In re Lewenstein

165 F.2d 458, 35 C.C.P.A. 825, 76 U.S.P.Q. (BNA) 322, 1948 CCPA LEXIS 222
CourtCourt of Customs and Patent Appeals
DecidedJanuary 6, 1948
DocketNo. 5370
StatusPublished
Cited by2 cases

This text of 165 F.2d 458 (In re Lewenstein) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Lewenstein, 165 F.2d 458, 35 C.C.P.A. 825, 76 U.S.P.Q. (BNA) 322, 1948 CCPA LEXIS 222 (ccpa 1948).

Opinion

Gaerett, Presiding Judge,

delivered the opinion of the court:

This is an appeal from the decision of the Board of Appeals of the United States Patent Office affirming the examiner’s rejection of two claims, numbered respectively, 18 and 19, of apellant’s application for patent entitled “Improvements in Gold Compounds and Method of Making the Same.”

Both claims are product claims. We reproduce claim 18 as representative.

18. As a new and improved compound, an auro-thioanilide of a carboxylic acid, said compound having a straight carbon chain, which has at least two carbon atoms, one terminal carbon atom of said chain being connected by a mon-ovalent linkage to an Au S group, the other terminal carbon atom of said chain being linked by a divalent linkage to oxygen and being also linked by a monova-lent linkage to a nitrogen atom, said nitrogen atom being linked by respective monovalent linkages to a hydrogen atom and also to a phenyl radical, said new compound being substantially insoluble in water and in lipoids, said new compound being soluble in body liquids other than lipoids, said new compound being sufficiently pure and non-toxic so that it can be safely injected into the human body, the anilide of the thioderivative of said carboxylic acid being soluble in a solvent in which aurous bromide is also soluble.

Claim 18 is the broader of the appealed claims in that claim 19, as stated in the brief of the Solicitor for the Patent Office, “specifically [827]*827lists * * * substituent groups of a particular class which have the effect of limiting the scope of the compounds defined in claim 18.”

It is not suggested, however, that the difference in breadth or phraseology patentably distinguishes the appealed claims from each other; .so they stand or fall together.

We quote the following explanatory matter from appellant’s specification :

My invention relates to new and improved gold compounds, which are especially adapted for therapeutic use, and in particular, for treating tuberculosis, arthritis and other diseases in which gold compounds have heretofore been employed.
Another object of the invention is to provide gold compounds for therapeutic ■purposes which are substantially insoluble in water and in certain body liquids, such as the lipoids and muscular liquids, so that a large injection of the compound can be made at relatively long intervals, of about 2-3 months, whereas the gold compounds which are now used and which are soluble in water and in said body liquids, require biweekly or weekly injections.
A compound of the improved type can thus be injected into the body in a regulated dose, thus providing a continuous treatment for a long period, whereas the gold compounds which are now used, are absorbed quickly after each injection.

Two claims, numbered respectively, 1 and 17, stand allowed. No. 1 is for a product defined in the claim as “auro-thio-glycolic-acid-ani-lide.” It was held to be specific to a compound the formula for which is set forth in the specification of the application. It is stated in appellant’s brief that this particular product is being sold under the trade-mark “Lauron”; that it is sold only as an ethical preparation; and that it is administered only by physicians.

It appears that claim 1 was in the application as originally filed (being one of eight claims included therein and the only original claim allowed) and was, therefore, a part of appellant’s original disclosure; that it was allowed by the examiner in his first decision appearing of record; and that it stood allowed throughout the prosecution of the application in the Patent Office which covered a period of more than five years.

Allowed claim 17, which was finally substituted for original claim 5, is for “A method of making an organic gold compound which is substantially insoluble in water and in lipoids.” The basic substance used in the method is the thio-glycolic-acid-anilide named in claim 1.

Neither allowed claim 17 nor the two rejected claims were included in the application as originally filed. The history of their introduction is hereinafter related.

It is noted that the product named in claim 18 is “an auro-thio-anilide of a carboxylic acid,” and that the product in claim 19 is not given a scientific name but is referred to as “An improved compound.” [828]*828It contains a specified formula which, did not appear in the specification as filed, nor in any amendment of the specification subsequently entered, so far as we have found.

It appears that during the prosecution of the application in the Patent Office certain patents were cited as references and these are listed in the statement of the examiner and in the decision of the board, but no one of them was relied upon as a basis of rejection by eitner the examiner or the board and there is no reason for encumbering this opinion with them.

As an ancillary reference “to show usage” the examiner cited and the board listed in its decision “Heilbron, Dictionary of Organic Compounds, 1938, Yol. Ill,” specifying the text on pages 752 to 759, inclusive, which text is reproduced in the printed record before us.

In concluding his official statement upon the appeal to the board the examiner said:

For reasons indicated claims 18 and 19 were refused as (1) not supported by an adequate description and (2) as inclusive of and dependent on new matter.

The board made no reference to new matter in its decisions, but did not overrule the examiner’s holding on that point. It expressly agreed that appellant’s “disclosure is too meager and indefinite to warrant the allowance of claim 18,” and that “the disclosure is inadequate to support” claim 19. The board also used an expression, to which reference is hereinafter made, that seems to have led counsel for appellant and the Solicitor for the Patent Office to conclude that it proposed rejection of the appealed claims on the ground of lack of a showing of utility.

Appellant’s reasons for appeal embrace twenty-seven allegations of error, but the brief on his behalf states:

In general, applicant urges that the Board erred in holding that Claims T8 and 19 were not based upon a sufficient original disclosure, and in refusing to reverse the ruling of the Examiner on this basic point, and in raising the issue of doubtful value.

The case presents questions of a technical character; the arguments in the briefs, particularly in that for appellant, bristle with formulas; and, adding to the complexity, especially from the standpoint of a layman, “There appears to be,” as the board expressed it, “considerable difference between the Examiner and appellant as to the nomenclature to be used.” The board, however, stated that it had not considered this difference as to nomenclature since it did not regard that as “germane to the matter in issue.”

No question seems to have been raised at any time respecting the disclosure by the application as originally filed of the subject matter of allowed claim 1, nor as to the disclosure (after certain permissible cor[829]*829rections of the specification) of allowed claim 17, but all that appellant can claim with respect to original disclosure of the broader claims 18 and 19 appears to be the following brief paragraph of the specification:

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179 F.2d 998 (Customs and Patent Appeals, 1950)
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172 F.2d 583 (Customs and Patent Appeals, 1949)

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Bluebook (online)
165 F.2d 458, 35 C.C.P.A. 825, 76 U.S.P.Q. (BNA) 322, 1948 CCPA LEXIS 222, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-lewenstein-ccpa-1948.