In Re Estate of Swanson

31 N.W.2d 385, 239 Iowa 294, 1948 Iowa Sup. LEXIS 398
CourtSupreme Court of Iowa
DecidedMarch 9, 1948
DocketNo. 47155.
StatusPublished
Cited by45 cases

This text of 31 N.W.2d 385 (In Re Estate of Swanson) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Estate of Swanson, 31 N.W.2d 385, 239 Iowa 294, 1948 Iowa Sup. LEXIS 398 (iowa 1948).

Opinion

Garfield, J.

Proponents’ appeal presents the question whether the settlement agreement is a valid defense to their attempt to probate the will and codicils. On the administrators’ appeal we must, determine whether an ex parte allowance of fees to proponents’ attorneys is a final judgment or decision from which appeal will lie under Rule 331, Rules of Civil Procedure.

Decedent John Swanson died November 18, 1946, leaving a will and two codicils which were filed for probate by the attorney for Lloyd and Ed Stockdale, nominated in the will as executors. It is of no consequence that the petition for probate was signed by the attorney, not by the Stockdales. Such a petition was unnecessary-filing the will and codicils was sufficient. In re Will of Young, 224 Iowa 419, 275 N. W. 558; In re Estate *297 of Hermence, 235 Iowa 745, 15 N. W. 2d 905, and 235 Iowa 751, 15 N. W. 2d 908.

Time for probate was fixed, notice prescribed and given. On November 30th decedent’s heirs, a daughter and three sons, and his widow filed a paper designating F. J. Kennedy as attorney to probate the will and settle the estate and discharging Leo Fitzgibbons, who signed the petition for probate. Two days later the Stoekdales filed a paper designating Mr. Fitzgibbons as attorney for the executors. On December 18th the widow and heirs filed their written request that the Stoekdales decline to act as executors.

On the day set for probate the heirs filed objection to the probate of the will and second codicil on the ground that when that codicil was made decedent “was not competent to make same.” The Stoekdales then filed an application challenging the sufficiency of this objection because it was based solely on decedent’s condition when the second codicil was made and asking that in any event the will and first codicil be admitted to probate.

Two days later the widow and heirs filed resistance to the Stoekdales’ application in which they set up an agreement' that day signed by them providing for settlement of the estate as intestate and appointment of the daughter and a son as administrators. They also amended the objection previously filed by Hie heirs by alleging decedent was of unsound mind and the victim of undue influence of proponents (doubtless meaning the Stoekdales) when the will and codicils were made. The Stoekdales filed answer to the objections, denying them, and reply to the resistance, challenging the settlement agreement because it does not provide for distribution of the estate in a different manner than the will, is merely a scheme to defeat decedent’s choice of executors and for other reasons.

The issues raised by the resistance of the widow and heirs and the reply thereto were heard by the court. The settlement agreement was upheld as a bar to the probate of the will and the daughter and son named in the agreement were appointed administrators to settle the estate as intestate. From this adjudication the Stoekdales have appealed to us.

*298 After the above decision but before the appeal, attorneys for the Stockdales made application for the allowance of fees as part of the costs of administration. The order was entered ex parte, allowing Mr. Fitzgibbons $558 and Mr. Linnan (who was employed by the Stockdales soon after the resistance based on the settlement was filed) $250. The son and daughter as administrators have appealed from such allowances.

In considering the appeal of the Stockdales, to whom we refer as appellants — we call the widow and heirs appellees — the terms of the will, made in 1945, and second codicil, as well as the settlement agreement, should be stated. The first codicil may be disregarded. The will makes these bequests: a life estate in all realty to the widow; $500 to each of thirteen grandchildren; $3,500 to the daughter; half of all personalty, after payment of debts and specific bequests, to the widow; the rest of the personalty and the remainder interest in the realty are bequeathed 3/10 to the daughter, 3/10 to the son John, Jr., 2/10 to each of the other two sons; $100 to a cemetery association on condition it agree to appropriate $5 annually for twenty years in the upkeep of the Swanson cemetery lot. The will directs appraisal, upon the appointment of executors, of decedent’s interest in a farm partnership with two sons, who may acquire such interest at the appraised value.

The will also directs the cancellation of notes and mortgages made by the son John, Jr. The second codicil, made in September 1946, revokes this provision and bequeaths such notes and mortgages to the widow. Except for this change, this codicil confirms the will. At his death decedent held notes and mortgages of John, Jr., in the sum of $14,800 plus several years’ interest. The will, as stated, nominates Lloyd and Ed Stoekdale as executors.

The agreement upheld by the trial court, signed in January 1947 by the daughter and sons, their spouses and the widow, states it -is in settlement of all controversies which have arisen or might arise in connection with the estate, including the widow’s right to distributive share and support, to provide for settlement of the estate without administering it as testate and to avoid delay and expense. It recites $6,600 has been deposited with the clerk of the district court to pay the bequests of $500 *299 each to the thirteen grandchildren and $100 to the cemetery. The provisions of the will are renounced and the court is asked to provide for settlement of the estate as intestate in accordance with the agreement and not under the will and codicils and to appoint John, Jr., and the daughter Mabel administrators.

The agreement provides for distribution in this manner: $3,500 to Mabel;-notes and mortgages made by John, Jr., shall be canceled and surrendered to him (this is in accord with the provision of the will but contrary to the second codicil which bequeaths these notes and mortgages to the widow); after payment of debts and costs of administration half the personalty shall go to the widow, the remaining half to the daughter and sons in the same proportions as provided in the will; the widow shall have a life estate in the realty with remainder to the daughter and sons in the same proportions provided by the will.

The agreement further provides the farm partnership between decedent and two sons which existed in 1945 has been mutually dissolved before decedent’s death and all matters of accounting settled except for the period from June to October 30, 1946. As to such period, John, Jr., and Mabel, as administrators, are authorized to settle with the surviving partners. The agreement recites it does not limit the powers of the court to make all orders usual in administration of intestate estates or in the enforcement of claims of creditors.

Upon the trial appellees assumed the burden of proving the execution of the settlement agreement and deposit of $6,600 with the clerk to satisfy the legacies to the grandchildren and the cemetery. Appellants do not now question either of these facts. Appellants examined the widow and daughter apparently in an attempt to show the purpose of the agreement was to prevent appellants from acting as executors. That this was an importan! consideration in making the agreement there is little doubt.

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Bluebook (online)
31 N.W.2d 385, 239 Iowa 294, 1948 Iowa Sup. LEXIS 398, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estate-of-swanson-iowa-1948.