FILED DEC 04 2017 1 NOT FOR PUBLICATION SUSAN M. SPRAUL, CLERK 2 U.S. BKCY. APP. PANEL OF THE NINTH CIRCUIT 3 UNITED STATES BANKRUPTCY APPELLATE PANEL OF THE NINTH CIRCUIT 4 5 In re: ) BAP No. CC-17-1176-KuSA ) 6 JONATHAN D. COLE, ) Bk. No. 2:16-bk-15126-VR ) 7 Debtor. ) ______________________________) 8 ) JONATHAN D. COLE, ) 9 ) Appellant, ) 10 ) v. ) M E M O R A N D U M* 11 ) COHEN & BORDEAUX, LLP, ) 12 ) Appellee. ) 13 ______________________________) 14 Argued and Submitted on November 30, 2017 at Pasadena, California 15 Filed - December 4, 2017 16 Appeal from the United States Bankruptcy Court 17 for the Central District of California 18 Honorable Vincent P. Zurzolo, Bankruptcy Judge, Presiding _____________________________________ 19 Appearances: Jonathan D. Cole argued pro se. 20 _____________________________________ 21 Before: KURTZ, SPRAKER, and ALSTON,** Bankruptcy Judges. 22 23 24 * This disposition is not appropriate for publication. Although it may be cited for whatever persuasive value it may 25 have (see Fed. R. App. P. 32.1), it has no precedential value. 26 See 9th Cir. BAP Rule 8013-1. ** 27 Hon. Christopher M. Alston, United States Bankruptcy Judge for the Western District of Washington, sitting by 28 designation.
-1- 1 Chapter 131 debtor, Jonathan Cole, appeals from the 2 bankruptcy court’s order granting the fee application of his 3 attorney, Clifford Bordeaux,2 in the amount of $3,300. Cole 4 complains on appeal that he was denied the opportunity for a 5 hearing on the merits and that Bordeaux failed to fulfill his 6 responsibilities as set forth in an agreement signed by the 7 parties and filed in the bankruptcy court. We discern no error 8 and AFFIRM. 9 I. FACTS3 10 The Central District of California bankruptcy court 11 authorizes the use of a court-approved “Rights and 12 Responsibilities Agreement Between Chapter 13 Debtors and Their 13 Attorneys” (“RARA”) (form F. 3015–1.7.RARA). Use of the RARA is 14 optional. The RARA specifies the fees that the attorney will 15 charge for services and the procedures for seeking and objecting 16 to payment of fees. If the fees charged do not exceed specified 17 maximums ($6,000 in a case in which the debtor is engaged in a 18 business; $5,000 in all other cases), such fees may be approved 19 by the court without the need for the attorney to file any 20 further fee application or to hold any hearing. Local 21 Bankruptcy Rules (“LBR”) 3015–1(v)(1)-(2). These are 22 customarily referred to as “no look” or “presumptive” fees. 23 1 Unless otherwise indicated, all chapter and section 24 references are to the Bankruptcy Code, 11 U.S.C. §§ 101-1532. 25 2 Mr. Bordeaux has not participated in this appeal. 26 3 To the extent necessary, we take judicial notice of 27 various pleadings docketed in the underlying bankruptcy case. Atwood v. Chase Manhattan Mortg. Co. (In re Atwood), 293 B.R. 28 227, 233 n.9 (9th Cir. BAP 2003).
-2- 1 In April 2016, Cole filed his chapter 13 petition with the 2 assistance of Bordeaux. The RARA, signed by Cole and Bordeaux, 3 showed that Bordeaux charged Cole $4,000 for certain services. 4 For various reasons, Cole’s chapter 13 plan was not confirmed 5 and the bankruptcy court dismissed his case in early March 2017. 6 Bordeaux initially sought the balance of his fees, $3,300, 7 under the RARA without providing an itemization of his services. 8 The chapter 13 trustee objected, arguing that the “no look” RARA 9 fee could only be paid when there was a confirmed plan. 10 Therefore, Bordeaux was required to submit an itemization of his 11 services and seek approval of his fees from the bankruptcy 12 court. 13 Cole also objected to the fee request, contending that 14 Bordeaux agreed to perform certain services related to his 15 petition, including: “Personally counsel the [D]ebtor regarding 16 the advisability of filing either a chapter 13 or a chapter 7 17 case, discuss both procedures with the Debtor and answer the 18 Debtor’s questions.” Cole asserted that Bordeaux failed to 19 fulfill his responsibilities set forth in the RARA. 20 On April 3, 2017, the bankruptcy court entered an order 21 denying the fee application. On the same date, Bordeaux filed a 22 second application which included an itemization of his services 23 (Second Application). Cole was served with the Second 24 Application and the Notice of Hearing, scheduled for May 8, 2017 25 (Notice), at his address on Franklin Avenue, Los Angeles, 26 California. 27 Cole did not file an opposition to the Second Application, 28 but appeared at the May 8, 2017 hearing. The bankruptcy court
-3- 1 explained to Cole: 2 Mr. Cole, let me explain, before you start speaking, that the way things work in -- at least in this court, 3 there are notices given; parties have an opportunity to file responses. If there [are] [sic] no responses 4 submitted by a date certain, I review the papers, I look at it independently. And when I review it and 5 determine that, there is cause to grant the relief sought therein. Then I cause a tentative ruling to be 6 posted, saying that the application or the motion is granted. That’s what happened in this instance. 7 Okay? 8 The court informed Cole that it was not going to reopen the 9 hearing and the proceedings concluded. 10 Three days later, Cole filed an opposition to Bordeaux’s 11 Second Application and requested a hearing. In his amended 12 declaration attached to the opposition, Cole declared that he 13 did not receive Bordeaux’s Second Application and therefore did 14 not know that any opposition or request for a hearing needed to 15 be filed. Cole further declared that had he received the 16 additional documentation from Bordeaux, he would have filed an 17 opposition and request for a hearing. Cole requested the 18 bankruptcy court to grant him a hearing and permit oral argument 19 on the substantive points raised in his objection to the 20 application. No ruling was issued in connection with Cole’s 21 request. 22 Thereafter, Bordeaux filed a notice of lodgment of the 23 order granting his fees which was served on Cole at his Franklin 24 Avenue address on May 15, 2017. Ten days later the bankruptcy 25 court entered the order granting Bordeaux’s fees in the amount 26 of $3,300. Cole timely appealed from that order. 27 II. JURISDICTION 28 The bankruptcy court had jurisdiction over this proceeding
-4- 1 under 28 U.S.C. §§ 1334 and 157(b)(2)(A). We have jurisdiction 2 under 28 U.S.C. § 158. 3 III. ISSUE 4 Whether the bankruptcy court’s proceedings in connection 5 with its approval of Bordeaux’s Second Application denied Cole 6 procedural due process. 7 IV. STANDARDS OF REVIEW 8 We review de novo whether a bankruptcy court’s proceedings 9 violated a party’s right to procedural due process. Price v. 10 Lehtinen (In re Lehtinen), 564 F.3d 1052, 1058 (9th Cir. 2009); 11 see also HSBC Bank USA, Nat’l Ass’n v. Blendheim 12 (In re Blendheim), 803 F.3d 477, 497 (9th Cir. 2015) (“Whether 13 adequate notice has been given for the purposes of due process 14 is a mixed question of law and fact that we review de novo.”). 15 “De novo review requires that we consider a matter anew, as 16 if no decision had been made previously.” Francis v. Wallace 17 (In re Francis), 505 B.R. 914, 917 (9th Cir. BAP 2014).
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FILED DEC 04 2017 1 NOT FOR PUBLICATION SUSAN M. SPRAUL, CLERK 2 U.S. BKCY. APP. PANEL OF THE NINTH CIRCUIT 3 UNITED STATES BANKRUPTCY APPELLATE PANEL OF THE NINTH CIRCUIT 4 5 In re: ) BAP No. CC-17-1176-KuSA ) 6 JONATHAN D. COLE, ) Bk. No. 2:16-bk-15126-VR ) 7 Debtor. ) ______________________________) 8 ) JONATHAN D. COLE, ) 9 ) Appellant, ) 10 ) v. ) M E M O R A N D U M* 11 ) COHEN & BORDEAUX, LLP, ) 12 ) Appellee. ) 13 ______________________________) 14 Argued and Submitted on November 30, 2017 at Pasadena, California 15 Filed - December 4, 2017 16 Appeal from the United States Bankruptcy Court 17 for the Central District of California 18 Honorable Vincent P. Zurzolo, Bankruptcy Judge, Presiding _____________________________________ 19 Appearances: Jonathan D. Cole argued pro se. 20 _____________________________________ 21 Before: KURTZ, SPRAKER, and ALSTON,** Bankruptcy Judges. 22 23 24 * This disposition is not appropriate for publication. Although it may be cited for whatever persuasive value it may 25 have (see Fed. R. App. P. 32.1), it has no precedential value. 26 See 9th Cir. BAP Rule 8013-1. ** 27 Hon. Christopher M. Alston, United States Bankruptcy Judge for the Western District of Washington, sitting by 28 designation.
-1- 1 Chapter 131 debtor, Jonathan Cole, appeals from the 2 bankruptcy court’s order granting the fee application of his 3 attorney, Clifford Bordeaux,2 in the amount of $3,300. Cole 4 complains on appeal that he was denied the opportunity for a 5 hearing on the merits and that Bordeaux failed to fulfill his 6 responsibilities as set forth in an agreement signed by the 7 parties and filed in the bankruptcy court. We discern no error 8 and AFFIRM. 9 I. FACTS3 10 The Central District of California bankruptcy court 11 authorizes the use of a court-approved “Rights and 12 Responsibilities Agreement Between Chapter 13 Debtors and Their 13 Attorneys” (“RARA”) (form F. 3015–1.7.RARA). Use of the RARA is 14 optional. The RARA specifies the fees that the attorney will 15 charge for services and the procedures for seeking and objecting 16 to payment of fees. If the fees charged do not exceed specified 17 maximums ($6,000 in a case in which the debtor is engaged in a 18 business; $5,000 in all other cases), such fees may be approved 19 by the court without the need for the attorney to file any 20 further fee application or to hold any hearing. Local 21 Bankruptcy Rules (“LBR”) 3015–1(v)(1)-(2). These are 22 customarily referred to as “no look” or “presumptive” fees. 23 1 Unless otherwise indicated, all chapter and section 24 references are to the Bankruptcy Code, 11 U.S.C. §§ 101-1532. 25 2 Mr. Bordeaux has not participated in this appeal. 26 3 To the extent necessary, we take judicial notice of 27 various pleadings docketed in the underlying bankruptcy case. Atwood v. Chase Manhattan Mortg. Co. (In re Atwood), 293 B.R. 28 227, 233 n.9 (9th Cir. BAP 2003).
-2- 1 In April 2016, Cole filed his chapter 13 petition with the 2 assistance of Bordeaux. The RARA, signed by Cole and Bordeaux, 3 showed that Bordeaux charged Cole $4,000 for certain services. 4 For various reasons, Cole’s chapter 13 plan was not confirmed 5 and the bankruptcy court dismissed his case in early March 2017. 6 Bordeaux initially sought the balance of his fees, $3,300, 7 under the RARA without providing an itemization of his services. 8 The chapter 13 trustee objected, arguing that the “no look” RARA 9 fee could only be paid when there was a confirmed plan. 10 Therefore, Bordeaux was required to submit an itemization of his 11 services and seek approval of his fees from the bankruptcy 12 court. 13 Cole also objected to the fee request, contending that 14 Bordeaux agreed to perform certain services related to his 15 petition, including: “Personally counsel the [D]ebtor regarding 16 the advisability of filing either a chapter 13 or a chapter 7 17 case, discuss both procedures with the Debtor and answer the 18 Debtor’s questions.” Cole asserted that Bordeaux failed to 19 fulfill his responsibilities set forth in the RARA. 20 On April 3, 2017, the bankruptcy court entered an order 21 denying the fee application. On the same date, Bordeaux filed a 22 second application which included an itemization of his services 23 (Second Application). Cole was served with the Second 24 Application and the Notice of Hearing, scheduled for May 8, 2017 25 (Notice), at his address on Franklin Avenue, Los Angeles, 26 California. 27 Cole did not file an opposition to the Second Application, 28 but appeared at the May 8, 2017 hearing. The bankruptcy court
-3- 1 explained to Cole: 2 Mr. Cole, let me explain, before you start speaking, that the way things work in -- at least in this court, 3 there are notices given; parties have an opportunity to file responses. If there [are] [sic] no responses 4 submitted by a date certain, I review the papers, I look at it independently. And when I review it and 5 determine that, there is cause to grant the relief sought therein. Then I cause a tentative ruling to be 6 posted, saying that the application or the motion is granted. That’s what happened in this instance. 7 Okay? 8 The court informed Cole that it was not going to reopen the 9 hearing and the proceedings concluded. 10 Three days later, Cole filed an opposition to Bordeaux’s 11 Second Application and requested a hearing. In his amended 12 declaration attached to the opposition, Cole declared that he 13 did not receive Bordeaux’s Second Application and therefore did 14 not know that any opposition or request for a hearing needed to 15 be filed. Cole further declared that had he received the 16 additional documentation from Bordeaux, he would have filed an 17 opposition and request for a hearing. Cole requested the 18 bankruptcy court to grant him a hearing and permit oral argument 19 on the substantive points raised in his objection to the 20 application. No ruling was issued in connection with Cole’s 21 request. 22 Thereafter, Bordeaux filed a notice of lodgment of the 23 order granting his fees which was served on Cole at his Franklin 24 Avenue address on May 15, 2017. Ten days later the bankruptcy 25 court entered the order granting Bordeaux’s fees in the amount 26 of $3,300. Cole timely appealed from that order. 27 II. JURISDICTION 28 The bankruptcy court had jurisdiction over this proceeding
-4- 1 under 28 U.S.C. §§ 1334 and 157(b)(2)(A). We have jurisdiction 2 under 28 U.S.C. § 158. 3 III. ISSUE 4 Whether the bankruptcy court’s proceedings in connection 5 with its approval of Bordeaux’s Second Application denied Cole 6 procedural due process. 7 IV. STANDARDS OF REVIEW 8 We review de novo whether a bankruptcy court’s proceedings 9 violated a party’s right to procedural due process. Price v. 10 Lehtinen (In re Lehtinen), 564 F.3d 1052, 1058 (9th Cir. 2009); 11 see also HSBC Bank USA, Nat’l Ass’n v. Blendheim 12 (In re Blendheim), 803 F.3d 477, 497 (9th Cir. 2015) (“Whether 13 adequate notice has been given for the purposes of due process 14 is a mixed question of law and fact that we review de novo.”). 15 “De novo review requires that we consider a matter anew, as 16 if no decision had been made previously.” Francis v. Wallace 17 (In re Francis), 505 B.R. 914, 917 (9th Cir. BAP 2014). 18 A bankruptcy court’s decision not to reopen or supplement 19 the record is reviewed for an abuse of discretion. See Weiner 20 v. Perry, Settles & Lawson (In re Weiner), 161 F.3d 1216, 1217 21 (9th Cir. 1998). 22 V. DISCUSSION 23 Because Cole proceeds pro se, we construe his brief 24 liberally. Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010). 25 Liberally construed, Cole’s assertions that he did not receive 26 notice of the Second Application and was denied the opportunity 27 for a hearing on the merits can be read to state a procedural 28 due process claim.
-5- 1 The record reflects that Cole received the due process to 2 which he was entitled. He received notice of the Second 3 Application and the notice of hearing on that application. A 4 certificate of mailing stating that the Second Application was 5 mailed to Cole at his Franklin Avenue address raises the 6 presumption that notice of the Second Application was mailed and 7 properly received. Cole’s declaration of non-receipt is 8 insufficient by itself to overcome the presumption of receipt 9 created by the mailbox rule. Moody v. Bucknum (In re Bucknum), 10 951 F.2d 204, 206–07 (9th Cir. 1991); CUNA Mut. Ins. Grp. v. 11 Williams (In re Williams), 185 B.R. 598, 599 (9th Cir. BAP 12 1995). 13 Having received notice, Cole was required to file a timely 14 opposition to the fee application which he did not do. 15 Therefore, the bankruptcy court was entitled to deem the lack of 16 opposition as consent to the granting of the motion. See 17 LBR 9013-1(h) (“If a party does not timely file and serve 18 documents, the court may deem this to be consent to the granting 19 or denial of the motion, as the case may be.”). Accordingly, 20 the court did not abuse its discretion by deciding not to reopen 21 the hearing or the record. 22 Further, the bankruptcy court stated at the hearing that it 23 had conducted an independent review of Bordeaux’s fee 24 application. Other than generalized and conclusory statements 25 regarding Cole’s dissatisfaction with Bordeaux’s services, Cole 26 fails to specify how the bankruptcy court erred or abused its 27 discretion by awarding Bordeaux the balance of his fees. We do 28 not address matters not specifically and distinctly raised and
-6- 1 argued in the opening brief. See Padgett v. Wright, 587 F.3d 2 983, 985 n.2 (9th Cir. 2009). In sum, we discern no basis for 3 reversal. 4 VI. CONCLUSION 5 For the reasons stated, we AFFIRM. 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
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