In Re: Grand Jury Proceedings of the Special April 2002 Grand Jury

347 F.3d 197, 2003 WL 22282567
Court of Appeals for the Seventh Circuit·Decided October 3, 2003·No. 03-3328·Published·Cited by 14 cases

Opinion

ILANA DIAMOND ROVNER, Circuit Judge.

The Appellant 2 has been subpoenaed as a witness before the April 2002 Special Grand Jury (hereafter the “Special Grand Jury”) and has refused to answer any questions beyond his name, address and occupation. The government petitioned the district court to hold the Appellant in contempt and the Appellant moved to quash the subpoena. The district court granted the petition for contempt and effectively denied the motion to quash after the Appellant persisted in his refusal to comply with the subpoena following a grant of use immunity pursuant to 18 U.S.C. §§ 6002-03. The Appellant is currently incarcerated pursuant to the district court’s civil contempt order. Under that order, he will remain incarcerated until he complies with the subpoena, or the Special Grand Jury expires, or the district court determines that continued confinement would not coerce him to testify and would instead become punitive. 3 The Appellant timely filed a notice of appeal, and we have jurisdiction over this appeal pursuant to 28 U.S.C. § 1826(b), the recalcitrant witness statute. 4

I.

This is not the first time the Appellant finds himself in civil contempt for refusing to comply with a subpoena. Five years ago in a different jurisdiction, the Appellant was subpoenaed to testify before a different grand jury. At that time, the Appellant refused to answer any question beyond his name, address and occupation *200 on the grounds that to do so would violate his “long held and unshakeable religious, political and personal beliefs” and because he feared his answers would be used against his Mends, relatives and colleagues. The district court held him in civil contempt and incarcerated him for 180 days. The Appellant began a hunger strike on the first day of his imprisonment that continued until his release. He was force-fed while in prison and claims to have suffered a number of medical problems due to his hunger strike. The district court ultimately released him after finding that continued confinement would not coerce the Appellant to testify and would instead become punitive, although the court was careful to note that the Appellant’s self-inflicted suffering played no part in the decision to release him.

Now the Witness-Appellant has been served with another subpoena in the Northern District of Illinois to appear before a different grand jury conducting a different investigation than was at issue five years ago. At his first appearance before the Special Grand Jury, the Witness again refused to answer any question beyond his name, address and occupation. The district court granted the Witness use immunity pursuant to 18 U.S.C. §§ 6002-OS, and other adequate safeguards were in place. At his second appearance before the Special Grand Jury, the Witness continued to refuse to answer any question beyond his name, address and occupation. As the grounds for his refusal, the Witness again cited his “long-held and unshakeable religious, political and personal beliefs.” He also objected on the ground that he believed his answers would be used against him in unfair, illegal and politically motivated prosecutions. Moreover, he believed he would be persecuted as a result of his testimony. The Witness further refused to answer any questions claiming that the United States government had subjected him to illegal and extensive electronic surveillance that was being used to question him before the Special Grand Jury.

The government petitioned the district court under 28 U.S.C. § 1826 to hold the Witness in contempt for his refusal to answer the questions posed to him before the Special Grand Jury. The Witness moved to quash the subpoena. Before the district court, he argued that collateral estoppel should prevent the government from petitioning the court for contempt. In essence, he maintained that a different district court’s finding five years ago that continued incarceration would not coerce him to testify but rather would be punitive was binding on the district court here. He also argued that the government was abusing the grand jury process, that the subpoena and questions posed stemmed from illegal Foreign Intelligence Surveillance Act (“FISA”) surveillance, and that his religious and political beliefs as well as his fear of retaliation constituted just cause for his refusal to testify.

The district court found collateral estop-pel inapplicable to the government’s petition for contempt because of factual differences between the two cases. First, the subject matter of the prior grand jury investigation differed from that of the current investigation. Second, the court found that the Witness’s personal convictions, desires and future plans might have shifted over a five-year period in a manner that would lead to his eventual cooperation with the current investigation. Third, the court declined the Witness’s invitation to create a presumption that a witness who has previously staunchly refused to testify will refuse again at a later time in a different proceeding.

The court then proceeded to reject each of the reasons the Witness had cited as bases for his refusal to testify. The court *201 rejected for lack of evidence the Witness’s claim that, because the government was well aware when it subpoenaed him that he would refuse to testify and would be held in contempt, the government was abusing the grand jury process as a means to incarcerate him. A witness’s personal beliefs provided no relief from contempt, the district court found. The court discounted the Witness’s fear of retaliation because the court had granted him immunity and adequate safeguards were in place. As for retaliation by others, the court found that fear of prosecution was not a defense to contempt unless the United States collaborated in any prosecution. The court accepted the government’s assertion that it had no intention of sharing information garnered in the Special Grand Jury proceedings.

The court then turned to the ultimate question, whether incarceration under civil contempt would be coercive or punitive given all of the circumstances surrounding the Witness’s refusal to testify. The court found that confinement might have the effect of causing the Witness to testify in light of his familiarity with the hardships of prison life, the new subject matter of the investigation, and the increased difficulty of bearing the burdens of prison after the passing of years, among other things.

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In Re: Grand Jury Proceedings of the Special April 2002 Grand Jury, 347 F.3d 197, 2003 WL 22282567 (7th Cir. 2003).

347 F.3d 197 (In Re: Grand Jury Proceedings of the Special April 2002 Grand Jury) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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