In re Mertens

56 A.D.2d 456, 392 N.Y.S.2d 860, 1977 N.Y. App. Div. LEXIS 10486
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 25, 1977
StatusPublished
Cited by2 cases

This text of 56 A.D.2d 456 (In re Mertens) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Mertens, 56 A.D.2d 456, 392 N.Y.S.2d 860, 1977 N.Y. App. Div. LEXIS 10486 (N.Y. Ct. App. 1977).

Opinions

Per Curiam.

This is a proceeding for the removal of Honorable William Mertens, a Judge of the Civil Court of the City of New York.

On October 3, 1975, after an investigation of complaints of [457]*457judicial misconduct, in accordance with the then subdivision 6 of section 43 of the Judiciary Law, the Temporary State Commission on Judicial Conduct (the "Commission”) submitted a report to the Appellate Division, First Judicial Department, recommending the commencement of proceedings to remove from office Civil Court Judge William Mertens. The Commission also submitted proposed charges to be served upon Judge Mertens. By order of the Appellate Division, First Judicial Department, dated December 12, 1975, pursuant to section 429 of the Judiciary Law, the Commission was designated as petitioner to prepare and serve charges on Judge Mertens, and Supreme Court Justice Joseph DiFede was designated (as referee) to hear evidence, make appropriate findings, and report to the Appellate Division.

In accordance with the Appellate Division’s direction, the Commission served a petition dated December 15, 1975 containing 101 numbered charges. Hearings were held before Justice DiFede from March 15, 1976 to May 25, 1976. Over 6,700 pages of testimony were taken and numerous and voluminous exhibits were received. Thereafter the parties submitted briefs.

With extraordinary diligence and promptness, Justice DiFede on July 30, 1976 prepared and submitted to this court an exhaustive and painstaking report. In the course of that report, he sustained 50 charges, 36 in full and 14 in part.

Briefs in support and in opposition to the report were then filed in this court, the reply brief being filed November 3, 1976, and the matter now comes before us for decision.

JURISDICTION

This proceeding was instituted pursuant to the provisions of former subdivision i of section 22 of article VI of the State Constitution, and former section 429 of the Judiciary Law, which read in part as follows:

State Constitution (art VI, § 22, subd i):

"A judge of the courts for the city of New York established pursuant to section fifteen of this article * * * may,in the manner provided by law, be removed for cause or retired for disability after due notice and hearing by the appellate division of the supreme court of the judicial department of his residence.”

Judiciary Law (§ 429):

[458]*458"A judge of the courts for the city of New York established pursuant to section fifteen of article six of the constitution * * * may be removed for cause or retired for disability, as provided by the constitution, by the appellate division of the supreme court.”

Section 22 of article VI of the State Constitution was amended and former subdivision i was eliminated by constitutional amendment, whose effective date was September 1, 1976 (NY Const, art VI, § 36-c). The amendment provided for a new procedure for censure, suspension, or removal for cause or compulsory retirement for disability of "[a]ny judge or justice of any court in the unified court system”, (art VI, § 22, subd a.) In essence, these powers are ultimately vested in a Court on the Judiciary, subject to permissive appeal to the Court of Appeals; the Appellate Division apparently does not have removal jurisdiction with respect to cases governed by the new procedure. Section 429 of the Judiciary Law was repealed by the Laws of 1976 (ch 691, § 2), effective September 1, 1976. However, section 3 of the repealer statute made the following provision for pending proceedings: "(a) All proceedings commenced under or by virtue of section four hundred twenty-nine of the judiciary law and pending immediately prior to the taking effect of the repeal of said statute, may be prosecuted and defended to final effect in the same manner as they might if such provisions were not so repealed.”

The present proceeding, having been commenced and pending immediately prior to the taking effect of repeal of section 429, is thus to be prosecuted and defended to final effect under the old procedure.

In recognition of the jurisdictional problems, the parties stipulated before the Referee on May 25, 1976 that they would waive, to the extent that they had the right to do so, any jurisdictional defect that might result should the matter not be resolved by September 1, 1976 in the Appellate Division.

And, indeed, apparently in reliance upon the Appellate Division’s continuing to have jurisdiction, the last brief was not submitted in this court until two months after September 1, 1976.

We think that in implementation of the transition from the old procedure to the new procedure, the Legislature had power to direct that proceedings commenced before the effective date of the constitutional amendment should be governed [459]*459by the former procedure, and we thus agree with the parties that we have jurisdiction to continue the matter.

respondent’s judicial performance

AS TO MATTERS NOT CHARGED

Petitioner states:

"Petitioner has conceded throughout these proceedings that there is no question as to Respondent’s industriousness; nor is there any allegation of corruption.”

The Referee has stated:

"All witnesses conceded that Respondent is one of the most conscientious Judges on the bench. He is prompt, he is hardworking, he is a strict disciplinarian, he is a competent and able Judge—by all accounts, he is a 'no-nonsense judge,’ a 'tough judge,’ a judge 'who is all business,’ a 'fair judge,’ a judge who wants cases to be settled or tried promptly without delay, a judge who works and follows the rules of the Administrative Judge, a judge who adheres strictly to the philosophy of the Conference and Assignment system, a judge who brooks no tactical delays, a judge who is devoted to the integrity of the court and a judge who is constantly searching for the truth.
"No one ever impugned the integrity, the honesty or the industry of Respondent. The charges against him deal solely with his alleged lack of judicial temperament in violation of the cited canons.”

With such an excellent record in all other areas of judicial performance, it is particularly painful that there should be these very serious charges against respondent in the area of judicial temperament and demeanor.

As a preliminary to our discussion as to particular complaints here involved, we wish to state our view that it is not improper for a Judge to be alert, to participate actively in settlement conferences, jury selection, or trials, to be strict in applying rules of the Conference and Assignment system (referred to below), very chary of granting adjournments, or even ready to refer cases of fraud or improper conduct to the appropriate authorities. A Judge need not be passive or timorous. He should control his courtroom. A Judge must be courteous, dignified, and impartial. With the overwhelming majority of our Judges, the problem simply does not exist. If they do what they think is right, they may occasionally be [460]*460reversed; differences of opinion are inevitable; but they do not come anywhere near to judicial misconduct.

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Related

Simet v. New Rochelle Hospital Medical Center
150 A.D.2d 554 (Appellate Division of the Supreme Court of New York, 1989)
In re Mertens
58 A.D.2d 527 (Appellate Division of the Supreme Court of New York, 1977)

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56 A.D.2d 456, 392 N.Y.S.2d 860, 1977 N.Y. App. Div. LEXIS 10486, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-mertens-nyappdiv-1977.