In re Kaufmann

213 A.D. 555, 211 N.Y.S. 256, 1925 N.Y. App. Div. LEXIS 8546
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 6, 1925
StatusPublished
Cited by4 cases

This text of 213 A.D. 555 (In re Kaufmann) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Kaufmann, 213 A.D. 555, 211 N.Y.S. 256, 1925 N.Y. App. Div. LEXIS 8546 (N.Y. Ct. App. 1925).

Opinion

Clarke, P. J.:

The petitioner was admitted to practice as an attorney and counselor at law at the October, 1905, term of the Appellate Division, First Department.

On the 18th day of December, 1920, the petitioner was convicted, after a trial in the United States District Court for the Southern District of New York, on indictment in said court for conspiracy with others to defraud the United States by obstructing, impeding, hindering and delaying the United States in, and pre~ venting the United States from seizing, capturing, receiving, holding, administering, assuming the control of and title to certain indebtedness of one Edward A. Rumely to the Imperial German [556]*556Government, an enemy of the United States,” the United States being then at war with the Imperial German Government, under section 37 of the United States Criminal Code (35 U. S. Stat. at Large, 1096) which provides as follows: “ If two or more persons conspire either to commit any offense against the United States, or to defraud the United States in any manner or for any purpose, and one or more of such parties do any act to effect the object of the conspiracy, each of the parties to such conspiracy shall be fined hot more than ten thousand dollars, or imprisoned not more than two years, of both.” '

Upon such conviction and on the 20th of December, 1920, the petitioner was sentenced to serve a term of one year and one day in the United' States penitentiary, Atlanta, Ga. Section 355 of the United States Criminal Code (35 U. S. Stat. at Large, 1152) provides : All offenses which may be punished by death, or imprisonment for a term exceeding one year, shall be deemed felonies.”

Section 477 of the Judiciary Law provides that “ Any person being an attorney and counsellor-at-law, who shall be convicted of a felony, shall, upon such conviction, cease to be an attorney and counsellor-at-law, or to be competent to practice law as such.”

Subdivision 3 of section 88 of the Judiciary Law provides that Whenever any attorney and counsellor-at-law shall be convicted of á felony, there may be presented to the Appellate Division of the Supreme Court a certified or exemplified copy of the judgment of such conviction, and thereupon the name of the person so convicted shall, by order of the court, be stricken from the roll of attorneys.”

A petition having been presented to this court containing a duly certified copy of an extract of the minutes of the United States District Court setting forth the facts of such indictment, conviction and sentence, this court entered an order of disbarment. (Matter of Kaufmann, 195 App. Div. 830.)

Thereafter an appeal from said judgment of conviction was taken to the United States Circuit Court of Appeals where said judgment of conviction was affirmed (Rumely v. United States, 293 Fed. 532), and thereafter the Supreme Court of the United States denied a petition for a writ of certiorari. (263 U. S. 713.) On March 13, 1924, the sentence was commuted by the President of the United States to imprisonment for one year in Westchester County Penitentiary, White Plains, N. Y. On April 11, 1924, a second commutation was granted reducing the imprisonment to one month, which the petitioner served. On January 19, 1925, the President of the United States granted to the petitioner a full and unconditional pardon for the purpose of restoring his civil rights.” ' Subdivision 4 of section 88 of the Judiciary Law provides [557]*557that “ Upon a reversal of the conviction for felony of an attorney and counsellor-at-law, or pardon by the President of the United States or Governor of this State, the Appellate Division shall have power to vacate or modify such order or debarment.”

It is under that provision that this application is made to this court. There is no question of power involved because it is expressly conferred by statute. The learned counsel for the petitioner has very earnestly argued that the petitioner was not guilty of the crime charged against him, that he was unjustly and improperly convicted, and that vital errors were committed upon the trial. It is sufficient to say that the conviction was unanimously affirmed by the United States Circuit Court of Appeals of the Second Circuit, and that an application for a writ of certiorari was denied by the Supreme Court of the United States. We are concluded by the judgments of the United States courts and we are without power to review their proceedings. When our order of disbarment was made, we were required to enter it by our own statutory law, the conviction having been for a felony. If that conviction had been reversed upon appeal, an order of reinstatement would have been granted as of course, the ground for disbarment having been destroyed, there being no independent proof before us of professional or moral misconduct. But the conviction was not reversed. It was affirmed, the Circuit Court of Appeals, in its extensive review of the facts and the law, saying: “The defendants had a fair trial under a valid indictment.” And the learned judge who tried the case, in denying the motion to set aside the verdict, said: “ I listened to the evidence with patience for five or six weeks as it was being introduced. I listened to the summing up of counsel, and I am not disposed to say that the jury did wrong in bringing in the verdict which it did.” The pardon of the President has set aside and annulled the penal consequences of the felony found to have been committed and has restored to .the petitioner his civil rights, but it did not ipso facto reinstate him in his office of an attorney and counselor at law. It did not restore to him ipso facto that good character which he was required to possess upon being admitted to the bar and required to maintain in order to remain therein.

In Annotated Cases, American and English (1917A, p. 1227), it is said: “ Where proceedings to disbar an attorney are founded on the professional misconduct involved in a transaction which has culminated in a conviction of felony, it has been held that while the effect of the pardon is to relieve him of the penal consequences of his act, it does not operate as a bar to the disbarment proceeding, inasmuch as the criminal acts may nevertheless constitute proof [558]*558that the attorney does not possess a good moral character and is not a fit or proper person to retain his license to practice law. People v. Burton, 39 Colo. 164 * * *; People v. George, 186 Ill. 122 * * *; People v. Gilmore, 214 Ill. 569 * * *; Nelson v. Com., 128 Ky. 779 * * *; Case of In re-[An Attorney], 86 N.Y. 573; In re Hirst, 9 Phila. (Pa.) 216, * * *. In People v. George, supra, the Court said: ‘ The offense of which respondent was convicted was, under the statute, infamous, and his conviction for larceny and his sentence to the penitentiary for a felonious offense had the effect to degrade him, and establish not a good but a bad moral character. The pardon set up in respondent’s answer restored him, so far as the power of the Governor could, “ to all his rights of citizenship, as provided by law.” The rights of citizenship he had forfeited by his conviction of an infamous crime were, that he was

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Related

In re Kaufmann
223 A.D. 299 (Appellate Division of the Supreme Court of New York, 1928)
In re Egan
218 N.W. 1 (South Dakota Supreme Court, 1928)
In Re the Petition of Kaufmann
157 N.E. 730 (New York Court of Appeals, 1927)
In re Lindheim
213 A.D. 560 (Appellate Division of the Supreme Court of New York, 1925)

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Bluebook (online)
213 A.D. 555, 211 N.Y.S. 256, 1925 N.Y. App. Div. LEXIS 8546, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-kaufmann-nyappdiv-1925.