In re Kathan's Will

141 N.Y.S. 705
CourtNew York Surrogate's Court
DecidedMay 5, 1913
StatusPublished
Cited by21 cases

This text of 141 N.Y.S. 705 (In re Kathan's Will) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Kathan's Will, 141 N.Y.S. 705 (N.Y. Super. Ct. 1913).

Opinion

FOWLER, S.

Two testamentary scripts, bearing date, respectively February 24, 1911, and April 1, 1912, are in this proceeding presented for probate as a will and codicil by the executors named in the will. The late Mrs. Kathan, the alleged testatrix, left surviving Henry W. Butler, her only son and heir at law, and her husband, Reid A. Kathan. Neither the son nor the husband of the deceased contest the probate of either paper writing produced in court under the circumstances which I shall mention hereafter.

There are two principal questions in this cause: Revocation and construction. Before proceeding to the consideration of these questions, let me advert in passing to a point of considerable interest in this court, viz., the effect on' the attitude of the parties now before me of a clause in' the earlier testamentary paper revoking in substance any legacy or device in favor of a legatee or a devisee who should contest the probate or validity of the will. In view of this provision the surrogate cannot fail to observe that the contest here is urged by two of the legatees taking a small specific bequest. The principal beneficiaries meanwhile stand neutral, not choosing to incur the penalties of forfeiture. While the precise point is not really here for adjudication, let me say that in my judgment it is not yet definitely held in this state -that a forfeiture would be necessarily incurred by a justifiable invocation, by such legatee or devisee, of the law of, the land applicable to this cause. There are some reasons to conclude that the law on this head may be otherwise than as feared by the legatees and devisees taking under the papers propounded. In any event, such apprehension deprives me to some extent of the benefit of their counsel in the solution of difficulties. It seems to me wrong in principle that a legatee may not even suggest a revocation of a codicil without the fear of incurring a forfeiture of his legacy.

It is freely said by the law writers and even by the courts of justice that there is much unnecessary confusion and inconsistency in the common or testamentary law governing penal clauses, or attempted forfeitures prescribed by testators in their last wills. 2 Red-field, Wills, 298; Matter of Stewart (Sur.) 5 N. Y. Supp. 32; In re Wall, 76 Misc. Rep. 106, 136 N. Y. Supp. 452; Note to Mallet v. Smith, 60 Am. Dec. 107. Surely every loyal, thinking person in our political community must deplore undue criticism of the great common law which so wisely regulates every consequential act of o.ur lives, from the cradle to the grave. But there is reason to think that [708]*708the common law in this instance is not so defective as supposed, and that the fault lies with the unreasoned adjudications of inferior courts. The doctrine of ulterior tribunals is more consonant with justice. A rule of law is frequently worked out of a larger rule, and in the process applications are apt to differ in principle, and such, I think, is the case, with the rule I am^about to venture to consider.

The common and testamentary law concerning the validity or invalidity of conditions is largely taken out of the civil or Roman law. But this original is now imbedded in a mass of more authoritative applications by the courts of the common law. Anonymous, 80 Mise. Rep. 10, 141 N. Y. Supp. 700. The strength of the common law lies not only in its superior coalescence with the principles of free governments, but in its wise and measured absorption of those principles of the civil law—the great common law of Europe—-which are supplementary or adjuvant in regions where our common law was defective. The process of absorption is best detected in the history of the jurisdictions now exercised by this court and the successors to the old Court of Chancery. The English common law relating to feuds somewhat modified the Roman law of conditions, in so far as conditional devises of lands are concerned, but not materially.

[ 1 ] It may be stated as a primary rule of law, now governing legacies, devises, or other testamentary gifts, that the testator may limit them absolutely or on conditions, provided such conditions are lawful by the law governing conditions. Godolphin, pt. 3, c. 4, § 3; 2 Williams, Ex’rs (Ed. 1838) 903; 1-Roper on Legacies, 746, c. 13; Preston, Law of Legacies, c. 5; 2 Jarman, Wills (6th Ed.) 1461; Bryant v. Thompson,. 59 Hun, 545, 549, 14 N. Y. Supp. 28, appeal dismissed 128 N. Y. 426, 28 N. _E. 522, 13 L. R. A. 745. _ It is, perhaps, unnecessary to cite authority for so plain a proposition, as the doctrine of conditions lies at the basis of our entire law governing estates, conveyancing, trusts, gifts, and wills. It is, in other words, a part of the modern law of property. But not all conditions may be prescribed by testator, but only those which are lawful in themselves. Testators are not by the common testamentary law justified in prescribing unlawful or impolitic conditions or conditions contrary to the order of the state. 4 Burn. Ecc. Law, 213; Swinburne, Wills, 431, 462.

[2] That a testator has the power to provide that his beneficiaries take or hold only on condition that such beneficiary shall not dispute the will, in whole or in part, is to some reasonable extent determined. But such a general statement requires modification. In' any limitation testator must see to it that the condition, as expressed in his will, does not violate the common law governing conditions; otherwise, the condition is void. By the common law it is cpnclusively established that no condition contrary to the duty or legal obligation of the donee, or contra bonos mores, or contrary to public order or policy, is enforced. Preston, Law of Legacies, c. .5; Anonymous, 80 Misc. Rep. 10, 141 N. Y. Supp. 700. One of the best expositions of the common law of conditions will be found in the Bridgewater Case, entitled Egerton v. Earl Brownlow, 4 H. L. Gas. 210, rejecting [709]*709the very restricted view of the lower courts and affirming the invalidity of conditions contrary to public order. Such was distinctly the principle of the later Roman or civil law (J. 2, 20, 36), and it continues the basis of the modern law of all civilized states, once directly or indirectly subject to Roman influences. A condition, for example, that a testamentary donee shall not protect by action any right arising under the will, is contrary to public policy. It is too general. Rhodes v. Muswell Hill Land Co., 29 Beav. 560.

So a condition not to contest a testamentary disposition, prohibited by statute, is void. , If, for example, our statutes of mortmain prohibit a testamentary gift to a particular corporation, a condition that another legatee shall not contest such gift to the corporation is clearly void as to him. The testator’s gift to the corporation in such case is invalid and contrary to public policy, and consequently the condition by which the testator seeks to maintain his gift to the corporation is equally invalid and contrary to public order, or, in other words, to public policy. The testator in that instance has tried to do what the law expressly forbids, and the condition he prescribes is in furtherance of testator’s own unlawful intention. The common law cannot recognize or enforce such an unlawful condition. Strickland v. Aldridge, 9 Ves. 516; Muckleston v. Brown, 6 Ves. 52. Unless a penal condition is salutary it is always void. Such was the Roman law, and so I think is the French law (J. 2, 20, 36; D. 35, 2, 15; 1 Troplong, Des Testaments, 339, 340, 341), and also our common law (Preston’s Sheppard’s Touchstone, 434, 451).

The French law, while not authoritative here, is evidential of modern Roman law generally.

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141 N.Y.S. 705, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-kathans-will-nysurct-1913.