In Re Kaldahl

418 N.W.2d 532, 1988 Minn. App. LEXIS 49, 1988 WL 6116
CourtCourt of Appeals of Minnesota
DecidedFebruary 2, 1988
DocketC1-87-1486
StatusPublished
Cited by2 cases

This text of 418 N.W.2d 532 (In Re Kaldahl) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Kaldahl, 418 N.W.2d 532, 1988 Minn. App. LEXIS 49, 1988 WL 6116 (Mich. Ct. App. 1988).

Opinion

OPINION

NIERENGARTEN, Judge.

The relator property owner previously was acquitted of misdemeanor charges for altering a cross-section of public waters without obtaining a permit. The relator now contends the Department of Natural Resources is barred by the doctrines of res judicata and double jeopardy from ordering restoration of the property in a civil proceeding. We affirm.

FACTS

Relator David Kaldahl is the principal stockholder and officer of Fair Hills, Inc. which operates a resort on Five Lake in Otter Tail County. The corporation is the sole riparian landowner on Five Lake which has no public access. Kaldahl purchased the land surrounding Five Lake from Willi-an Bollenbach sometime in 1976.

In a 1949 condemnation appeal, the Minnesota Supreme Court held Five Lake was “not a public body of water upon which the public has a right to hunt and fish” because the lake was not navigable under the then-prevailing federal test of navigability. See State v. Bollenbach, 241 Minn. 103, 123, 63 N.W.2d 278, 290 (1954). Kaldahl claims he relied on that decision when he purchased the lake property.

Five Lake was given a shoreland management classification by the Commissioner of the Department of Natural Resources (DNR) sometime prior to late 1984. In October and November 1984, Kaldahl dug a channel across a peninsula on Five Lake. In November 1984, a DNR officer *534 issued a citation to Kaldahl for altering a cross-section of protected waters without a permit in violation of Minn.Stat. § 105.42 (1984).

The district court noted that section 105.-42 only applies to public waters and concluded Five Lake “is a private body of water and has been a private body of water since the [Bollenbach ] decision” in 1954. The court dismissed the criminal complaint. The State appealed. We held the appeal was barred by the double jeopardy clauses of the state and federal constitutions because the district court’s conclusion about Kaldahl’s violation of section 105.42 “was a factual determination of [Kaldahl’s] guilt or innocence” from which the State could not appeal. See State v. Kaldahl, 381 N.W.2d 502, 503 (Minn.Ct.App.1986). We drew no conclusions on whether Five Lake was a private body of water not subject to state regulation under chapter 105.

While Kaldahl’s case was on appeal, the Commissioner issued a restoration order which found that Five Lake is a “public water” because it “has been designated a public water by the Commissioner pursuant to Minnesota Statutes § 105.37, subdivision 14 and § 105.391.” The Commissioner also found that Kaldahl violated DNR administrative rules and ordered Kaldahl to fill the channel, remove the fill below the ordinary high water mark, and restore the shoreline and channel to the condition which existed prior to 1984.

Kaldahl contested the restoration order but the administrative law judge concluded Five Lake is a “public water” within the meaning of Minn.Stat. § 105.37, subd. 14 (1984), and that the Bollenbach decision does not preclude the Commissioner from exercising regulatory control over the lake. The administrative law judge also concluded: “A determination * * * that Five Lake is public waters of the State is not prohibited by constitutional principles of double-jeopardy, res judicata, or collateral estop-pel.”

The Commissioner then found Five Lake is a “public water” under Minn.Stat. § 105.37, subd. 14 and that the DNR may exercise regulatory jurisdiction. The matter was remanded to the administrative law judge which again concluded Kaldahl violated chapter 105 by digging the channel and altering the shoreline of Five Lake. Kaldahl was ordered to comply with the Commissioner’s restoration order.

Kaldahl filed exceptions to the recommended order and asserted post-Bollen-bach legislation could not affect his property rights. Kaldahl also contended the criminal proceedings against him precluded enforcement of the restoration order because of double jeopardy, res judicata, and collateral estoppel principles. The Commissioner adopted the administrative law judge’s findings and conclusions and ordered Kal-dahl to comply with the original restoration order. This court granted Kaldahl’s petition for a writ of certiorari.

ISSUE

Do res judicata or double jeopardy principles bar the Commissioner from issuing a restoration order to the relator under Minn. Stat. ch. 105 (1984)?

ANALYSIS

Kaldahl admits digging the channel across the peninsula on Five Lake without a permit. Because the dispute involves only the interpretation and application of law by an administrative agency, we need not defer to the agency’s conclusions which are “based on legal rather than factual considerations.” No Power Line, Inc. v. Minnesota Environmental Quality Council, 262 N.W.2d 312, 320 (Minn.1977).

Kaldahl does not challenge the Commissioner’s determination that Five Lake is a “public water” under Minn.Stat. § 105.37, subd. 14 (1984) or contest the Commissioner’s conclusion that the Bollenbach decision does not preclude the DNR from regulating Five Lake. However, as a preliminary matter, we conclude the Bollenbach decision does not preclude the Commissioner from exercising regulatory jurisdiction over Five Lake. The court’s conclusion in Bollenbach about the nonpublic status of Five Lake was based on the lake’s navigable characteristics. The legislature subsequently enacted a statutory definition of *535 “public waters” and subjected Minnesota’s waters and wetlands to the control of the state. See Minn.Stat. §§ 105.37, subd. 14, 105.38 (Supp.1979).

Res Judicata Claim

Kaldahl contends his prior acquittal on criminal charges prohibits the Commissioner from enforcing the restoration order in civil proceedings because the criminal and civil proceedings are based on the same operative facts. A civil action is a proceeding “different in its nature” from a criminal indictment.

The difference in degree of the burden of proof in criminal and civil cases precludes application of the doctrine of res judicata. * * * That acquittal on a criminal charge is not a bar to a civil action by the Government, remedial in its nature, arising out of the same facts on which the criminal proceeding was based has long been settled.

Helvering v. Mitchell, 303 U.S. 391, 397, 58 S.Ct. 630, 632, 82 L.Ed. 917 (1938).

The burden of proof in Kaldahl’s criminal misdemeanor trial 1 was different from the burden of proof in the administrative proceeding which resulted in the Commissioner’s restoration order. “[T]he standard of proof in misdemeanor cases is proof beyond a reasonable doubt.” State v. Pazderski,

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Bluebook (online)
418 N.W.2d 532, 1988 Minn. App. LEXIS 49, 1988 WL 6116, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-kaldahl-minnctapp-1988.