In Re Inquiry Concerning a Judge, No. 132, Bullock

403 S.E.2d 264, 328 N.C. 712, 1991 N.C. LEXIS 323
CourtSupreme Court of North Carolina
DecidedMay 2, 1991
Docket426A90
StatusPublished
Cited by6 cases

This text of 403 S.E.2d 264 (In Re Inquiry Concerning a Judge, No. 132, Bullock) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Inquiry Concerning a Judge, No. 132, Bullock, 403 S.E.2d 264, 328 N.C. 712, 1991 N.C. LEXIS 323 (N.C. 1991).

Opinion

PER CURIAM.

The Judicial Standards Commission (Commission) notified Judge Stafford G. Bullock on 12 April 1989 that it had ordered a preliminary investigation to determine whether formal proceedings under Commission Rule 7 should be instituted against him. The subject matter of the investigation included allegations that during the course of proceedings in open court in State v. Coble, Wake County File No. 89 CR 10254, over which Judge Bullock, respondent, presided on 13 March 1989, Judge Bullock wrongfully ordered the detention of the defendant’s attorney, Richard N. Gusler, and threatened him when, in the course of representing his client and in response to questions from Judge Bullock, Mr. Gusler refused in good faith on ethical grounds to give Judge Bullock a reason for his motion to withdraw as counsel for defendant and to make a recommendation concerning defendant’s eligibility for a diversion program.

*714 Special Counsel for the Commission filed a complaint on 20 November 1989. Respondent answered the complaint and prayed that the action be dismissed and that no recommendation of discipline be forwarded to the North Carolina Supreme Court as provided by N.C.G.S. § 7A-377, the Code of Judicial Conduct and the Rules of the Judicial Standards Commission.

On 28 March 1990, Judge Bullock was given notice in accordance with Rule 10 of the Commission that a formal hearing concerning the charge alleged against him would be conducted. On 29 June 1990, respondent was accorded a plenary hearing before six members of the Commission on the charges contained in the complaint. The Commission’s evidence was presented by James J. Coman, Senior Deputy Attorney General, and respondent was represented by his counsel Donald L. Smith, Gerald L. Bass, and Theresa A. N. Glover. After hearing the evidence, the Commission concluded on the basis of clear and convincing evidence that the conduct of respondent constituted conduct prejudicial to the administration of justice that brings the judicial office into disrepute and his actions violated Canons 2A, 3A(1), and 3A(3) of the North Carolina Code of Judicial Conduct. The findings upon which the Commission based its conclusion are found in paragraph 9 of its Recommendation and are as follows:

The respondent presided over the 13 March 1989 criminal session of Wake County District Court at which the case of State v. Thomas Franklin Coble, Wake County file number 89 CR 10254, was calendared for the morning session of court. Due to the absence of the defendant’s attorney, Richard N. Gusler, the case was held open to the afternoon session of court with the consent of the state’s witnesses.
When the case was called for trial that afternoon, Gusler was present and conferred with his client prior to trial while other cases on the afternoon docket were being heard. Following this conference, Gusler, acting quite properly and as required by the Rules of Professional Conduct applicable to an attorney in the circumstances in which Gusler found himself, made an oral motion before the respondent asking that he be allowed to withdraw as counsel due to a conflict with defendant Coble.
The respondent inquired several times as to the basis for the motion, and Gusler consistently responded that he could *715 not reply because to do so would require him to reveal confidential information in violation of the attorney-client privilege. The respondent then asked defendant Coble the same question, and defendant told the respondent that he wanted to go into the first offender’s program. Upon hearing this, the respondent asked Gusler for a recommendation concerning Coble’s participation in this program. Again acting in accordance with the Rules of Professional Conduct, Gusler declined to make a recommendation, advising the respondent that to do so would require him to reveal information protected by the attorney-client privilege.
Although the respondent normally does not ask a defendant’s attorney for such a recommendation and does not even sign the deferred prosecution agreement executed in connection with a defendant’s participation in the first offender’s program because he feels a defendant’s participation is a matter to be determined by the district attorney’s representative, the program’s personnel, and the defendant, the respondent repeated his request several times, asking for at least a “yes” or “no” answer. Gusler continued to decline to answer on the same grounds, at one point asking the respondent to trust his judgment and finally indicating that the respondent should do what he had to do.
Notwithstanding the fact that Gusler at no time had been rude or disrespectful in his responses to the respondent’s inquiries, the respondent directed the courtroom bailiff to take Gusler into custody. The bailiff escorted Gusler into the adjoining jury room where he remained in custody for approximately forty-five (45) minutes. At no time prior to or after his detention order did the respondent ever use the word contempt, indicate to Gusler that he was in contempt or his behavior was contemptuous, or make any other attempt to comply with the requirements of Chapter 5A of the North Carolina General Statutes relating to contempt proceedings. In fact, the respondent deliberately and consciously chose not to use contempt proceedings.
Subsequently, the respondent had the bailiff return Gusler to the courtroom. The respondent again asked for a recommendation from Gusler, and Gusler once again respectfully declined to answer. At that point, in lieu of initiating contempt pro *716 ceedings, the respondent unequivocally and emphatically informed Gusler in open court that in the future the respondent would accept no recommendations from him, would not grant him any continuances, would not appoint him to represent indigent defendants, and would require his clients to plead guilty or not guilty as charged.
When Gusler expressed concern about the fairness of the respondent’s directives to his future clients, the respondent replied “so be it.” The respondent then denied the motion to withdraw and directed Gusler to remain in the courtroom while defendant Coble was sent to be interviewed for the first offender’s program.
The respondent recessed into chambers at which time attorney Joe Cheshire, acting at the request of Gusler and with the respondent’s consent, discussed the matter with the respondent in terms of a hypothetical case identical to Gusler’s situation with defendant Coble. Attorney Cheshire went through the ethical rules applicable to attorneys in such a case, explained the dilemma Gusler faced even in providing a “yes” or “no” answer to the respondent’s request for a recommendation, and discussed the adverse impact respondent’s directive would have on Gusler’s ability to practice law and his reputation among other judges, lawyers, and clients.
The respondent reconvened court and placed defendant Coble in the first offender’s program.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Clontz
Supreme Court of North Carolina, 2020
In re Flanagan
690 A.2d 865 (Supreme Court of Connecticut, 1997)
In re Inquiry Concerning a Judge, No. 198 Fuller
478 S.E.2d 641 (Supreme Court of North Carolina, 1996)
In Re Inquiry Concerning a Judge, No. 146 Cornelius
436 S.E.2d 836 (Supreme Court of North Carolina, 1993)
In re Inquiry Concerning a Judge, No. 154, Hair
436 S.E.2d 128 (Supreme Court of North Carolina, 1993)
In Re Harrell
414 S.E.2d 36 (Supreme Court of North Carolina, 1992)

Cite This Page — Counsel Stack

Bluebook (online)
403 S.E.2d 264, 328 N.C. 712, 1991 N.C. LEXIS 323, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-inquiry-concerning-a-judge-no-132-bullock-nc-1991.