In re Marriage of Frisz

2023 IL App (1st) 220530-U
Appellate Court of Illinois·Decided March 10, 2023·No. 1-22-0530·Unpublished·Cited by 1 cases

Opinion

2023 IL App (1st) 220530-U No. 1-22-0530

Order filed March 10, 2023 Fifth Division

NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the limited circumstances allowed under Rule 23(e)(1).

IN THE

APPELLATE COURT OF ILLINOIS FIRST DISTRICT

In re MARRIAGE OF ) Appeal from the ) Circuit Court of

KEITH FRISZ, ) Cook County )

Petitioner-Appellant, )

) No. 19 D 3182

and )

)

MARILYN FRISZ, ) Honorable ) Robert W. Johnson,

Respondent-Appellee. ) Judge presiding.

JUSTICE NAVARRO delivered the judgment of the court.

Justices Mitchell and Lyle concurred in the judgment.

ORDER

¶1 Held: Where a motion for sanctions under Illinois Supreme Court Rule 137 (eff. Jan. 1, 2018) remained pending in the circuit court when petitioner filed his notice of appeal and the court never made an express written finding that there was no just reason for delaying appeal pursuant to Illinois Supreme Court Rule 304(a) (eff.

Mar. 8, 2016), we lack jurisdiction to entertain the merits of this appeal and must dismiss it.

¶2 As part of a marital settlement agreement incorporated into a judgment for a dissolution of marriage between petitioner Keith Frisz and respondent Marilyn Frisz, Marilyn was to receive a percentage share of Keith’s thrift savings plan account. The plan administrator of Keith’s thrift savings plan account transferred money to Marilyn pursuant to a qualified domestic relations order. However, Keith believed that Marilyn received an overpayment and brought a combined petition for an adjudication of indirect civil contempt and motion to enforce prior court orders as well as a motion for postjudgment relief, essentially seeking the court enforce its judgment for a dissolution of marriage and the qualified domestic relations order by requiring Marilyn to return the alleged overpayment. Following the court denying Keith all relief, he filed exhibits for the record that Marilyn sought to strike as an improper attempt to supplement the record. Because Marilyn believed Keith’s filing was frivolous, she moved for sanctions under Illinois Supreme Court Rule 137 (eff. Jan. 1, 2018), specifically requesting the court order Keith to pay the attorney fees she incurred in connection with responding to his filing.

¶3 While Marilyn’s motion for sanctions was pending, Keith filed a notice of appeal. And now, Keith contends that, when the circuit court determined that his thrift savings plan administrator did not overpay Marilyn, it erroneously interpreted the parties’ marital settlement agreement and its own qualified domestic relations order contrary to the plain language of both and the Illinois Marriage and Dissolution of Marriage Act (Act) (750 ILCS 5/101 et seq. (West 2020)). However, because there is a pending Rule 137 motion for sanctions in the circuit court, we lack jurisdiction to entertain the merits of Keith’s appeal. Consequently, for the following reasons, we dismiss it.

¶4 I. BACKGROUND

¶5 In April 2019, Keith filed a petition for a dissolution of marriage from Marilyn. The following month, Marilyn filed a response to Keith’s petition as well as a counterpetition for a dissolution of marriage. While the dissolution proceedings were ongoing, Keith and Marilyn reached a marital settlement agreement. Ultimately, on April 17, 2020, the circuit court entered a judgment for a dissolution of marriage that incorporated the parties’ marital settlement agreement. As part of the agreement, the parties settled how to divide Keith’s thrift savings plan account, a retirement plan for federal employees. Under that provision, Marilyn was to receive “a transfer equal to 39% of the value of the marital portion” of the plan “on the date of division as her sole and separate property, free and clear of any interest of Keith.” The parties agreed that the transfer would be made pursuant to a qualified domestic relations order and any costs associated with the transfer would be divided equally. The remaining balance of Keith’s thrift savings plan account would be awarded to him as his sole and separate property, free and clear of any interest of Marilyn.

¶6 As of March 25, 2020, the value of Keith’s thrift savings plan account was $281,117.88, and the money was spread across multiple funds. However, by April 17, 2020, the value of Keith’s thrift savings plan account had increased to over $315,000. Except for a miniscule amount in a government securities fund, the rest of the balance was spread among a common stock index fund, a small cap stock index fund and an international stock index fund. At this point, Keith was only contributing to the latter three funds.

¶7 In June 2020, due to what Keith perceived to be volatility in the stock market, he moved all of the money in his thrift savings plan to the government securities fund in order to protect the gains his portfolio achieved subsequent to the parties’ dissolution of marriage. Keith claimed that he performed the reallocation with Marilyn’s consent. According to an activity summary from his

thrift savings plan account, since the date the circuit court dissolved his and Marilyn’s marriage to the date of reallocation, he had contributed $4,568.92 to his thrift savings plan.

¶8 The following month, the circuit court entered an agreed qualified domestic relations order to implement the portion of the marital settlement agreement pertaining to the division of Keith’s thrift savings plan. The court ordered $126,001.93 of the total balance of the account “as of April 17, 2020 ***, or the closest [thrift savings plan] valuation date thereto” be transferred to Marilyn. The court added that Marilyn’s share shall also bear any interest and investment earnings or losses attributable thereon for periods subsequent to April 17, 2020, until the date of distribution. Lastly, the court ordered that Marilyn’s share of the benefits be allocated on a pro rata basis among any sub-accounts maintained under Keith’s main thrift savings plan account. The qualified domestic relations order also contained a provision detailing the procedures in case of an “[i]nadvertent [p]ayment[].” According to that provision, “in the event that the plan administrator inadvertently pays to [Marilyn] any benefits otherwise payable to the [Keith], [Marilyn] shall immediately return such payment to the plan administrator.”

¶9 In late October 2020, the administrator of Keith’s thrift savings plan sent him a letter notifying him that it received the qualified domestic relations order the prior month and that it was scheduled to transfer money to Marilyn pursuant to the order on December 21, 2020. The administrator asserted that the court order awarded Marilyn $126,001.93, which would be “adjusted for earnings and losses based on the value of the share price two business days prior to payment.”

¶ 10 On January 25, 2021, Keith’s thrift savings plan was valued at approximately $415,000, with the vast majority of that balance contained in the government securities fund. According to an activity summary from his thrift savings plan account, from the date after Keith performed his

reallocation in June 2020 to January 25, 2021, he had contributed $19,629.62. The following day, according to a correspondence from Keith’s plan administrator, it transferred $192,873.65 to Marilyn from Keith’s account. It is unclear from the record why there was a delay in the transfer.

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