In Re Lister

583 F.3d 1307, 92 U.S.P.Q. 2d (BNA) 1225, 2009 U.S. App. LEXIS 20907, 2009 WL 2998922
CourtCourt of Appeals for the Federal Circuit
DecidedSeptember 22, 2009
Docket2009-1060; 08/692,201
StatusPublished
Cited by38 cases

This text of 583 F.3d 1307 (In Re Lister) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Lister, 583 F.3d 1307, 92 U.S.P.Q. 2d (BNA) 1225, 2009 U.S. App. LEXIS 20907, 2009 WL 2998922 (Fed. Cir. 2009).

Opinion

PROST, Circuit Judge.

Dr. Richard Lister appeals from a decision of the Board of Patent Appeals and Interferences (“Board”) that affirmed the examiner’s rejection of claims 21-25 of his application under 35 U.S.C. § 102(b). Because the record does not contain sufficient evidence that the prior art reference relied upon by the Board was publicly accessible more than one year prior to the date on which Dr. Lister filed his patent application, we vacate and remand.

I. BACKGROUND

Dr. Lister is a Ph.D. clinical psychologist and an avid sportsman. In his earlier days, he competed regularly in organized golf tournaments. However, he eventually grew tired of what he describes as the horrendously slow pace of a game of golf. Although he discontinued his participation in tournaments, he continued to play casually. During this time, he realized that casual golfers have great difficulty with the ordinary requirement that, beginning with the second stroke on each hole, the ball must be hit while lying directly on the ground. This observation led him to conclude that recreational golfers would be able to obtain better scores in a shorter time if they were permitted to tee up their balls on every shot except for those taken from designated hazard areas or the putting green.

Dr. Lister described this method of playing golf in a manuscript entitled “Advanced Handicap Alternatives for Golf’ (“the manuscript” or “the Lister manuscript”):

It is strongly advocated that official sanction be given to the concept of a T handicap. That is, the unrestricted use of a golf tee or peg on any golf shot. Currently, it is allowed 18 times, but only when it is the first shot of the hole being played.
The game otherwise would be played the same, including play in hazards of sand and water, where a tee would not be advocated or permitted. On the surface, this may appear to be a small and insignificant change. Ten years of careful research, by this Ph.D. clinical psychologist, sports psychologist, and former professional athlete, has found that a T handicap option would make a profound, positive influence on the game of golf.

Subsequently, Dr. Lister decided to seek intellectual property protection for his method of playing golf. Proceeding without the assistance of a lawyer, he submitted the manuscript to the United States *1310 Copyright Office (“Copyright Office”) on July 4, 1994. The Copyright Office issued a certificate of registration on July 18, 1994. At some point in the future, Dr. Lister learned that he needed to obtain a patent rather than a copyright in order to protect his invention. On August 5, 1996, he filed an application with the United States Patent and Trademark Office (“USPTO”).

The prosecution history of Dr. Lister’s application is lengthy. Over the past thirteen years, Dr. Lister has gone through several rounds of rejections and amendments with the examiner and two appeals to the Board. Of the five claims that remain at issue, claim 21, the only independent claim, is representative:

21. A method for playing a game of organized golf wherein the improvement is that each participating player or group of players is permitted under the official or sanctioned rules of said game for normal play to raise or tee the ball up above turf level at any time during play, except for designated hazard areas and greens, and further comprising the step of recording the number of strokes taken by each participating player of [sic] group of players throughout said game for the purpose of comparing said number of strokes with the number of strokes of each other participating player or group of players or to an average or expected number of strokes for golf play in accordance with said game.

In the most recent final rejection, issued on January 31, 2003, the examiner rejected claims 21-25 as anticipated by the Lister manuscript under 35 U.S.C. §§ 102(a) and 102(b). In the examiner’s view, the manuscript was sufficiently publicly accessible to be a printed publication within the meaning of § 102(b) because an interested researcher would have been able to find it by searching the Copyright Office’s catalog by title.

On appeal, the Board reversed the § 102(a) rejection and affirmed the § 102(b) rejection. Ex parte Lister, No.2006-0808 (B.P.A.I. Mar. 27, 2008). With respect to § 102(a), the Board pointed out that that subsection bars the patentability of inventions that have been described in a printed publication prior to the applicant’s date of invention. Because “[Dr.] Lister could not have disclosed his own invention before he invented it,” the Board concluded that the § 102(a) rejection was erroneous. Turning to § 102(b), which precludes the patenting of inventions that were described in a printed publication more than one year prior to the applicant’s date of filing, the Board noted that under In re Klopfenstein, 380 F.3d 1345 (Fed.Cir.2004), the Lister manuscript must have been “publicly accessible” in order to have been a printed publication. The Board found that the copyright registration for the Lister manuscript was issued on July 18, 1994, more than one year prior to Dr. Lister’s application date of August 5, 1996. It further concluded that an interested researcher would have been able to find the manuscript by searching the Copyright Office’s catalog by title for the word “golf’ in combination with the word “handicap.” Additionally, the Board found that an individual seeking to view the manuscript would have been able to do so by visiting the Copyright Office. Finally, the Board rejected Dr. Lister’s arguments that the inconvenience of visiting the Copyright Office and the Copyright Office’s rules prohibiting individuals from making copies of the manuscript precluded a finding of public accessibility. With respect to the unavailability of copies, the Board found that the inventive concept was straightforward enough that it could be understood and retained by a person of ordinary skill in the art upon reading the manuscript without any need to obtain a copy.

*1311 In his request for rehearing before the Board, Dr. Lister argued that the manuscript was not publicly accessible because there was no evidence that it was actually accessed by anyone. Additionally, Dr. Lister argued that the Board erred by relying heavily on Klopfenstein, a case about whether a poster presentation at a conference was a printed publication, rather than citing more factually analogous cases, such as In re Hall, 781 F.2d 897 (Fed.Cir.1986), and In re Cronyn, 890 F.2d 1158 (Fed.Cir.1989), which involved single copies of documents housed in libraries.

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583 F.3d 1307, 92 U.S.P.Q. 2d (BNA) 1225, 2009 U.S. App. LEXIS 20907, 2009 WL 2998922, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-lister-cafc-2009.