In re Lyon

86 F.2d 824, 24 C.C.P.A. 751, 1936 CCPA LEXIS 226
CourtCourt of Customs and Patent Appeals
DecidedDecember 7, 1936
DocketNo. 3687
StatusPublished
Cited by1 cases

This text of 86 F.2d 824 (In re Lyon) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Lyon, 86 F.2d 824, 24 C.C.P.A. 751, 1936 CCPA LEXIS 226 (ccpa 1936).

Opinion

Garrett, Judge,

delivered the opinion of the court:

Eight claims, numbered 12 to 19, inclusive, of appellant’s application for patent, serial No. 584,561, for “Combination Tire Cover and Hub Guard” are involved in this appeal from a decision of the Board of Appeals of the United States Patent Office affirming the decision of the examiner rejecting them.

The board’s rejection of all the claims is based primarily upon estoppel resulting from appellant’s failure to take certain steps in an interference proceeding in which his application became involved. The claims are divisible into two groups, 12 to 14, inclusive, constituting one group, and claims 15 to 19, inclusive, constituting the other group. Broadly, the rejection of all the claims rests upon estoppel, but the grounds held by the tribunals of the Patent Office to constitute estoppel differ as to the two groups. Upon the record, it seems appropriate here to consider first the group numbered 15 to 19, inclusive, and, in view of our conclusion upon certain questions of law, it is unnecessary to quote illustrative claims of either group.

Appellant’s application was filed January 2, 1932.

On March 7,1933, a patent issued to one Charles F. Lambert, being No. 1,900,822, based upon an application, serial No. 639,809, filed October 27, 1932, for “Spare Wheel and Tire Cover Assembly.” On March 29,1933, appellant, for the purpose of bringing about an interference, moved to add to his application as claims numbered 7 to 11, inclusive, claims 1, 2, 3, 4 and 8 of the Lambert patent. The motion was denied by the examiner as to all except his proposed claim 10 which corresponded to claim 4 of the patent, the ground of denial being that appellant’s disclosure did not support the other proposed claims.

On June 14, 1933, an interference was declared as to patent claim 4, and in addition to appellant and Lambert three others wei’e made parties to the interference, viz., Arthur P. Fergueson, upon an application filed October 14,1932; Herbert S. Jandus, upon an application filed December 9,1932, and Thomas J. McCormick et al., upon a joint application filed February 27, 1933.

[753]*753It will be observed. that appellant’s application was the senior application of the interference.

From time to time during the prosecution of the interference various motions were made by the different parties thereto. Many of these motions are of no interest here, but, for the purpose of clarifying the issues before us, it is necessary to state certain of them together with the actions thereon.

McCormick et al. and Jandus each made motions that claims 1, 2, 3, 5, 6, 7 and 8 of the Lambert patent be added to the interference. This motion was granted by the Examiner of Interferences as to certain of the parties, but right to contest priority upon all of them was denied Fergueson and appellant, it being held that their applications did not “support any of the Lambert claims.” Also, Jandus was denied the right to contest priority as to claims 5, 6 and 7 of the Lambert patent. Further, motions to dissolve the interference upon the original count (which was claim 4 of the Lambert patent) were sustained as to appellant and as to Fergueson upon the ground that their applications did not support it, and on January 7, 1935, appellant, in the prosecution of his application ex parte cancelled claims 7, 8, 9, 10 and 11 therefrom, apparently under the belief that broader claims such as appealed claims 12, 13 and 14 would be allowed him, but, after these broader claims had been disallowed, the claims so cancelled were reinserted, as numbers 15, 16, 17, 18 and 19. They correspond respectively to claims 1, 2, 3, 4 and 8 of the Lambert patent.

The decision of the Examiner of Interferences was rendered August 11, 1934, and requests for reconsideration of certain' phases thereof, made by only two of the parties, viz., Fergueson and McCormick et al., were considered with decision thereon September 6, 1934. In connection with the latter decision the time for appeal to the board was extended to September 17, 1934. There was no award of priority by the examiner.

Both Fergueson and Jandus took interlocutory appeals to the board from so much of the decision of the Examiner of Interferences as was adverse to them, but appellant. Lyon, although the decision entirely eliminated him from the interference, took no appeal. The brief on behalf of appellant before us in the instant case gives the following explanation of his failure to appeal:

The applicant Lyon assumed from the fact that these [the Fergueson and Jandus] appeals also involved his application that it was- not necessary for him to lodge a separate interlocutory appeal, and therefore did not file an independent appeal with the Board of Appeals, since he was content to rely upon the appeals of the parties Fergueson and Jandus.

The appeals of the parties Fergueson and Jandus are stated to have been pending at the time of the decision of the board upon ap[754]*754pellant’s ex parte appeal, and, so far as the record discloses, have not yet been determined.

In passing upon claims 15 to 19, inclusive, of appellant’s application as prosecuted ew parte, the examiner followed' the decision of the Examiner of Interferences in the interference proceeding and held that appellant’s disclosure did not support the claims, and also referred to the fact that appellant had not appealed from the interference decision adding, in his statement, “He is, therefore, now taking an appeal ex parte on a matter which apparently should have been appealed inter partes.” The board rested its decision as to this group of claims primarily upon the failure of appellant to take interlocutory appeal in the interference proceeding, but also seemingly found “no error” in the holding that appellant had no right to make the claims, although stating that such question “is.not strictly before us.”

The rejection of claims 15 to 19, inclusive, therefore, rests primarily upon the ground that the decision of the Examiner of Interferences (following the earlier decision of the Primary Examiner) holding that appellant’s disclosure did not support them became res ad judicata (although the tribunals of the Patent Office did not use that term) upon appellant’s failure to take appeal under rule 124 of the Patent Office, and that, as a consequence of such failure, appellant is estopped from prosecuting the claims ex parte in the instant proceeding.

Rule 124 of the Patent Office, among other things, provides:

124. Where, on motion for dissolution, the primary examiner renders an adverse decision upon the merits of a party’s case, as when he holds that the issue is not patentable or that a party has no right to mate a claim, he shall fix a limit of appeal not less than twenty days from the date of his decision. Appeal lies to the board of appeals and will be heard inter partes. If thei appeal be not taken within the time fixed, it will not be entertained except by permission of the Commissioner.

Following this rule, the Examiner of Interferences fixed the time limit of appeal as August 31, 1934, subsequently, as has been recited, extending such time to September 17th.

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Bluebook (online)
86 F.2d 824, 24 C.C.P.A. 751, 1936 CCPA LEXIS 226, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-lyon-ccpa-1936.