In re Mellen's Estate

9 N.Y.S. 929, 31 N.Y. St. Rep. 770, 56 Hun 553, 1890 N.Y. Misc. LEXIS 443
CourtNew York Supreme Court
DecidedMay 9, 1890
StatusPublished
Cited by7 cases

This text of 9 N.Y.S. 929 (In re Mellen's Estate) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Mellen's Estate, 9 N.Y.S. 929, 31 N.Y. St. Rep. 770, 56 Hun 553, 1890 N.Y. Misc. LEXIS 443 (N.Y. Super. Ct. 1890).

Opinions

Daniels, J.

The appellant, Abner Mellen, Jr., together with William C. Banning, were, at the time of the proceedings before the surrogate, the executors of the will of Abner Mellen, deceased. The appellant presented his petition to the surrogate for the settlement of the accounts of himself and the other executor of this estate. In his account he acknowledged himself to be indebted to the testator in the sum of $53,116.67, with interest from January 1, 1887; and this indebtedness was directed to be divided and distributed in the decree made by the surrogate. But it was objected on behalf of the other executor, and a legatee under the will, that the appellant was indebted to the estate in the further sum of $77,000, and that this amount should be charged against him in the settlement of his accounts. He contested the existence of this indebtedness; and an order was made by the surrogate referring the dispute to a referee, “to inquire into the necessary jurisdiction of the facts, to examine said account and objections, to hear and determine all questions arising upon the settlement of said account which the surrogate has power to determine, and to make report to the court with all convenient speed.” No objection on the part of either party seems to have been taken to this direction of the referee, which was made under the authority of section 2739 of the Code of Civil Procedure; and the referee afterwards heard the evidence produced by the parties, and finally determined and concluded that the appellant was indebted to the estate in the sum of $77,000 upon promissory notes not at that time due. These notes were nine in number. The first was to mature and become payable in five years after its date, which was the 28th of January, 1885; and each of the others was to mature from time to time after that,—the last to become due in 13 years from its date. The surrogate confirmed the report of the referee in this and the other respects included in it, and this appeal has been taken mainly from that part of the report and decree charging the appellant with this sum of $77,000.

[930]*930Bequests were presented in his favor to the referee, for the finding by him ot certain matters of fact deemed to have been established by the evidence, but the referee refused to take any action upon either one of these requests. This was an irregularity, certainly, on his part; for by section 2546 of the Code of Civil Procedure the provisions of that act applicable to a reference in the supreme court apply to a reference of this description directed by the surrogate. And, by section 1023 of the same Code, either party, upon a reference in the supreme court, is entitled to submit in writing a statement of facts which he deems established by the evidence, and of the rulings upon questions of law which he desires the referee to make, and, at or before the time when the decision or report is rendered, the referee has been directed to note in the margin of the statement the manner in which each proposition has been disposed of. This direction is mandatory, and should have been complied with by the referee; for the dispute concerning the accounts was referred to him, to be heard and determined by him. It is true that his determination was still subject to the approval or disapproval of the surrogate, but that did not exonerate the referee from complying with these sections of the Code of Civil Procedure. His decision, when it was confirmed, became the decision of the surrogate also, who was not required to go beyond the confirmation or modification or disaffirmance of the report. The findings of fact and law were made by the referee himself. In re Niles, 47 Hun, 348. And if an application had been made to the surrogate to require the referee to pass upon the requests submitted to him, and that had been refused, the appeal from the decree and order made would have required the decree to be set aside, and an order made requiring the referee to comply with these directions of the law. Boughton v. Flint, 74 N. Y. 476. But that was not done, but the report was brought before him, together with the evidence, to be disposed of as in his judgment would appear to be justified; and by the decree that disposition was made of it. And this was a substantial waiver of the irregularity of the referee in refusing to pass upon the requests presented to him by the counsel for the appellant. In this respect the practice has not been changed, but it remains to be observed and enforced as was sanctioned in the authority already mentioned.

Upon the hearing before the referee, it appeared that a demand note was first given by the appellant to the testator for the amount owing to him, and that afterwards this was changed, and the notes already mentioned, payable at future periods of time, were taken for the indebtedness; thereby dividing it into installments. These notes were stated to have been deposited in one of the safes at the place of business carried on by the deceased, together with the appellant and another person, up to the 1st of May, 1885, when the testator retired from the business. With these notes was also a memorandum or statement of each of them, showing the aggregate amount to be the sum of $77,000. The testator died on the 27th of May, 1887; and it was insisted on behalf of the other executor and the legatee, objecting to the accounts of the appellant, that he had taken these notes, together with this statement, from the safe, and had canceled the notes by drawing a line through his own name subscribed to each of them. Upon his part this was denied; and, to answer the case made against him, evidence was given for the purpose of showing, and having a tendency to show, that the notes had probably been surrendered to him by the testator in his life-time. And it was upon this alleged gift of the notes that the hearing proceeded, and was determined by the referee, and finally by the surrogate. To sustain the objection made against the accounts of the appellant, evidence was given to prove the fact to be that he had access to the safe in which the notes and the statement had been deposited. There was some diversity in the evidence as to the particular safe in which the deposit of these papers was made. But the general evidence given on behalf of the contestants tended to prove that the appellant did have access to this de[931]*931posit, and probably, in the manner alleged, removed the notes and the statement after the decease of the testator. On his part, evidence was obtained from the witness Campbell that the notes and statement were contained in the safe designated by him as “Ho. 1,” and he was asked whether the appellant knew the combination of that safe. This was objected to on the part of the contestants as incompetent and immaterial; and the referee sustained the ■objection and excluded the evidence, to which the counsel for the appellant excepted. This offer upon his part was entirely competent; for, if he did not know the combination of the safe, then that fact would tend to produce the conclusion that he might not himself have taken the notes and the statement from the safe. The evidence proposed to be given would have directly affected the substantial part of the controversy concerning these notes, and it clearly should have been received, as it was offered, by the referee. The evidence was not only competent, but it was decidedly material proof on the part of the party offering to produce it.

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Related

McLaughlin v. Los Angeles Ry. Corp.
182 P. 44 (California Supreme Court, 1919)
Mellen v. Banning
18 N.Y.S. 937 (New York Supreme Court, 1892)
Livingston v. Manhattan Railway Co.
27 Abb. N. Cas. 200 (The Superior Court of New York City, 1891)
In re Mellin's Estate
11 N.Y.S. 940 (New York Supreme Court, 1890)
In re the Revocation of Letters of Administration issued to Gillingham
5 Silv. Sup. 377 (New York Supreme Court, 1889)
Darragh v. Ross
5 Silv. Sup. 323 (New York Supreme Court, 1889)
Voltz v. Wilson
4 Silv. Sup. 287 (New York Supreme Court, 1889)

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Bluebook (online)
9 N.Y.S. 929, 31 N.Y. St. Rep. 770, 56 Hun 553, 1890 N.Y. Misc. LEXIS 443, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-mellens-estate-nysupct-1890.