In Re Hanson

623 A.2d 466, 160 Vt. 111, 1993 Vt. LEXIS 24
CourtSupreme Court of Vermont
DecidedFebruary 26, 1993
Docket91-066
StatusPublished
Cited by16 cases

This text of 623 A.2d 466 (In Re Hanson) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Hanson, 623 A.2d 466, 160 Vt. 111, 1993 Vt. LEXIS 24 (Vt. 1993).

Opinion

Morse, J.

In 1987, the Chittenden District Court convicted petitioner of murder, and he collaterally attacked the conviction seeking post-conviction relief (PCR) in Franklin Superior Court. Petitioner claimed that the district court erred in failing to conduct a competency hearing before accepting his change of plea from not guilty of first-degree murder to guilty of second-degree murder and that he received ineffective assistance of counsel. We affirm.

In 1963, when petitioner was twenty years old, a ruptured aneurysm in his brain caused him to suffer frontal lobe damage and post-traumatic grand mal seizures. In 1964, following a finding of insanity in ajmurder case, petitioner was committed to Vermont State Hospital, and he returned to that institution frequently between 1970 and 1980. In 1965, the Windham Probate Court issued a letter of guardianship to petitioner’s stepfather on grounds that petitioner was mentally incapable of caring for himself and his property.

At the arraignment in Franklin District Court, in light of petitioner’s significant history of mental problems, the State requested, and the court ordered, a psychiatric examination under 13 V.S.A. §§ 4814, 4817(b). Dr. John Ives, a psychiatrist appointed by the court, evaluated petitioner and found him competent to stand trial. However, Dr. Ives did not report to the court his opinion and the bases for it.

Later, the murder case was moved to Chittenden District Court after petitioner had moved for a change in venue. Petitioner pled guilty in that court after an examination by the court under V.R.Cr.P. ll(c)(advice to defendant before acceptance of plea). The court, however, did not conduct an evidentiary hearing on the question of petitioner’s competency to change his plea. He was sentenced to the bargained-for sentence of 20-30 years to serve.

Initially, petitioner contends that the Franklin Superior Court lacked subject-matter jurisdiction over the PCR petition, because petitioner was convicted and sentenced in Chittenden County. An inmate “may at any time move the [superior] court of the county where the sentence was imposed to vacate, set *113 aside or correct the sentence.” 13 V.S.A. § 7131 (emphasis added). Section 7131, however, does not concern subject-matter jurisdiction of the court in which the PCR petition is heard. The statute indicating the county where the PCR should be brought was enacted “to simplify the often cumbersome procedures associated with habeas corpus.” In re Stewart, 140 Vt. 351, 356, 438 A.2d 1106, 1107 (1981). Requiring the superior court of the county of sentencing to hear the PCR petition was designed “to provide a more convenient forum for obtaining relevant records and witnesses.” Id. at 356, 438 A.2d at 1107-08. As a venue provision, the statute does not purport to limit subject-matter jurisdiction. In the present case, it was petitioner who chose Franklin County rather than Chittenden, and he can hardly complain about an inconvenient forum. In any event, since no issue of subject-matter jurisdiction is involved, petitioner’s failure to raise the issue at trial bars its consideration on appeal. State v. Mace, 154 Vt. 430, 436, 578 A.2d 104, 108 (1990).

On the merits, petitioner contends first that the district court had a duty to hold a competency hearing under 13 V.S.A. § 4817(b), which provides that the court must order an evaluation and then hold a hearing if it has reason to believe a defendant may not be competent to stand trial. State v. Welch, 159 Vt. 272, 276-77, 617 A.2d 427, 430 (1992). Petitioner’s institutionalizations, the ongoing nature of his condition, and a prior successful insanity plea were documented and well known to the parties and the court. Petitioner argues that this body of knowledge should have triggered a hearing on the question of his competency before he entered a change of plea.

We held in State v. O’Connell, 149 Vt. 114, 117, 540 A.2d 1030, 1032 (1987), that

at least under the following conditions, an evidentiary hearing on competency is not required: (1) the initial doubt as to competency arises with the trial court itself; (2) the order for a psychiatric report is initiated by the trial court based on its own doubt; (3) the report concludes that the defendant is competent to stand trial; (4) the issue of competency is not raised by either party prior to final judgment.

Petitioner points out that in this case it was the State, not the court, that had “the initial doubt” about defendant’s compe *114 tency, and argues that the O’Connell exception to the requirement of a competency hearing should not apply. This distinction, however, does not support a different result here. The manifest purpose of § 4817(b) is to prevent the trial of a defendant who is not competent to stand trial, and in carrying out that purpose, to resolve any disputes about competency through an adversarial hearing. The keystone is the court’s responsiveness to the competency question, whenever and however it is raised. When a party raises competency and then fails to pursue the issue, the court must conduct a hearing only if it is not satisfied that the issue about defendant’s competency to stand trial was adequately resolved. There is no question on the present record that neither petitioner nor the State wanted to pursue the competency question after Dr. Ives had performed his examination. Throughout the change of plea hearing, petitioner and his counsel advised the court that the best option was to change the plea. If the right to counsel means anything, the court was not required by statute to hold a competency hearing when defendant waived it by not asking for one. See State v. Williams, 154 Vt. 76, 79-80, 574 A.2d 1264, 1265-66 (1990) (parties’ voluntary agreement that defendant is competent obviated need for competency hearing and determination).

Petitioner also contends that despite his wishes and advice of counsel, the trial court should have, on the basis of its own observations and knowledge of the medical record, conducted a hearing on competency to change his plea. The superior court properly concluded that the trial court’s failure to conduct a competency hearing sua sponte was not error, because the record belies this claim. Petitioner’s responses at the Rule 11 hearing and the representations of counsel indicated that he was competent at that time. In addition, the superior court determined that petitioner’s plea had been “knowingly and intelligently” entered, a finding that is supported by the evidence.

Finally, petitioner argues that the conclusion that he had received effective assistance of counsel was clearly erroneous. State v. Bristol, 159 Vt. 334, 336, 618 A.2d 1290, 1291 (1992) (review of PCR governed by “clearly erroneous standard”). A claim of ineffective assistance of counsel is met when a prepon

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Bluebook (online)
623 A.2d 466, 160 Vt. 111, 1993 Vt. LEXIS 24, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-hanson-vt-1993.