In re Malcolm

129 F.2d 533, 29 C.C.P.A. 1113, 54 U.S.P.Q. (BNA) 241, 1942 CCPA LEXIS 75
CourtCourt of Customs and Patent Appeals
DecidedJune 15, 1942
DocketNo. 4620
StatusPublished

This text of 129 F.2d 533 (In re Malcolm) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Malcolm, 129 F.2d 533, 29 C.C.P.A. 1113, 54 U.S.P.Q. (BNA) 241, 1942 CCPA LEXIS 75 (ccpa 1942).

Opinion

Bland, Judge,

delivered the opinion of the court:

Claims 10, 11, and 12 of Vincent T. Malcolm’s application for a patent relating to a method of treating metal were rejected by the Primary Examiner of the United States Patent Office, and upon appeal to the Board of Appeals of the Patent Office the examiner’s decision was affirmed. From the board’s decision appeal has been taken here.

Claim 10 reads as follows:

10. The process of providing a piece of hardened scale-free metal which consists in, placing a piece of hardenable carbon-containing metal into an open furnace of such a character that said piece may be quietly removed therefrom, then leading activated gas into the furnace under such controlled conditions that substantially all air is‘expelled from the furnace and the piece is blanketed by the gas and simultaneously heating the piece to a temperature above the critical transformation point of the metal and then rapidly removing the piece from the furnace and rapidly cooling it.

Appellant’s process is directed to the heat treating of carbon-containing steel so as to provide a hardened scale-free surface. Appellant describes his invention as follows:

Specifically according to this invention the steel, is placed in an open furnace so that it may be quickly removed at the proper time and disassociated activated ammonia gas is led to the furnace so that disassociated constituents thereof blanket the steel and expel air from the furnace. The furnace and steel are heated to a temperature above the critical transformation point of the steel, the steel is removed rapidly from the furnace and then it is rapidly cooled.

Claim 11 calls for the use of disassociated ammonia gas for the work-blanketing medium at a temperature of about 1,200° F.

Claim 12’ contains the limitations of the first two claims and in addition describes how the gas is prepared before it enters the furnace.

[1114]*1114The references relied upon are:

McFarland, 1,789,187, January 13, 1931.
Hayes, 1,SOS,721, June 2, 1931.
Seastone, 1,869,025, July 26, 1932.
Comstock, 2,124,764, July 26, 1938.
Malcolm, 2,131,709, September 27, 1938.
A. S. M.: Metals Handbook, 1939 Ed., pages 3 and 4.

Concerning the references the examiner said:

McFarland was cited to show tlie use' oí a hydrogen-nitrogen gas atmosphere used for heat treatment and hardening of ferrous metals.
Hayes discloses the combination of the use of an inert atmosphere in the furnace for the heating of metal preparatory to the quenching of same.
Beasione was relied upon to show the use of cracked ammonia and the scrubbing and drying of the gas before the same is used as an inert atmosphere in the heating of ferrous metals.
Comstock like Hayes discloses the use of-an inert atmosphere in the heating of high speed steel preparatory to quenching.
Malcolm was relied upon to show the same steps as here followed. The claims in this patent are directed to bright annealing. Bright annealing includes hardening and as regardüs] annealing, if one considers, the same softening it is to be noted that the temperature for full softening is the same as for hardening.- In other words, if two pieces are heated above the critical and one piece is allowed to cool slowly, it will be soft and if the other piece is quenched in a liquid at a lower temperature, it will be hard. The hardness of the latter will depend on the speed of quenching. ,
A. S. M. was cited to show what is included in the meaning of [the] word annealing. The patenting (D) under annealing, hardens the steel.

The examiner rejected claims 10, 11, and 12 on the ground 'of old combination of hardening with the use of an inert gas as taught by Comstock and Hayes. . These claims were also rejected on Seastone and, finally, on Malcolm’s earlier patent in so far as it includes, in the recitation of “annealing,” a rapid cooling and hardening of the metal.

In the Malcolm patent the heating of the articles takes place in a closed compartment confined in the furnace, although it is observed that the compartment may be nothing more than a “muffle.” The examiner thought that in a muffle furnace the work could be quickly removed.

Appellant’s present application differs from his patent in that he does not enclose the articles in a separate container in the furnace since it is difficult to remove them quickly and bring about rapid cooling, In his patent he had a separate compartment into which he placed the articles to be treated. He contends that there was no provision there for the rapid removal of the steel from the furnace or the container therein and that rapid' cooling was not possible.

The board did not discuss all the references but stated.

We believe it to be a matter of choice merely to heat the metal above the critical point stated in claim 1 when using the Hayes process, as indicated by Malcolm, who also uses activated gas. While Malcolm was not apparently con[1115]*1115cerned with hardening the steel, it is obvious that his process could be adapted for hardening by providing ready access to the furnace from which the metal could be rapidly removed as in Hayes.

The board disagreed with the examiner somewhat as to the Seastone and McFarland patents. It further said:

* * * We do not believe Malcolm discloses patenting or rapid cooling but as indicated previously, it is only a matter of choice to operate the Malcolm process in this manner when operating on carbon-containing steels to be hardened as in Hayes.

We think the board has properly stated the issue: In view of Hayes, would it be obvious to one skilled in the art to so construct the Malcolm furnace as to bring about the desired rapid cooling of the particular metal which the applk ant seeks to treat ?

Hayes was cited only for the purpose of showing that an inert atmosphere might be used in a furnace for heating metal preparatory to quenching it. He used no inside compartment, but it is our view that he was not concerned with the same problem as was Malcolm, and that the fact that he did not use an inside container but used a “thin film or curtain across the entrance to the furnace chamber” in carrying out his purpose, which was merely to heat treat metal, would not necessarily suggest to one skilled in the art to modify the Malcolm patent to perform as i& called for by the appealed claims.

Unquestionably, when metal is treated to avoid scale and is to be hardened, it must be quickly cooled. It could not be easily removed from the furnace of the Malcolm patent and rapidly cooled. Since that problem was not involved in Hayes, it is our belief that in the instant application appellant has not claimed as his inventive concept that which would be obvious to one skilled in the art. Certainly there is enough doubt about the, question to make applicable the rule that doubt should be resolved in favor of the applicant.

We think the case at bar is somewhat similar to

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129 F.2d 533, 29 C.C.P.A. 1113, 54 U.S.P.Q. (BNA) 241, 1942 CCPA LEXIS 75, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-malcolm-ccpa-1942.