In re Humphreys

15 Haw. 155, 1903 Haw. LEXIS 9
CourtHawaii Supreme Court
DecidedAugust 10, 1903
StatusPublished
Cited by8 cases

This text of 15 Haw. 155 (In re Humphreys) is published on Counsel Stack Legal Research, covering Hawaii Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Humphreys, 15 Haw. 155, 1903 Haw. LEXIS 9 (haw 1903).

Opinions

OPINION OF THE COURT BY

FREAR, C.J.

(Galbraith, J., dissenting.)

This proceeding is an episode of the Sumner litigation, long since become notorious, and more particularly of what is known as the Ropert case in that litigation, recently decided by this court, ante 16. In that case the court was requested by Messrs. Humphreys, Thompson & Watson, attorneys in the case, to investigate the conduct of counsel on both sides, such conduct having been questioned. The court thereupon, with the acquiescence of opposing counsel, Mr. J. A. Magoon and Mr. G. A. Davis, took the usual course of referring the matter to the Attorney General for investigation and such further action as to him should seem advisable. The result was the institution by him -of these proceedings for the disbarment or suspension of the respondents or other dealing with them.

Most of the proceedings in the Sumner litigation are set forth in the decision just mentioned. This is true also of some of the facts and conclusions which are involved in the present case, and for this reason there may be less fullness in the present decision than might otherwise be required.

There.have been two periods in that litigation. The first period covered the years 1895-8 and included cases for the can-celation of a power of attorney and the appointment of a receiver, for the cancelation of certain conveyances and finally for the appointment of a guardian over John K. Sumner as an insane person. .The guardianship case was discontinued upon the execution of a trust deed by Sumner to Bishop Ropert of the Roman Catholic Church, which deed also referred to a will made [157]*157by Sumner. The terms of the deed and will are set forth in the decision above referred to. The greater part of the property covered by the deed and will was an undividd half interest, of cpiestioned title, in certain land bordering on the harbor of Honolulu, which Sumner had previously leased to the Oahu Railway and Land Company for 99 years and for the purchase of which for $100,000 he had given an option to the company in the lease.

The second period of litigation — the one in which we are now chiefly interested — was begun August 4, 1902, by the bringing, of a suit by the railroad company against Sumner and his trustee,' the Bishop, for the specific enforcement of the option. On September 4, 1902, Mrs. Maria S. Davis, Sumner’s sister, brought proceedings for placing him under guardianship and also a suit to cancel the trust deed and the lease and enjoin the execution of the option. All these three suits were settled October 13, 1902, by the discontinuance of the railroad suit,, the withdrawal of the appeal from the decree dismissing the bill in the injunction suit, the entering of a decree dismissing the petition and declaring Sumner sane in the guardianship suit, the execution of.a deed of the property in question, together with a certain small tract which had been reserved in the lease, to the railroad company for $110,000, and by the distribution of that sum as follows: $10,000 each to Sumner’s grandnephews and grand-niece, W. S. Ellis, J. S. Ellis and Mrs. Buf-fandeau, to Maria S. Davis and the Bishop, $10,500 to the various attorneys (one of the attorneys having previously received a retainer of $500), $1,000 to one Cathcart, a friend of Sumner, and $415 for stamps on the deed, leaving $48,025, which Sumner shortly after withdrew for himself. On October 21, 1902, the Bishop brought a suit in form for his discharge as trustee and the appointment of a successor, but the substantial issue in which was between certain of the defendants, namely, Sumner on one side, and the Ellises and Mrs. Buifandeau [158]*158■on the other, as to whether the trust had terminated or not, that is, whether Sumner was entitled to the $48,025 or not. This last mentioned suit is referred to as the Ropert case and is the one in which the decision above mentioned was filed. »

The charges against each of these respondents are in general of “professional improprieties, malpractice, deceit and infidelity to his client, and gross misconduct”, and more particularly (in substance, without setting forth the details of the complaint,) that they acted as attorneys for Stunner in the railroad and guardianship cases, and knew that all claims of the Ellises (including Mrs. Buffandeau, née Ellis) to the proceeds of the sale .had been disposed of in the settlement referred to, but that nevertheless soon after such settlement and especially in the Ropert ■ case they acted as attorneys for the Ellises in opposition to the interests of their former client, Sumner. A further charge is made against the respondent Humphreys, to the effect that, ■while acting as such attorney for the Ellises, he proposed to J. A. Magoon, as attorney for Sumner, that he, Magoon, should betray the interests of his client, Sumner, and induce him to submit to a further and extortionate demand on the said funds by the Ellises and that said Humphreys and Magoon should ■ each demand and take an unreasonably large fee therefor, and threatened that unless his proposal was accepted he would prevent by the use of legal process said Sumner from exercising .any control over said funds during the rest of his, Sumner’s, life.

These are grave charges. Considering the nature of proceedings of this character and the possible results to persons who have attained admission and perhaps prominence at the bar only •after years of study and training and experience, and who and' whose families, may be largely dependent for their means of livelihood upon the exercise of their privileges as members of the profession, it goes without saying that the court should act in cases of this kind with unusual caution both in weighing the [159]*159•evidence and in determining the penalty, and such is the course laid down in the books. And yet, however disagreeable the function of passing upon the alleged wrongful conduct of a member of a noble profession, the court, as likewise laid down in the books, has a responsibility in the matter and cannot shirk its duty. The nobler the profession the greater the care that" should be observed in keeping its practice unsullied. In United States v. Costen, 38 Fed. 24, Mr. Justice Brewer, of the United States Supreme Court, then Circuit Judge, in disbarring an attorney for merely seeking employment on one side after his employment had ceased on the other and suggesting that he had in his possession important facts, said: “Now, it is the glory of our profession that its fidelity to its client can be depended on; that a man may safely go to a lawyer and converse with him upon his rights or supposed rights in any litigation with the absolute assurance that that lawyer’s tongue is tied from ever disclosing it; and any lawyer who proves false to such an obligation, and betrays or seeks to betray any information or any facts that he has attained while employed on the .one side, is guilty of the grossest breach of trust. I can tolerate a great many things that a lawyer may do, — things that in and of themselves may perhaps be criticised or condemned when done in obedience to the interest or supposed interest of his own client, and when he is seeking simply to protect and uphold those interests. If he goes beyond, perhaps, the limits of propriety, I can tolerate and pass that by; but I cannot tolerate for a moment, neither can the profession, -neither can the community, any disloyalty on the part of a lawyer to his client. In all things he must be true to that trust, or, failing it, he must leave the profession.” In the case of Boone, 83 Fed.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Dowler
909 P.2d 574 (Hawaii Intermediate Court of Appeals, 1996)
Sweeney v. City of Shreveport
584 So. 2d 1248 (Louisiana Court of Appeal, 1991)
State v. Pokini
367 P.2d 499 (Hawaii Supreme Court, 1961)
Christian Ex Rel. Holt v. Waialua Agricultural Co.
30 Haw. 533 (Hawaii Supreme Court, 1928)
In Re Lyman
30 Haw. 405 (Hawaii Supreme Court, 1928)
In Re French
28 Haw. 47 (Hawaii Supreme Court, 1924)
Ahana v. Insurance Co. of North America
15 Haw. 636 (Hawaii Supreme Court, 1904)

Cite This Page — Counsel Stack

Bluebook (online)
15 Haw. 155, 1903 Haw. LEXIS 9, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-humphreys-haw-1903.