In re: Jose Miguel Centeno Sanchez; Evelyn Mendez Gonzalez v. Department of Treasury of the Commonwealth of Puerto Rico

United States Bankruptcy Court, D. Puerto Rico·Decided January 11, 2013·No. 12-00004·Unknown

Opinion

1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF PUERTO RICO 2 3 IN RE: : CASE NO. 11-04681 4 : JOSE MIGUEL CENTENO SANCHEZ; : 5 EVELYN MENDEZ GONZALEZ : CHAPTER 13 : 6 Debtors : ____________________________________: 7 : JOSE MIGUEL CENTENO SANCHEZ; : EVELYN MENDEZ GONZALEZ : ADVERSARY NO. 12-0004 8 : Plaintiffs : 9 : vs. : 10 : DEPARTMENT OF TREASURY OF THE : 11 COMMONWEALTH OF PUERTO RICO : : 12 Defendant : : 13 ____________________________________: 14 15 OPINION AND ORDER 16 This adversary proceeding is before the court upon the motion for partial summary judgment 17 filed on June 20, 2012 by José Miguel Centeno Sánchez and Evelyn Méndez González (hereinafter 18 referred to as “Debtors” or “Plaintiffs”) alleging that the Puerto Rico Treasury Department 19 (hereinafter referred to as “Treasury”) deliberately and wilfully violated the automatic stay pursuant 20 to 11 U.S.C. §362(k)(1) because it sent to Debtors various notices and requests for payment of income 21 tax liabilities after the filing of the bankruptcy petition (Docket No. 15). Treasury filed its motion in 22 opposition to Plaintiffs’ motion for partial summary judgment on July 3, 2012 (Docket No. 16) 23 arguing that the post-petition notices and demand for payments of the assessments were a result of 24 the post-petition amended tax returns that were filed by Debtors and that these notices and demand 25 for payments of tax assessments fall within the exception of the automatic stay under 11 U.S.C. 26 §362(b)(9)(D). For the reasons set forth below Plaintiffs’ motion for partial summary judgment is 27 denied and Treasury’s opposition to the partial motion for summary judgment is granted. 28 Facts and Procedural Background José Miguel Centeno Sánchez and Evelyn Méndez González filed a bankruptcy petition under 1 Chapter 13 of the Bankruptcy Code on May 31, 2011 (Case No. 11-046811). On November 28, 2011, 2 Treasury filed proof of claim No. 14-1 in the amount of $42,015.05 of which $25,707.42 was 3 included as unsecured and the remaining $16,307.63 was listed as a priority claim for income taxes 4 for the calendar years 2004 through 2010 (inclusive of the years 2004 and 2010). On August 10, 2011, 5 the Debtors’ Chapter 13 plan was confirmed (Docket No. 28). The court notes that Debtors filed 6 previously for bankruptcy under Chapter 13 of the Bankruptcy Code on December 2, 2002 (Case No. 7 02-12701) and the Debtors were granted a discharge on February 28, 2007 under 11 U.S.C. §1328(a) 8 after completion of their Chapter 13 plan (Case No. 02-12701, Docket No. 23). 9 On January 17, 2012, the Debtors filed an adversary proceeding against Treasury alleging that 10 Treasury wilfully violated the automatic stay under 11 U.S.C. §362(a) by sending to Plaintiffs various 11 written notices and requests for tax payments after the bankruptcy petition was filed. On April 20, 12 2012, Treasury filed its answer to the complaint (Docket No. 11). On June 20, 2012, the Plaintiffs 13 filed their motion for partial summary judgment as to liability pursuant to 11 U.S.C. §362(a) alleging; 14 (i) that Treasury wilfully violated the automatic stay by sending multiple notices and requests for tax 15 payments on the following dates and for the following amounts owed; (a) November 3, 2011, amount 16 owed $232.18; December 15, 2011, amount owed $1,468.32; (c) December 19, 2012, amount owed 17 $1,466.94; (d) January 26, 2012, amount owed $1,486.45; (e) February 15, 2012, amount owed 18 $319.55; and (ii) that the case of Isaias Soto Perez v. Treasury, Adversary Case No. 09-00196 is, 19 “... a case hardly indistinguishable from the case at bar, finding that Treasury wilfully violated the 20 automatic stay” (Docket No. 15). On July 3, 2012, Treasury filed a Motion in Opposition to Plaintiffs’ 21 Motion for Partial Summary Judgment arguing the following; (i) Debtors on July 20, 2011 filed 22 amended tax returns for the years 2007, 2008, 2009 and 2010. After filing the tax returns for these 23 years, Treasury commenced their ordinary administrative process to assess the amended tax returns 24 which resulted in the issuance of notices and demand for payment of the assessments for the above 25 referenced amended tax returns; and (ii) “[t]he documents sent by Treasury to Plaintiffs were only 26 27 1 References to the lead case are to the entries and documents filed in the bankruptcy case, 28 case number 11-04681 (ESL). 2 1 notices. The making of an assessment for any tax and the issuance of a notice and demand for 2 payment is specifically permitted. The letters are not a collection effort, but an administrative 3 procedure of the agency included in the Puerto Rico Internal Revenue Code and allowed by Section 4 362(b)(9) of the Bankruptcy Code” (Docket No. 16). 5 The issue before the court is whether the post-petition notices and demand for payments of 6 the assessments of the post-petition amended tax returns fall within the exception of the automatic 7 stay under 11 U.S.C. §362(b)(9)(D). 8 Applicable Law and Analysis 9 Standard for Summary Judgment 10 Rule 56 of the Federal Rules of Civil Procedure, is applicable to this proceeding by Rule 7056 11 of the Federal Rules of Bankruptcy Procedure, provides that summary judgment should be entered 12 “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the 13 affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party 14 is entitled to a judgment as a matter of law.” Fed. R. Bankr. P. 7056; see also, In re Colarusso, 382 15 F.3d 51 (1st Cir. 2004), citing Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 91 16 L.Ed.2d 265 (1986). 17 “The summary-judgment procedure authorized by Rule 56 is a method for promptly disposing 18 of actions in which there is no genuine issue as to any material fact or in which only a question of law 19 is involved.” 10A Wright, Miller & Kane, Federal Practice and Procedure 3d§ 2712 at 198. “Rule 20 56 provides the means by which a party may pierce the allegations in the pleadings and obtain relief 21 by introducing outside evidence showing that there are no fact issues that need to be tried.” Id at 202- 22 203. Summary judgment is not a substitute for a trial of disputed facts; the court may only determine 23 whether there are issues to be tried, and it is improper if the existence of a material fact is uncertain. 24 Id at 205-206. 25 Summary judgment is warranted where, after adequate time for discovery and upon motion, 26 a party fails to make a showing sufficient to establish the existence of an element essential to its case 27 and upon which it carries the burden of proof at trial. Celotex Corp. v. Catrett, 477 U.S. 317, 322 28 (1986).

Free access — add to your briefcase to read the full text and ask questions with AI

In re: Jose Miguel Centeno Sanchez; Evelyn Mendez Gonzalez v. Department of Treasury of the Commonwealth of Puerto Rico, (prb 2013).

In re: Jose Miguel Centeno Sanchez; Evelyn Mendez Gonzalez v. Department of Treasury of the Commonwealth of Puerto Rico (In re: Jose Miguel Centeno Sanchez; Evelyn Mendez Gonzalez v. Department of Treasury of the Commonwealth of Puerto Rico) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Poller v. Columbia Broadcasting System, Inc.
368 U.S. 464 (Supreme Court, 1962)
Adickes v. S. H. Kress & Co.
398 U.S. 144 (Supreme Court, 1970)
Robert C. Hahn v. Francis W. Sargent
523 F.2d 461 (First Circuit, 1975)
Jeffrey A. Daury v. Charles Smith
842 F.2d 9 (First Circuit, 1988)
Victor Lopez v. Corporacion Azucarera De Puerto Rico
938 F.2d 1510 (First Circuit, 1991)
Covington v. Internal Revenue Service (In Re Covington)
256 B.R. 463 (D. South Carolina, 2000)
Nellis v. Air Line Pilots Ass'n
15 F.3d 50 (Fourth Circuit, 1994)
Bias v. Advantage International, Inc.
905 F.2d 1558 (D.C. Circuit, 1990)
Prokey v. Watkins
942 F.2d 67 (First Circuit, 1991)