in Re Expunction

465 S.W.3d 283, 2015 Tex. App. LEXIS 4133, 2015 WL 1869479
Court of Appeals of Texas·Decided April 23, 2015·No. NO. 01-14-00168-CV·Published·Cited by 18 cases

Opinion

OPINION ON REHEARING

Jane Bland, Justice

The State of Texas appeals from an order of expunction of criminal records granted to Philip Dean Cassidy. After we issued our opinion in this case, Cassidy moved for rehearing. We deny the motion, but withdraw our opinion and judgment and issue this opinion and judgment in its stead; our disposition is unchanged. We reverse and render judgment denying the request for an expunction.

Background

On October 6, 2011, Cassidy was arrested and charged with indecency with a child by sexual contact, criminal attempt, a felony of the third degree, in a Texas district court. See Tex. Penal Code Ann. §§ 21.11(a)(1) (defining crime of indecency with a child by sexual contact), 21.11(d) (defining same as second-degree felony), 15.01(a) (defining criminal attempt), 15.01(d) (criminal attempt is offense “one category lower” than attempted offense) (West 2011). On November 20, 2012, Cas-sidy pleaded nolo contendere to a misde *286 meanor charge of assault causing bodily injury in exchange for dismissal of the felony charge. See id. §§ 22.01(a)(1) (defining offense of assault causing bodily injury), 22.01(b) (defining same as Class A misdemeanor) (West Supp.2014).

In August 2013, Cassidy filed a petition for expunction in the trial court, asking that all records and files related to his arrest for the felony charge be expunged, pursuant to Article 55.01(a)(2) of the Texas Code of Criminal Procedure.' Tex. Code Crim. Proc. Ann. art. 55.01(a)(2) (West Supp.2014). The district attorney of Galveston County, on behalf of the State of Texas, and the Texas Department of Public Safety filed answers denying Cassidy’s right to relief.

After a hearing at which Cassidy testified, the trial court granted Cassidy’s petition and ordered the records related to the October 6, 2011 arrest expunged. The State filed a motion for new trial, which was overruled by operation of law. The State now appeals.

The State raises two arguments on appeal. First, it argues that an expunction applies to an entire arrest, not to individual charges resulting from an arrest, and both Cassidy’s felony and misdemeanor charges resulted from the same arrest. Second, the State argues that Cassidy bore and failed to meet the burden to prove his entitlement to expunction of the felony offense.

Standard of Review

This Court reviews a trial court’s grant or denial of a petition for expunction under an abuse of discretion standard. Tex. Dep’t of Pub. Safety v. J.H.J., 274 S.W.3d 803, 806 (Tex.App.-Houston [14th Dist.] 2008, no pet.); Heine v. Tex. Dep’t of Pub. Safety, 92 S.W.3d 642, 646 (Tex.App.Austin 2002, pet. denied). A .trial court abuses its discretion if it renders a decision that is arbitrary, unreasonable, or without reference to guiding rules and principles. Mercedes-Benz Credit Corp. v. Rhyne, 925 S.W.2d 664, 666 (Tex.1996); J.H.J., 274 S.W.3d at 806. When, as here, the trial court makes no findings of fact separate from the order granting the ex-punction, we draw every reasonable inference that is supported'by the record in favor of the trial court’s judgment. Worford v. Stamper, 801 S.W.2d 108, 109 (Tex.1990); J.H.J., 274 S.W.3d at 806. A trial court’s legal conclusions, however, we review de novo. State v. Heal, 917 S.W.2d 6, 9 (Tex.1996); J.H.J., 274 S.W.3d at 806. A trial court has no discretion in determining •what the law is or applying the law to the facts. Walker v. Packer, 827 S.W.2d 833, 840 (Tex.1992). We will uphold a trial court’s legal conclusions if its judgment is sustainable on any legal theory supported by the evidence. J.H.J., 274 S.W.3d at 806.

Expunction is a statutory privilege, not a constitutional or common-law right. Id.; McCarroll v. Tex. Dep’t of Pub. Safety, 86 S.W.3d 376, 378 (Tex.App.-Fort Worth 2002, no pet.). Further, although the expunction statute is located in the Texas Code of Criminal Procedure, an expunction proceeding is civil rather than criminal in nature. J.H.J., 274 S.W.3d at 806; Harris Cnty. Dist. Att’y v. Lacafta, 965 S.W.2d 568, 569 (Tex.App.-Houston [14th Dist.] 1997, no pet.). The petitioner seeking an expunction carries the burden of proving that all statutory requirements have been satisfied. J.H.J., 274 S.W.3d at 806; Lacafta, 965 S.W.2d at 569; Harris Cnty. Dist. Att’y v. Hopson, 880 S.W.2d 1, 3 (Tex.App.-Houston [14th Dist.] 1994, no writ). Neither this Court nor the trial court has any equitable power to extend the protections of the expunction statute beyond its stated provisions. See J.H.J., *287 274 S.W.3d at 806; Lacafta, 965 S.W.2d at 569.

Expunction of criminal records is governed by Article 55.01 of the Texas Code of Criminal Procedure. Tex. Code Crim. PROC. Ann. art. 55.01(a) (West Supp.2014). A person may seek expunction for one of three reasons, each subject to certain restrictions. First, he may argue that he has been arrested and placed on trial, but either was acquitted or was convicted and subsequently pardoned. Id. art. 55.01(a)(1). Second, he may argue that he “has been released and the charge, if any, has not resulted in a final conviction and is no longer pending and there was no court-ordered community supervision under Article 42.12 for the offense,” subject to additional requirements. Id. art. 55.01(a)(2). Third, he may seek expunction if he was tried for and convicted of the offense for which he was arrested, but was acquitted on appeal. Id. art. 55.01(b). Because Cas-sidy was not placed on trial, Articles 55.01(a)(1) and 55.01(b) are irrelevant to this appeal, and only Article 55.01(a)(2) is relevant.

A petitioner for expunction under Article 55.01(a)(2) must satisfy additional requirements, depending on factors such as the category of crime charged and whether additional charges were brought based on the same transaction for which the person was arrested. Id. art. 55.01(a)(2). Specifically, the statute requires, in relevant part, that:

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in Re Expunction, 465 S.W.3d 283, 2015 Tex. App. LEXIS 4133, 2015 WL 1869479 (Tex. Ct. App. 2015).

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