In re Investigating Grand Jury

887 A.2d 257, 2005 Pa. Super. 369, 2005 Pa. Super. LEXIS 3974
CourtSuperior Court of Pennsylvania
DecidedNovember 1, 2005
StatusPublished
Cited by2 cases

This text of 887 A.2d 257 (In re Investigating Grand Jury) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Investigating Grand Jury, 887 A.2d 257, 2005 Pa. Super. 369, 2005 Pa. Super. LEXIS 3974 (Pa. Ct. App. 2005).

Opinion

OPINION BY

KLEIN, J.:

¶ 1 Samuel C. Stretton, Esquire, was held in contempt of court for invoking the attorney-client privilege regarding statements made to him by a former client and for refusing to testify before a grand jury. We hold that even after formal representation ends, a lawyer retains a professional relationship with the client and unless it is made clear that there is no confidentiality in the communication, the attorney-client privilege remains. Accordingly, we reverse.

¶ 2 Attorney Stretton was privately retained and represented “Mr. Y,” who was convicted of first-degree murder, kidnapping, rape, and robbery and sentenced to death. “Mr. Y” was upset with the result and Attorney Stretton’s representation. A direct appeal to the Pennsylvania Supreme Court was filed in February 1983, and on April 28, 1983, Attorney Stretton filed a motion to withdraw, which was granted on May 10,, 1983. The Office of the Public Defender was appointed to represent “Mr. Y” on appeal.

¶ 3 In the course of the appeal, the matter was remanded for new counsel to pursue ineffectiveness claims against Attorney Stretton. In that 1984 hearing, for the purpose of defending against the ineffectiveness charge, the trial judge ruled that the attorney-client privilege did not apply.

¶ 4 In September 2003, because advanced DNA testing results were exculpatory, upon the parties’ joint request, the sentence was vacated. Later, the case was nol pressed, and “Mr. Y” was released.

¶ 5 Suspecting that “Mr. Y” made incul-patory statements to Attorney Stretton in a telephone call from prison after Attorney Stretton was relieved as counsel, the Commonwealth re-investigated these charges before a grand jury. Attorney Stretton was subpoenaed to appear before the grand jury. There, he invoked the attorney-client privilege and refused to testify as to what he was told by “Mr. Y.” There is no indication that “Mr. Y” ever waived the privilege. The trial court ultimately found him in contempt and fined him $100 per day to accrue from October 2004. It was understood that if it is ultimately determined through this litigation that Stret-ton must testify and in fact he does, then the fine will be remitted.

¶ 6 The Commonwealth notes, and we agree, that this appears to be a case of first impression in Pennsylvania. The Commonwealth takes the position that once the formal representation ends, any statement by a former client is not made in the course of seeking legal assistance and, therefore, is not privileged. In this particular case, “Mr. Y” was angry with Attorney Stretton, knew that Attorney Stretton no longer represented him, and thus the conversation did not involve a client seeking legal advice from his lawyer.

¶ 7 The Commonwealth acknowledges that due to public policy considerations, all confidential communications and disclosures made by a client to his lawyer in the course of obtaining professional aid or advice is strictly privileged. Commonwealth v. Maguigan, 511 Pa. 112, 511 A.2d 1327, 1334 (1986). The Commonwealth contends, however, that the privilege is limited to confidential communications made in connection with the provision of legal services, and that was not the purpose of the instant conversation. See Commonwealth v. duPont, 730 A.2d 970, 977 (Pa.Super.1999).1 Therefore, the [259]*259Commonwealth argues that the communication did not relate to a fact that would be of any assistance in a legal proceeding. See Maguigan, supra; Commonwealth v. Noll, 662 A.2d 1123, 443 Pa.Super 602, 607-08 (1995); Brennan v. Brennan, 281 Pa.Super. 362, 422 A.2d 510, 515 (1980). The Commonwealth also points out that even if the Code of Professional Conduct prevented an attorney from revealing a communication, that is not binding on our courts, and there would be no violation if the court orders the attorney to testify as to the communications.

¶8 Attorney Stretton argues that the privilege should be read broadly and notes that the burden of proof is on the Commonwealth to show an absence of privilege. See Maguigan, supra. Not only is there a common law privilege, but the privilege also has been adopted by statute, as follows:

In a criminal proceeding counsel shall not be competent or permitted to testify to confidential communications made to him by his client, nor shall the client be compelled to disclose the same, unless in either case this privilege is waived upon the trial by the client.

42 Pa.C.S.A. § 5916.

¶ 9 Moreover, while not completely binding in criminal trials, the Rules of Professional Conduct preclude a lawyer from revealing “information relating to representation of a client.” See Pa.R.Prof.Conduct 1.6. There seems to be no question that the conversations at issue here “related” to Attorney Stretton’s prior representation of “Mr. Y.”

¶ 10 Attorney Stretton asserts that while the conversation probably occurred after his representation formally ended, it is not clear whether “Mr. Y,” who was incarcerated, had communicated yet with his new lawyer before calling Stretton. In any event, Attorney Stretton had been his counsel for some time and was relieved of representation, at most, a few months before the telephone call.

¶ 11 It is undisputed that the conversation was about the case. “Mr. Y” was upset with both the representation and the result. Although “Mr. Y” had called to express his anger toward Attorney Stret-ton, the conversation nonetheless revolved around the case. While Attorney Stretton never told “Mr. Y” that the conversation was privileged, he also did not tell him that the conversation was not privileged. Attorney Stretton maintains that the conversation was privileged and that, in his view, “Mr. Y” also believed it was confidential.

¶ 12 Not every lawyer-client conversation takes place in the context of formal representation. Often clients consult lawyers to see if the lawyer is willing to represent them and if they want to retain the lawyer. Those conversations are privileged.

¶ 13 A case does not automatically end simply because there is a change in lawyers. It is the obligation of a lawyer to continue to cooperate with new counsel. It would not advance public policy to provide that absent a formal contract of representation, legal matters discussed between an attorney and someone seeking legal advice are privileged unless it is clear that there is no lawyer-client relationship and it is just a casual conversation.

¶ 14 As Attorney Stretton aptly argued in his brief:

... Any attorney who represents clients on a regular basis recognizes that clients [260]*260will call even after their cases have concluded and the file is in storage.- A client will call and talk to the lawyer sometimes generally and sometimes about issues of the prior representation. [Mr. Y] did the same. Clients expect that these calls are confidential. Unless the lawyer indicates to the contrary, these conversations should and must be treated as confidential.
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Cite This Page — Counsel Stack

Bluebook (online)
887 A.2d 257, 2005 Pa. Super. 369, 2005 Pa. Super. LEXIS 3974, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-investigating-grand-jury-pasuperct-2005.