ORDER
PER CURIAM.
AND NOW, this 19th day of October, 2004, the Order of the Commonwealth Court dated October 13, 2004, is affirmed. The Application For Supersedeas is denied. The Application For Intervention is dismissed as moot.
Justice SAYLOR dissents. Dissenting Statement to Follow.
Justice SAYLOR.
On October 19, 2004, a majority of this Court entered a
per curiam
Order affirming the Commonwealth Court’s decision to set aside the nomination papers of Ralph Nader and Peter Miguel Camejo, thus removing them as candidates of an independent political body for President and Vice President in the general election of November 2, 2004. I noted my dissent to this Order, consistent with my belief that, in determining that the candidates’ nomination papers were defective, the Commonwealth Court misconstrued relevant statutory authority, thereby assessing the candidates’ submissions according to a standard that was more stringent than that which has been prescribed by the Pennsylvania General Assembly. Specifically, it is my position that the Commonwealth Court incorrectly construed the term “qualified elector,” as used in the Pennsyl
vania Election Code,
to subsume a requirement of actual voter registration.
By way of further background, pursuant to this Court’s Order dated September 29, 2004,
see In re Nomination Papers of Nader,
580 Pa. 22, 858 A.2d 1167 (2004), the Commonwealth Court set out to assess whether objectors to the candidates’ nomination papers had satisfied their burden to establish that, of the- 51,273 signatures presented on the face of the candidates’ submissions, at least 25,577 failed to meet requirements of the Election Code, such that the candidates lacked the 25,697 valid signatures necessary to gain ballot access.
See
25 P.S. § 2911.
See generally Nader, 580
Pa. at 27 n. 1, 858 A.2d at 1170 n. 1. In devising a protocol for this substantial undertaking, the Commonwealth Court determined,
inter alia,
that the Election Code requires that each signator on a nomination paper seeking ballot access for representatives of independent political bodies must be a registered voter in Pennsylvania.
See In re Nomination Paper of Nader,
No. 568 M.D.2004 (Pa.Cmwlth.Sept.20, 2004)
(per curiam
order). In other words, the court implemented a registration standard to guide its signature review. As of the commencement of the review process, the candidates challenged this registration standard on the basis that it was not supported by the Election Code and concurrently sought this Court’s review of this challenge under an exercise of its extraordinary jurisdiction.
Via
per curiam
Order dated October 1, 2004, this Court declined to invoke its extraordinary jurisdiction, and at such time, I filed a concurring and dissenting statement expressing the view that the candidates’ challenge to the registration standard appeared to have substantial merit.
See In re Nomination Papers of Nader,
171 MM
2004 (Pa. October 1, 2004) (concurring and dissenting statement). Accordingly, I also indicated that I would direct the Commonwealth Court to separately review whether the objectors satisfied their burden with respect to each signature, assuming that voter registration was not required. My aim in this respect was to preserve the opportunity for meaningful appellate review of the objections to the candidates’ nomination papers should this Court at such juncture determine that a “qualified elector,” as used in the Election Code, need not be a registered voter. The signature review process went forward, nevertheless, with the registration standard in place.
The Commonwealth Court derived the registration standard from Section 951 of the Pennsylvania Election Code, which pertains to independent political bodies (as opposed to major political parties), and interposes the central requirement for a valid signature on a nomination paper of status of the signator as a “qualified elector.”
See
25 P.S. § 2911(c).
The Election Code, however, defines “qualified elector” with reference to the criteria enumerated in the Pennsylvania Constitution pertaining to factors such as age, citizenship, and residency; .the definition does not contain an express requirement of voter registration. In particular, Section 102(t) of the Code states that a “qualified elector” is
any person who shall possess all of the qualifications for voting now or hereafter prescribed by the Constitution of this Commonwealth, or who, being otherwise qualified by continued residence in his election district, shall obtain such qualifications before the next ensuing election.
25 P.S. § 2602(t). The relevant constitutional provision specifies that:
Every citizen 21 years of age [lowered to 18 years of age by the twenty-sixth amendment to the United States Constitution], possessing the
following qualifications,
shall be
entitled
to vote at all elections subject, however, to such laws requiring and regulating the registration of electors as the General Assembly may enact.
1. He or she shall have been a citizen of the United States at least one month.
2. He or she shall have resided in the State 90 days immediately preceding the election.
3. He or she shall have resided in the election district where he or she shall offer to vote at least 60 days immediately preceding the election, except that if qualified to vote in an election district prior to removal of residence, he or she may, if a resident of Pennsylvania, vote in the election district from which he or she removed his or her residence within 60 days preceding the election.
Pa. Const, art. VII, § 1 (emphasis added).
Based on Article VII, Section l’s proviso “subject ... to such laws requiring and regulating the registration of electors as the General Assembly may enact,” the Commonwealth Court, and the objectors, have adopted the view that the qualifications enumerated were subject to legislatively-enacted regulations, and hence, a person cannot be a qualified elector unless registered to vote. However, a straightforward reading of the constitutional text reveals that the qualifications in view are those which are listed within the constitutional provision itself (i.e., in subsections 1, 2 and 3 of Article VII, Section 1), whereas the legislatively-enacted regulations are authorized via the introductory proviso to control the elector’s
entitlement
to vote once the elector possesses the necessary
qualifications
to exercise the iranchise.
Section 701 of the Election Code, which codifies virtually word-for-word the constitutional recitation of the qualifications of an elector, confirms this view:
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ORDER
PER CURIAM.
AND NOW, this 19th day of October, 2004, the Order of the Commonwealth Court dated October 13, 2004, is affirmed. The Application For Supersedeas is denied. The Application For Intervention is dismissed as moot.
Justice SAYLOR dissents. Dissenting Statement to Follow.
Justice SAYLOR.
On October 19, 2004, a majority of this Court entered a
per curiam
Order affirming the Commonwealth Court’s decision to set aside the nomination papers of Ralph Nader and Peter Miguel Camejo, thus removing them as candidates of an independent political body for President and Vice President in the general election of November 2, 2004. I noted my dissent to this Order, consistent with my belief that, in determining that the candidates’ nomination papers were defective, the Commonwealth Court misconstrued relevant statutory authority, thereby assessing the candidates’ submissions according to a standard that was more stringent than that which has been prescribed by the Pennsylvania General Assembly. Specifically, it is my position that the Commonwealth Court incorrectly construed the term “qualified elector,” as used in the Pennsyl
vania Election Code,
to subsume a requirement of actual voter registration.
By way of further background, pursuant to this Court’s Order dated September 29, 2004,
see In re Nomination Papers of Nader,
580 Pa. 22, 858 A.2d 1167 (2004), the Commonwealth Court set out to assess whether objectors to the candidates’ nomination papers had satisfied their burden to establish that, of the- 51,273 signatures presented on the face of the candidates’ submissions, at least 25,577 failed to meet requirements of the Election Code, such that the candidates lacked the 25,697 valid signatures necessary to gain ballot access.
See
25 P.S. § 2911.
See generally Nader, 580
Pa. at 27 n. 1, 858 A.2d at 1170 n. 1. In devising a protocol for this substantial undertaking, the Commonwealth Court determined,
inter alia,
that the Election Code requires that each signator on a nomination paper seeking ballot access for representatives of independent political bodies must be a registered voter in Pennsylvania.
See In re Nomination Paper of Nader,
No. 568 M.D.2004 (Pa.Cmwlth.Sept.20, 2004)
(per curiam
order). In other words, the court implemented a registration standard to guide its signature review. As of the commencement of the review process, the candidates challenged this registration standard on the basis that it was not supported by the Election Code and concurrently sought this Court’s review of this challenge under an exercise of its extraordinary jurisdiction.
Via
per curiam
Order dated October 1, 2004, this Court declined to invoke its extraordinary jurisdiction, and at such time, I filed a concurring and dissenting statement expressing the view that the candidates’ challenge to the registration standard appeared to have substantial merit.
See In re Nomination Papers of Nader,
171 MM
2004 (Pa. October 1, 2004) (concurring and dissenting statement). Accordingly, I also indicated that I would direct the Commonwealth Court to separately review whether the objectors satisfied their burden with respect to each signature, assuming that voter registration was not required. My aim in this respect was to preserve the opportunity for meaningful appellate review of the objections to the candidates’ nomination papers should this Court at such juncture determine that a “qualified elector,” as used in the Election Code, need not be a registered voter. The signature review process went forward, nevertheless, with the registration standard in place.
The Commonwealth Court derived the registration standard from Section 951 of the Pennsylvania Election Code, which pertains to independent political bodies (as opposed to major political parties), and interposes the central requirement for a valid signature on a nomination paper of status of the signator as a “qualified elector.”
See
25 P.S. § 2911(c).
The Election Code, however, defines “qualified elector” with reference to the criteria enumerated in the Pennsylvania Constitution pertaining to factors such as age, citizenship, and residency; .the definition does not contain an express requirement of voter registration. In particular, Section 102(t) of the Code states that a “qualified elector” is
any person who shall possess all of the qualifications for voting now or hereafter prescribed by the Constitution of this Commonwealth, or who, being otherwise qualified by continued residence in his election district, shall obtain such qualifications before the next ensuing election.
25 P.S. § 2602(t). The relevant constitutional provision specifies that:
Every citizen 21 years of age [lowered to 18 years of age by the twenty-sixth amendment to the United States Constitution], possessing the
following qualifications,
shall be
entitled
to vote at all elections subject, however, to such laws requiring and regulating the registration of electors as the General Assembly may enact.
1. He or she shall have been a citizen of the United States at least one month.
2. He or she shall have resided in the State 90 days immediately preceding the election.
3. He or she shall have resided in the election district where he or she shall offer to vote at least 60 days immediately preceding the election, except that if qualified to vote in an election district prior to removal of residence, he or she may, if a resident of Pennsylvania, vote in the election district from which he or she removed his or her residence within 60 days preceding the election.
Pa. Const, art. VII, § 1 (emphasis added).
Based on Article VII, Section l’s proviso “subject ... to such laws requiring and regulating the registration of electors as the General Assembly may enact,” the Commonwealth Court, and the objectors, have adopted the view that the qualifications enumerated were subject to legislatively-enacted regulations, and hence, a person cannot be a qualified elector unless registered to vote. However, a straightforward reading of the constitutional text reveals that the qualifications in view are those which are listed within the constitutional provision itself (i.e., in subsections 1, 2 and 3 of Article VII, Section 1), whereas the legislatively-enacted regulations are authorized via the introductory proviso to control the elector’s
entitlement
to vote once the elector possesses the necessary
qualifications
to exercise the iranchise.
Section 701 of the Election Code, which codifies virtually word-for-word the constitutional recitation of the qualifications of an elector, confirms this view:
§ 2811. Qualifications of electors
Every citizen of this Commonwealth eighteen years of age, possessing the following qualifications, shall be entitled to vote at all elections, providing he or she has complied with the provisions of the acts requiring and regulating the registration of electors:
(1) He or she shall have been a citizen of the United States at least one month.
(2) He or she shall have resided in the State ninety days immediately preceding the election.
(3) He or she shall have resided in the election district where he or she shall offer to vote at least thirty days immediately preceding the election, except that if qualified to vote in an election district prior to removal of residence, he or she may, if a resident of Pennsylvania, vote in the election district from which he or she removed his or her residence within thirty days preceding the election.
25 P.S. § 2811. Like Article VII, Section 1 of the Constitution, this provision dictates that voting “qualifications” pertain to age, citizenship, and residency, whereas, ultimately, entitlement to vote is contingent upon compliance with voter-registration requirements extrinsic to Section 701. Indeed, Section 701 is, if anything, even more explicit in this regard than the constitutional text on which it is based, as it clarifies that compliance with registration requirements is only relevant to the entitlement aspect, and does not pertain to voter “qualifications.”
This distinction between a qualified elector and a registered voter is recognized elsewhere in the Election Code as well. For example, the Code specifies that any “qualified elector” in the military may vote in primary elections “regardless of whether he is registered or enrolled,” but that a military spouse or dependent who is a “qualified elector” may only vote if he or she is also “registered or enrolled according to law.” 25 P.S. § 3146.1(a, b). This demonstrates that the General Assembly contemplated that some qualified electors would not be registered to vote. Conversely, the Election Code recognizes that some individuals who are in fact registered to vote—and are thus “registered electors”—may not be quali
fied electors because they lack the inherent qualifications to vote.
See 25
P.S. § 3523. This again demonstrates that the General Assembly assumed that there was a distinction between qualification to vote and registration to vote.
Furthermore, in
In re Sullivan,
307 Pa. 221, 160 A. 853 (1932), this Court recognized the distinction between “qualification” to vote and “entitlement” to vote when interpreting substantively similar—and structurally identical—language in
a prior version of the Pennsylvania Constitution.
In that matter, the trial court had granted an objector’s request to set aside a nominating petition on the basis that a certain number of the signatures on the petition were from persons who were otherwise qualified to vote, but who were not registered. This Court reversed, explaining:
We cannot agree ... that registration is an essential qualification of an elector. The reference which is made to registration in the first paragraph of the section of the Constitution just quoted
[ie.,
the former Article 8, Section 1,
see supra
note 5] does not require such a narrow construction of the phrase “qualified elector.” Registration may be and usually is prerequisite to voting; but it is not a qualification for the exercise of the franchise. No attorney is permitted to argue before the bar of this court without being formally admitted; yet no one would contend that the mere motion for admission constitutes a qualification for practice. The same reasoning applies to registration for voting.
Id.
at 224-25,160 A. at 854.
This conclusion follows naturally from recognition that, historically, the concept of qualification to vote was a matter that
preceded the advent of voter registries; such registries were put in place, through legislation, to provide
prima facie
evidence that the voter retained such qualifications.
See In re Contested Election of McDonough,
105 Pa. 488 (1884). The aim was apparently to avoid subjecting verification of voter qualifications to the pressure of election day,
see generally State v. Butts,
31 Kan. 537, 2 P. 618, 619 (Kan.1884), and to provide a check on duplicate voting,
see generally Eastwood v. Donovan,
259 Minn. 43, 105 N.W.2d 686, 688 (Minn.1960).
These specific concerns are absent, however, relative to individuals who sign nominating petitions well in advance of election day. In the latter context, a significant governmental objective is to provide a reasonable means by which prospective candidates unconnected with the major parties may have an influence on the democratic process, while at the same time ensuring that only persons satisfying the requisite age, citizenship, and residency requirements participate in placing such a candidate on the ballot. This interest is sufficiently served by requiring signers and circulators of nominating papers to be qualified electors, even if they are not registered to vote. Notably, as well, and in contrast, for major political parties both the signer and the affiant must be registered and enrolled electors of the political party designated in the petition, in addition to having qualified elector status,
see
25 P.S. §§ 2868, 2869; the prerequisite that the individual be registered as a party member in this context prevents those outside the party from interfering in intra-party affairs. Section 951 of the Election Code, however, pertaining to independent political bodies, contains no analog to this requirement, thus also supporting the position that the requirement simply does not exist for signers and affiants relative to nomination papers for an independent political body.
The recently-enacted Voter Registration Law,
which governs voter registration and voting procedure, also confirms this view. That statute separately defines the terms “qualified elector” and “registered elector”; specifically, it defines a “registered elector” as a “qualified elector who is registered to vote.” 25 Pa.C.S. § 1102. Likewise, Section 1107 of the Voter Registration Law specifies that all electors who are registered to vote on the law’s effective date, and who remain “qualified,” shall continue to be registered.
See
25 Pa.C.S. § 1107. This provision would make little sense if the Legislature understood the term “qualified” to include a requirement of being registered.
Because this Court has never expressly interpreted the phrase “qualified elector” for purposes of Section 951 of the Election Code, the Commonwealth Court relied for its disposition on this issue upon a 1989 case in which this Court construed the term “elector,” as used in the Liquor Control Act and the Beverage Licensing Law, to signify a registered voter.
See
Commonwealth Court Memorandum Opinion of September 27, 2004, at 4 (citing
Aukamp v. Diehm,
336 Pa. 118, 121, 8 A.2d 400, 401 (Pa.1939)). Objectors presently agree with the Commonwealth Court’s analysis in this regard, and argue that principles of
stare decisis
dictate that this Court is not at liberty to construe the term “qualified elector” as used in Section 951 of the Election Code in any other
fashion. As the
Aukamp
decision interpreted liquor and beverage regulations, however, whereas
Sullivan
pertained to the legislation governing ballot access for prospective candidates,
Sullivan
represents the more relevant precedent here. Notably,
Aukamp
does not cite or overrule
Sullivan,
or demonstrate any defect in that decision’s rationale.
Nevertheless, I do acknowledge that, as concerns their substance, the two decisions are in tension. The reason is that, in reaching its conclusion, Aukamp cited to the same constitutional provision as Sullivan—namely, Section 1 of Article VIII of the Constitution of 1874—and directly contradicted
Sullivan’s
interpretation of that provision by stating that the laws regarding voter registration modify an elector’s constitutional “qualification” to vote.
See id.
As between the two decisions, however,
Sullivan
is, in my view, the better reasoned. In particular, the
Sullivan
Court closely analyzed the constitutional text, including its grammatical structure, and supported its position by drawing an apt analogy to the practice of law, as quoted above.
Aukamp’s
analysis, by contrast, is superficial, as it merely states in a conclusory manner that the Constitution “prescribes as a qualification” that the elector must be registered, and opines that any other interpretation might result in a referendum for the grant of a liquor license on the demand of persons not qualified to vote.
In such circumstances, and particularly as
Sullivan
is much
closer in context to the present scenario, it is my position, again, that it should have been followed here.
At this juncture, I note that the Commonwealth Court attempted to address the concerns raised here (as well as in my prior concurring and dissenting statement) in conjunction with its most recent order precluding ballot access. In this regard, the Commonwealth Court suggested that, even if the registration standard had not been interposed, only 1,470 of the signatures presented by the candidates would need to be re-validated.
See In re Nomination Paper of Nader,
568 M.D. 2004, 865 A.2d 8, 2004 WL 2389814 (Pa.Cmwlth. Oct. 13, 2004) (consolidated findings, opinion, and order), at 73. For reasons that are unclear from its opinion, however, the Commonwealth Court counted only the 1,470 signatures stricken because the signer had registered to vote after signing the petition, but failed to include a separate grouping of 7,506 signatures which were invalidated solely due to the lack of registration. Since the signatures in this latter category also were not stricken for any reason independent of non-registration,
see id.
at 43-73, it is evident that they would also have to be counted to assess the sufficiency of the nomination papers in the absence of a registration standard. Accordingly, and because the candidates’ deficiency was less than 7,000 signatures under the Commonwealth Court’s reasoning (as 18,818 signatures had been expressly found valid), the elimination of the registration standard would plainly result in a number greater than the 25,697 needed for ballot access.
Finally, and as previously noted, I acknowledge that the question of waiver is of substantial concern in this case, as the candidates did not present their challenge to the registration standard in response to threshold efforts on the part of the Commonwealth Court to solicit omnibus pre-hearing evidentiary objections. Further, I recognize that at least one of the. candidates’ arguments made in the pre-hearing setting appears to have assumed the validity of a registration standard. Indeed, the candidates’ latter argument gave rise to a statement by a majority of this Court in its September 29, 2004, opinion to the effect that registration was indeed a prerequisite to qualified elector status.
See Nader,
580 Pa. at 47-50, 858 A.2d at 1182-83.
While in such circumstances, the position that the candidates waived the legal argument against a registration requirement carries substantial weight, there are several competing considerations. First, candidates for political bodies bear a representative relationship to the body of qualified electors that nominate them; indeed, here, several individual signers who anticipated that their signatures would be stricken sought to intervene in the process and raise the same argument pertaining to the correct construction of the term “qualified elector.” In such circumstances, strict application
of waiver principles, particularly as concerns implementation of the controlling law guiding resolution of an election controversy, would seem to me to be unduly harsh and in tension with legislative policies favoring ballot access. In the latter regard, by virtue of their timely filing and appropriate certifications, the candidates enjoyed the benefit of having presumptively valid nomination papers, subject only to challenges by objectors who bore the burden of proof with respect to invalidity. It is therefore troubling to me that such presumption should be disturbed, and disenfranchisement should occur, on grounds other than a definitive determination that controlling law was properly applied in. reviewing the objections, particularly when a challenge to the legal standard in question was in fact raised by the time that the signature review process had commenced and was capable of being addressed on the merits by the Commonwealth Court within a short time thereafter.
In this regard, I would note that the origins of the doctrine of waiver are rooted in prudential concerns, and it is questionable whether that doctrine is appropriately applied to support the application of a signature review standard at odds with legislative intent.
In summary, I agree with the candidates that the term “qualified elector,” for purposes of Section 951 of the Election Code, does not subsume a voter registration requirement, and that the candidates therefore retained at least 25,697 signatures that have not been stricken by the Commonwealth Court on appropriate grounds. Accordingly, I would have vacated the present order of the Commonwealth Court, thus restoring the candidates to their position on the ballot in accordance with the presumption of validity that controls in the absence of a deficiency in the candidates’ nomination papers determined according to a correct application of the prevailing statutory criteria.