In re Paul

District of Columbia Court of Appeals·Decided April 20, 2023·No. 22-BG-0457·Published

Opinion

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DISTRICT OF COLUMBIA COURT OF APPEALS No. 22-BG-457

IN RE DANA A. PAUL, RESPONDENT.

A Member of the Bar

of the District of Columbia (Bar Registration No. 490142)

On Report and Recommendation of the Board on Professional Responsibility (Disciplinary Docket No. 2019-D199)

(Board Docket No. 19-BD-63)

(Submitted January 24, 2023 Decided April 20, 2023)

Dana A. Paul, pro se.

Hamilton P. Fox and Myles V. Lynk were on the brief for the Office of Disciplinary Counsel.

Before HOWARD and ALIKHAN, Associate Judges, and FISHER, Senior Judge.

ALIKHAN, Associate Judge: After respondent Dana A. Paul disclosed client confidences in a disciplinary complaint that he filed against his former client, N.E., the District of Columbia Office of Disciplinary Counsel investigated him for violating multiple District of Columbia Rules of Professional Conduct. The Board on Professional Responsibility concluded that he had violated D.C. R. Prof. Conduct 1.6(a) and recommended that we impose a 90-day suspension. Before this

court, Mr. Paul argues that D.C. Bar R. XI, § 19(a) immunizes him from disciplinary action stemming from his complaint, that his disclosures do not fall under Rule 1.6’s protections and were necessary to defend himself against an earlier disciplinary action that N.E. had filed against him, and that the Board’s recommended 90-day suspension was unwarranted. We disagree that he is immune from discipline, conclude that he violated Rule 1.6(a), and order a 30-day suspension.

I. Factual Background and Procedural History A. Factual Background

The Hearing Committee and the Board made the following findings of fact, most of which are undisputed. In 2014 and 2015, Mr. Paul, a member of the D.C. Bar, represented N.E. and her husband in a matter in a Maryland court. He represented them again in 2017 when they sued their realtor and others, also in a Maryland court, alleging a “botched” real estate deal.

Mr. Paul and his clients began to disagree about the case, and, a few months later, he resigned. In April 2018, N.E. and her husband reported Mr. Paul to the Attorney Grievance Commission of Maryland and the District of Columbia Office of Disciplinary Counsel. They alleged that he had improperly retained an expert witness, had failed to communicate with N.E. and her husband, had not prepared them for depositions, and had entered unauthorized stipulations on their behalf.

In May 2018, Mr. Paul responded to both complaints. In his response to N.E.’s complaint in the District and at Disciplinary Counsel’s request, Mr. Paul submitted his entire client file for N.E. Three months later, while Disciplinary Counsel was investigating N.E.’s complaint against Mr. Paul, he filed a disciplinary complaint against N.E., who is also a member of the D.C. Bar. Mr. Paul included the case number of the matter against him in his disciplinary complaint, and he disclosed information that N.E. had shared with him when he was her attorney. The Office of Disciplinary Counsel eventually dismissed N.E.’s complaint against Mr. Paul and requested that N.E. respond to Mr. Paul’s complaint against her. After N.E. responded, Mr. Paul replied, noting: “I am only filing this grievance because of the grievance [N.E.] filed against me.” In his reply, Mr. Paul included additional information that he had learned during his 2017 representation of N.E. and her husband.

B. Procedural History In June 2022, the Office of Disciplinary Counsel instituted disciplinary proceedings against Mr. Paul, alleging that he had violated D.C. R. Prof. Conduct 1.6 and 8.4(d). First, the Office of Disciplinary Counsel alleged that in his response to N.E.’s grievance, his disciplinary complaint against N.E., and his reply to N.E.’s response, Mr. Paul had disclosed client confidences or secrets, which had been unnecessary to establish a defense to the disciplinary charge against him and

therefore violated Rule 1.6. Second, it alleged that Mr. Paul’s retaliatory disciplinary complaint against N.E. seriously interfered with the administration of justice in violation of Rule 8.4(d).

After a hearing in March 2020, an Ad Hoc Hearing Committee concluded that Mr. Paul had violated both rules and recommended that he receive a 90-day suspension. As to Rule 1.6, the Hearing Committee determined that Mr. Paul had knowingly revealed N.E.’s confidences when he intentionally gave private information about her—information he only knew because he had represented her— to Disciplinary Counsel. It reached this conclusion only with respect to Mr. Paul’s disciplinary complaint against N.E. and his subsequent reply in that matter, finding that those disclosures were offensive (rather than defensive) in nature and not reasonably necessary for Mr. Paul to defend himself against N.E.’s accusations. The Hearing Committee did not find a Rule 1.6 violation with regard to the disclosures that Mr. Paul had made in response to N.E.’s complaint against him, concluding that those were necessary for him to defend himself. See D.C. R. Prof. Conduct 1.6(e)(3) (allowing reasonable disclosures to defend against a disciplinary action).

As to Rule 8.4(d), the Hearing Committee concluded that Mr. Paul’s retaliatory complaint seriously interfered with the administration of justice because it was improper, bore directly on the judicial process, and affected the process “in more

than a de minimis way.” In re Hopkins, 677 A.2d 55, 61 (D.C. 1996). The Hearing Committee recommended a 90-day suspension after considering (1) the seriousness of Mr. Paul’s conduct; (2) prejudice to the client; (3) whether the conduct involved dishonesty; (4) violation of other disciplinary rules; (5) Mr. Paul’s disciplinary history; (6) whether Mr. Paul had acknowledged his wrongful conduct; and (7) mitigating circumstances. See In re Daniel, 11 A.3d 291, 300 (D.C. 2011).

Mr. Paul filed exceptions to each of these conclusions. In June 2022, the Board issued its report and recommendation. The Board agreed with the Hearing Committee’s conclusion that Mr. Paul had violated Rule 1.6 when he disclosed N.E.’s confidences in his complaint against N.E. and his subsequent reply in that matter. The Board also determined that D.C. Bar. R. XI, § 19(a) did not provide Mr. Paul absolute immunity from attorney discipline—as opposed to civil liability—for complaints submitted to Disciplinary Counsel, because such immunity was not consistent with the plain text of the rule, and because a contrary reading would conflict with other D.C. Rules of Professional Conduct. Finally, the Board concluded that Mr. Paul had not violated Rule 8.4(d) because his conduct did not impact the judicial system “in more than a de minimis way.” In re Hopkins, 677 A.2d at 61.

Despite finding fewer violations than the Hearing Committee, the Board adopted the Hearing Committee’s recommendation of a 90-day suspension. In so doing, it explained that Mr. Paul’s disciplinary complaint against N.E. was retaliatory and egregious and thus warranted a 90-day suspension even without a finding that Mr. Paul had violated Rule 8.4(d).

Mr. Paul took exception to several of the Board’s conclusions and its recommended sanction, and he filed a brief in this court. The Office of Disciplinary Counsel did not file exceptions, but it filed a brief supporting the Board’s report and recommendation.

II. Discussion

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