In re Estate of Wallace

7 Ohio App. Unrep. 112
CourtOhio Court of Appeals
DecidedSeptember 5, 1990
DocketCase No. 1846
StatusPublished

This text of 7 Ohio App. Unrep. 112 (In re Estate of Wallace) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Estate of Wallace, 7 Ohio App. Unrep. 112 (Ohio Ct. App. 1990).

Opinions

STEPHENSON, J.,

This is an appeal from a judgment entered by the Scioto County Court of Common Pleas, Probate Division, in the context of a will contest proceeding, granting the motion of Judith Ann Hollis, plaintiff below and appellee herein, for sanctions against Donald Finger and Joyce Louise Moore, defendants below and appellants herein, and further ordering that the deposition of Ramon 0. Malaya, M.D., proceed and that Dr. Malaya answer questions under oath relative to the mental condition of the decedent.1

Appellants assign the following errors:

"(1) The court erred in ordering the deposition of decedent's treating physician in the absence of a waiver of the physician-patient privilege.

"(2) The court erred in granting sanctions against defendant-appellants [sic].

"(3) The Finding and Entry of Judgment of the Common Pleas Court of Scioto County, Ohio, Probate Division is contrary to law."

On April 7, 1973, Carl Edward Wallace executed a will which left his marital domicile to appellee in the event that his wife predeceased him. The April 7, 1973 will further provided that appellee would be the executrix of his estate should his wife predecease him. On March 13, 1987, Carl Edward Wallace executed a second will which designated appellants as [113]*113the persons to receive a testamentary disposition of his real and personal property. The March 13, 1987 will named appellant Joyce Louise Moore as executrix of his estate Carl Edward Wallace subsequently died, and appellants filed an application to admit the March 13, 1987 will to probate. On October 30, 1987, the trial court admitted this will to probate.

On December 9, 1987, appellee filed a complaint in the court below which averred that the decedent lacked the mental capacity to execute the March 13, 1987 will and that, consequently, the decedent's April 7, 1973 will was his last effective will. Appellee's complaint prayed that the March 13, 1987 will of the decedent be held not to be his last will and testament and that it be set aside. On January 8, 1988, appellants filed an answer which admitted that they were beneficiaries under the decedent's March 13, 1987 will and that appellant Joyce Louise Moore was the executrix of the decedent's estate Appellants' answer denied that the decedent lacked the requisite mental capacity to execute his March 13, 1987 will and that this will was therefore ineffective.

On February 25, 1988, appellee filed a response to appellants' request for production of documents, which included a February 20, 1987 medical statement of Ramon 0. Malaya, M.D., wherein Dr. Malaya stated that the decedent was "not physically and mentally able to take care of his own affairs due to chronic organic brain syndrome." On February 14, 1989, appel-lee filed a notice that she would take the depositions of several individuals, including Dr. Malaya.

On March 23, 1989, appellee attempted to take the deposition of Dr. Malaya at the physician's office, and the following was transcribed:

"MR. THATCHER. We are here at the office of Doctor Ramon Malaya in Portsmouth, Ohio scheduled on a notice for the taking of deposition of Doctor Ramon Malaya relative to his file and treatment of Carl E. Wallace, deceased.

"Before the deposition was begun, there was an objection by the attorney for the executor, R. Alan Lemons, specifically not waving [sic] his privilege or his client's privilege to those medical records, and following a conversation with his attorney, Doctor Malaya then refused to testify.

"This was done over objection of the attorney for plaintiff for the reason that this matter has been set for approximately three weeks, and no motion for a protective order was filed with the court.

"Anything else you wish to add?

"MR. LEMONS. No."

On March 24, 1989, appellee filed a motion requesting $300 in sanctions from appellants for expenses incurred in the Dr. Malaya deposition. Appellee's motion additionally requested an order directing Dr. Malaya to submit to and answer questions under oath relative to the mental condition of the decedent. On September 18, 1989, the trial court issued a "FINDING AND ENTRY" which ordered that appellants pay $300 in sanctions for reasonable expenses, i.e. doctor and court reporter fees, incurred by appellee in setting the deposition of Dr. Malaya. The trial court further ordered that the deposition of Dr. Malaya proceed and that Dr. Malaya submit to and answer questions under oath relative to the decedent's mental condition. Appellant filed a timely appeal from the September 18, 1989 entry.

Prior to our consideration of the merits of this appeal, a threshold determination is required as to whether the September 18, 1989 entry ordering sanctions and compelling a physician's deposition testimony constituted a final appealable order. Section 3(B) (2), Article IV of the Ohio Constitution provides that "[c]ourts of appeals shall have such jurisdiction as may be provided by law to review and affirm, modify, or reverse judgments or final orders of the courts of record inferior to the court of appeals within the district *** ."

Every final order may be reviewed on appeal, R.C. 2505.03. R.C. 2505.02 defines three types of final orders:

(1) an order affecting a substantial right in an action which in effect determines the action and prevents a judgment;

(2) an order affecting a substantial right made in a special proceeding or made upon summary application after judgment; or

(3) on order vacating or setting aside a judgment or granting a new trial." Chef Italiano Corp. v. Kent State Univ. (1989), 44 Ohio St. 3d 86, 87-88.

In order to constitute a final order pursuant to R.C. 2505.02 in the case at bar, the entry must have (1) affected a substantial right and (2) have been made in a special proceeding. As to whether an order was made in a special proceeding, the Supreme Court of Ohio has set forth a "balancing test" which weighs the harm [114]*114to the prompt and orderly disposition of litigation and the consequent waste of judicial resources resulting from the allowance of an appeal with the need for immediate review because appeal after final judgment is not practicable Amato v. General Motors Corp. (1981), 67 Ohio St. 2d 253, at 258; Guccione v. Hustler Magazine. Inc. (1985), 17 Ohio St. 3d 88; Foor v. Huntington Natl. Bank (1986), 27 Ohio App. 3d 76. The basic underlying theme of Amato and its progeny seems to be that a party should be granted an immediate right of review where the harm resulting to that party from the order sought to be reviewed is both extreme and irreparable as a practical matter. Galbreath v. Galbreath (June 13, 1989), Franklin App. No. 89AP-103, unreported, p. 7.

A discovery order is generally not considered to be a final appealable order because any harm from erroneous discovery has been held to be correctable upon appeal. Doe v. University of Cincinnati (1988), 42 Ohio App. 3d 227; Kennedy v. Chalfin (1974), 38 Ohio St. 2d 85. However, there is an exception to the general rule where the harm caused by the order cannot be corrected upon appeal. State v. Port Clinton Fisheries, Inc. (1984), 12 Ohio St. 3d 114. In Humphrey v. Riverside Methodist Hosp. (1986), 22 Ohio St.

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Bluebook (online)
7 Ohio App. Unrep. 112, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estate-of-wallace-ohioctapp-1990.