In re Pella Corp. Architect & Designer Series Windows Marketing, Sales Practices & Products Liability Litigation

214 F. Supp. 3d 478, 102 Fed. R. Serv. 108, 2016 U.S. Dist. LEXIS 171502, 2016 WL 7188277
CourtDistrict Court, D. South Carolina
DecidedDecember 12, 2016
Docket2:14-mn-00001-DCN
StatusPublished
Cited by7 cases

This text of 214 F. Supp. 3d 478 (In re Pella Corp. Architect & Designer Series Windows Marketing, Sales Practices & Products Liability Litigation) is published on Counsel Stack Legal Research, covering District Court, D. South Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Pella Corp. Architect & Designer Series Windows Marketing, Sales Practices & Products Liability Litigation, 214 F. Supp. 3d 478, 102 Fed. R. Serv. 108, 2016 U.S. Dist. LEXIS 171502, 2016 WL 7188277 (D.S.C. 2016).

Opinion

[481]*481ORDER

DAVID C. NORTON, UNITED STATES DISTRICT JUDGE

This matter is before the court on defendant Pella Corporation’s (“Pella”) motion to exclude the expert testimony of Michael Louis (“Louis”), Daniel Clark (“Clark”), and Andrew Faulkner (“Faulkner,” together with Louis and Clark, the “SGH Experts”) of Simpson, Grumpertz, and Her-ger (“SGH”). For the reasons set forth below, the court grants Pella’s motion.

I. BACKGROUND

The plaintiffs in this consolidated multi-district litigation are owners of certain Pel-la Architect Series and Designer Series Windows manufactured between 1997 and 2007 (the “Windows”). Plaintiffs allege that the Windows suffer from a common defect resulting in damage to the Windows and adjoining walls. ECF No. 135, Pis.’ Resp. 8-9. On the basis of these allegations, plaintiffs filed multiple actions in separate jurisdictions, which have been referred to this court for coordinated or consolidated pretrial proceedings. ECF No. 1, MDL Panel Consolidation Order.

Plaintiffs identified the SGH Experts1 as expert witnesses pursuant to Federal Rule of Evidence 702 and provided a report (the “SGH Report”) detailing the SGH Experts’ opinions. The SGH Experts opine that the Windows suffer from a defective “water management system” which contains numerous “leakage paths”2 that allow water to penetrate into vulnerable areas of the Windows. See ECF No. 38-1 in Case No. 2:14-cv-3307, Dilly Mot. to Certify Class 2. Specifically, the SGH Experts contend that the Windows suffer from: (1) water leakage between the sash and the frame due to insufficient compression of the frame gasket; (2) sealant failure in the sash glazing pocket; and (3) sealant failure in the frame corner. Pis.’ Resp. Ex. 1, SGH Report 83. The SGH Experts further opine that the wood treatment used to protect these and other areas of the Windows is insufficient. Id.

The SGH Experts base these opinions on data collected through site inspections, destructive testing, water testing, visits to [482]*482Pella manufacturing plants, and a review of Pella documents and industry literature. Id. at 2. During their site inspections, the SGH Experts viewed 477 Windows, documented the interior and exterior conditions of 336 Windows, and observed the conditions of the wood sash components outboard of the frame gasket of 252 Windows. Id. at 51, 52; Pis.’ Resp. 9. The SGH Experts observed the internal condition of the Windows through destructive testing. SGH Report at 56-66.

The SGH Experts conducted two types of water tests: (1) a “spray rack test,” where water was sprayed on the outside of the Windows while a sealed vacuum was placed on the inside of the Windows to simulate wind driven rain; and (2) a “nozzle test,” where a narrow stream of water was sprayed onto isolated portions of the Windows. Id. at 52, 53. The SGH Experts conducted spray rack tests on 45 Windows from 13 homes, finding some form of leakage in 67% of the tested Windows, and conducted nozzle tests on 53 Windows from 11 homes, finding some form of leakage in 91% of the tested Windows. Id. at 54.

The SGH Experts also visited a number of Pella manufacturing plants, where they noted inconsistencies in Pella’s manufacturing processes, particularly with respect to the wood treatment application process. Id. at 54-55. They also evaluated Pella’s compliance with WDMA I.S.-4 (“IS — 4”), an industry standard for wood treatment performance published by the Window and Door Manufacturers Association (“WDMA”). Id. at 73-83.

Pella filed the instant motion on December 14, 2015, arguing that the opinions contained in the SGH Report were not admissible under Rule 702 and Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993). ECF No. 129. Plaintiffs filed a response on January 14, 2016, ECF No. 135, and Pella filed a reply on January 29, 2016. ECF No. 142. The court held a hearing on the matter on September 8, 2016. Plaintiffs filed a letter supplementing certain issues discussed at the hearing on September 30, 2016.3 The matter is now ripe for the court’s review.

II. STANDARD

Federal Rule of Evidence 702 provides:

.A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise if:
(a) the expert’s scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue;
(b) the testimony is based on sufficient facts or data;
(c) the testimony is the product of reliable principles and methods; and
(d) the expert has reliably applied the principles and methods to the facts of the case.

The proponent of an expert witness’s testimony bears the burden of proving that such testimony meets the requirements of Rule 702 by a preponderance of evidence. Daubert, 509 U.S. at 592 n. 10, 113 S.Ct. 2786. District courts serve as gatekeepers for expert testimony, and carry a “special obligation” to ensure that expert testimony is reliable and relevant. Kumho Tire Co. v. Carmichael, 526 U.S. [483]*483137, 147, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999). The court must therefore ensure that an expert’s testimony is based on “scientific knowledge,” and “will assist the trier of fact to understand or determine a fact in issue.” Daubert, 509 U.S. at 592, 113 S.Ct. 2786. The first inquiry asks “whether the reasoning or methodology underlying the testimony is scientifically valid.” Id. at 592-93, 113 S.Ct. 2786. Several nondispositive factors should be considered in determining the reliability of a particular scientific theory or technique: whether it (1) can be and has been tested; (2) has been subjected to peer review and publication; (3) has a known or potential rate of error; and (4) has attained general acceptance in the pertinent scientific community. See id. at 593-94, 113 S.Ct. 2786. These factors are not exclusive; what factors are relevant to the analysis “depend[ ] upon the particular circumstances of the particular case at issue.” Kumho Tire, 526 U.S. at 150, 119 S.Ct. 1167. In conducting the reliability inquiry, the focus “must be solely on principles and methodology, not on the conclusions that they generate.” Id. at 595, 113 S.Ct. 2786.

The second inquiry “goes primarily to relevance.” Id at 591. Relevance is determined by ascertaining whether the testimony is sufficiently tied to the facts of the case such that it will aid the jury in resolving a factual dispute. Id. at 593, 113 S.Ct. 2786. “A review of the caselaw after Daubert shows that the rejection of expert testimony is the exception rather than the rule.” Fed. R. Evid. 702, Advisory Committee’s Note to 2000 Amendments. “Dau-bert did not work a ‘seachange over federal evidence law,’ and ‘the trial court’s role as gatekeeper is not intended to servé as a replacement for the adversary system.’” Id. (quoting United States v.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
214 F. Supp. 3d 478, 102 Fed. R. Serv. 108, 2016 U.S. Dist. LEXIS 171502, 2016 WL 7188277, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-pella-corp-architect-designer-series-windows-marketing-sales-scd-2016.