In re Hallman

655 F.2d 212, 210 U.S.P.Q. (BNA) 609, 1981 CCPA LEXIS 189
CourtCourt of Customs and Patent Appeals
DecidedJuly 16, 1981
DocketAppeal No. 81-524
StatusPublished
Cited by2 cases

This text of 655 F.2d 212 (In re Hallman) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Hallman, 655 F.2d 212, 210 U.S.P.Q. (BNA) 609, 1981 CCPA LEXIS 189 (ccpa 1981).

Opinion

MARKEY, Chief Judge.

Appeal from the decision of the Patent and Trademark Office Board of Appeals (“board”) sustaining the Examiner’s rejection of claims 1-8, 10, 11, 13-16, 19 and 20. We affirm in part and reverse in part.

BACKGROUND

The Invention

The claimed invention is directed to a structure for producing images.1 It is useful in the fabrication of microforms, such as microfilms, lithographic printing plates, and litho films. The structure comprises a layer of image forming material applied to a substrate and a layer of energy sensitive material overlying the image forming layer.

[214]*214The energy sensitive material is changeable from, one to another state when exposed to an energy source. In one state, the material is readily soluble with respect to a given solvent. In the other state, the same material is substantially insoluble in the same solvent. Suitable energy sensitive materials include diazo compounds and o-quinone diazides.

The image forming layer may be of metallic, semi-metallic, organic, or inorganic materials having image forming properties and capable of being easily or readily dissolved in the same solvent as the energy sensitive material.

The substrates most commonly used in making the invention are flexible plastic films, preferably transparent or translucent.

The feature of the claimed invention alleged to provide patentable distinction over the prior art is that the layer of energy sensitive material and the layer of image forming material are of a thickness and a character such that, upon exposure of the structure to an energy source, the soluble energy sensitive and image forming materials can be essentially simultaneously dissolved, in substantially less than one minute, with a single solvent to provide the imaged product.2 The Rejections

Claims 1-6, 8, 11, 14-16, 19 and 20 were twice rejected under 35 U.S.C. §§ 102 and 103 in view of the Colom et al. U.S. Patent No. 3,639,185 (Colom), and in view of Neu-gebauer et al. U. S. Patent No. 3,201,239 (Neugebauer). All claims at issue stand rejected under 35 U.S.C. § 101 for double patenting in view of Hallman’s U. S. Patent No. 4,113,494. Claims 9, 12, 17 and 18 have been withdrawn from consideration.

The References

Both Colom and Neugebauer disclose image forming structures including energy sensitive and image forming layers applied to a substrate.

Colom is more particularly directed to the use of etchants in the fabrication of microelectronic semiconductor devices and integrated circuits. The image forming layer of Colom may be molybdenum or chromium. There is no suggestion to use a semi-metal such as tellurium. The energy sensitive layer of Colom is a diazide type of resin or resin containing material. After photo exposure, both the exposed portion of the energy sensitive layer and the underlying image forming material may be removed through the use of a single solvent to form a mask structure. The non-exposed portion may also be removed with the use of an additional solvent, although the board found that such removal is not essential.

Neugebauer relates to etchants useful in the preparation of printing plates for plano-graphic and offset printing, and printed circuits. The Neugebauer structure also includes a light sensitive layer and an image forming layer applied to a substrate. The reference is distinguishable from the present invention in that it discloses a two-stage development process, that is, a process wherein the light sensitive coating is first removed with one solvent, and the exposed image forming layer is then removed in a second, separate step, using a different solvent.

Board

The board affirmed the examiner’s rejection of claims 1-6, 8, 11, 14-16, 19 and 20 under 35 U.S.C. §§ 102 and 103. It rejected Hallman’s attempt to patentably distinguish his invention from the references based upon the functional language in his claims.

In its opinion, the board characterized Hallman’s principal inventive concept as the use of materials soluble, on subjection to energy, in the same solvent. The board concluded that once that concept was understood, the particular materials and thickness of the layers and the necessary type of energy would be apparent. In comparing the functions of Hallman’s structure with [215]*215those of the references, the board determined that Colom, like the present invention, did not require the complete removal of the energy sensitive layer after etching. The board also concluded that, because the claims are drawn to an article, any possible distinctions in the manner in which it is ultimately used cannot warrant allowance of the appealed claims. The functional language of Hallman’s article claims was deemed insufficient to distinguish over Neugebauer, the board noting that Neuge-bauer’s structure may be treated with a common solvent.

The board affirmed the double patenting rejection under 35 U.S.C. § 101. Though the patent claims refer to first and second solvents, the board noted that the first is employed only to apply the energy sensitive layer and the second was employed to remove both the exposed energy sensitive layer and the underlying image forming layer. The recitation of two solvents in the patent claims was therefore deemed insufficient to distinguish the presently claimed structure.

OPINION

Rejections Under Sections 102 and 103

It is well settled that there is nothing intrinsically wrong in defining something by what it does rather than by what it is. In re Echerd, 471 F.2d 632, 176 USPQ 321 (CCPA 1973); In re Swinehart, 58 CCPA 1027, 439 F.2d 210, 169 USPQ 226 (1971); In re Fuetterer, 50 CCPA 1453, 319 F.2d 259, 138 USPQ 217 (1963).

Product claims may be drafted to include process steps to wholly or partially define the claimed product. In re Luck, 476 F.2d 650, 177 USPQ 523 (CCPA 1973). To the extent that the process limitations distinguish the products over the prior art, they must be given the same consideration as traditional product characteristics. Id., at 525, 476 F.2d 650.

Hallman has set forth his invention in broad functional terms. It was the examiner’s view that the recited functional characteristics were disclosed or suggested by the references.

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Bluebook (online)
655 F.2d 212, 210 U.S.P.Q. (BNA) 609, 1981 CCPA LEXIS 189, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-hallman-ccpa-1981.