation-litigation-appeal-of-peabody-cadc-1981.