In Re Estate of Roller

880 N.E.2d 549, 377 Ill. App. 3d 572
Appellate Court of Illinois·Decided November 16, 2007·No. 4-06-0964·Published·Cited by 8 cases

Opinions

JUSTICE MYERSCOUGH

delivered the opinion of the court:

On November 1, 2006, and November 20, 2006, the trial court entered written orders granting motions for summary judgment filed by respondents, Leoma Allison (Leoma) and Ruth Ann Davis (Ruth Ann), which sought to exclude Ronald E. Roller (Ronald) from the Andrew Roller Trust (Trust) by virtue of the fact that he was an adopted child. The order declared that Ronald was not entitled to receive any proceeds from the Trust, either income or principal, because the terms of the Trust demonstrated clear and convincing evidence that Andrew, the settlor, intended to exclude adopted children. Ronald appeals, arguing that the terms of the Trust do not overcome the statutory presumption enacted in 1989 that favors including adopted children in written instruments created prior to September 1, 1955. We agree and reverse.

I. BACKGROUND

On October 1, 1948, Andrew Roller (Andrew) executed his last will and testament which incorporated a trust agreement, the Trust at issue, entered into on March 22, 1948. The Trust provided that upon Andrew’s death the Trust income was to be used for the care of his wife, Pauline Roller (Pauline), and his children, Raymond Roller (Raymond) and Alma Roller, n/k/a Sanders (Alma). Upon Pauline’s death, the Trust income was to be used for the benefit of Raymond and Alma. Upon the death of Raymond or Alma, his or her share was to be distributed to his or her “natural children.” The Trust further provided that should any of Alma or Raymond’s natural children predecease Alma or Raymond, that child’s share shall be paid over to the “heirs of the body” of that child. Finally, upon the death of Alma and Raymond, the Trust assets were to be liquidated and divided between “the heirs of the body” of Raymond and Alma.

The trial court’s order on summary judgment explicitly held that no genuine issue of material fact existed regarding paragraphs five and six of the Trust. The first three paragraphs of the Trust provide for the management and distribution of Andrew’s various real estate holdings. Paragraphs five and six of the Trust state as follows:

“5. After the death of first party and the death of said [Pauline], second party shall continue to operate said real estate as hereinbefore set forth, and shall divide the net income after payment of necessary expenses as provided in paragraph 3 hereof and amortization of any incumbrance on said real estate and retention of an adequate operating reserve, (the amount of said reserve to be at the discretion of second party) equally between [Alma] and [Raymond], However, should either the said [Alma] or [Raymond] fail to provide an adequate education and adequate maintenance for their children, second party is authorized to provide for the education and maintenance of said children out of their parents’ share, before making distribution to the parent. Said distributions to said [Alma] and [Raymond], and upon the death of said [Alma] or the said [Raymond], the share in the income herein payable to the said [Alma] or [Raymond], whichever shall die first, shall be paid in equal shares to the natural children of said decedent [Alma] or [Raymond] until the death of the survivor of the said [Alma] and [Raymond]. Should any of the said natural children of [Alma] or [Raymond], predecease their parent, leaving heirs of their body, which child’s share shall be paid over to the heirs of the body of such child.
6. Upon the death of both [Alma] and [Raymond], second party shall convert all of the trust property into cash within a reasonable time, at his discretion, and not to exceed, at all events, five (5) years, and shall divide said fund into two (2) equal parts; one part shall be distributed to the heirs of the body of said [Alma] in equal shares per stirpes and not per capita, and the other share shall be distributed to the heirs of the body of said [Raymond] in equal shares per stirpes and not per capita. Should either of said [Alma] or [Raymond] leave no heirs of their body surviving at the time of the death of the survivor of said [Alma] and [Raymond], then the entire fund shall be paid to the heirs of the body of said [Alma] or [Raymond] surviving at the time of the death of the survivor of them, then the fund shall be paid to the heirs at law of first party according to the Statute of Descent of the State of Illinois.”

Andrew died on August 5, 1950. His wife, Pauline, died on July 22, 1993. Andrew’s daughter, Alma, had two children, Marion Sanders (Marion) and Paula Mantel (Paula). Paula died in January 2004. Paula had two children, Frederick Miller (Freddie) and Theresa Curtis Hunt (Theresa).

Andrew’s son, Raymond, died on December 8, 2005. Raymond had a total of three children. Raymond had two children, Edward Roller (Edward) and Ruth Ann, with his first wife, Leoma. Edward Roller is a disabled person who is the ward of Leoma and Ruth Ann. Raymond’s third child is Ronald. Ronald is the biological son of Raymond’s second wife, Josephine Roller (Josephine). Raymond adopted Ronald on April 10, 1953. At the time of his death, Raymond was married to his third wife, Dorothy Roller (Dorothy). Raymond and Dorothy did not have any children together.

Upon Raymond’s death in 2005, one-half of the Trust income that had been distributed to Raymond was to be divided per the terms of the Trust to his heirs. After Raymond’s death, the Trust income was divided one-half to Alma and one-half to the heirs of Raymond— Edward, Ruth Ann, and Ronald.

On April 17, 2006, Leoma (Raymond’s first wife and Edward’s co-guardian) and Ruth Ann (Raymond’s daughter and Edward’s coguardian) (hereinafter Leoma and Ruth Ann) filed a “Memorandum Concerning Construction of Will of Andrew Roller,” which argued that Ronald should not receive a share of the Trust income or assets because he was Raymond’s adopted son.

On June 23, 2006, the First National Bank of Danville (Bank) filed a complaint requesting the trial court to instruct the Bank, as trustee, as to the proper distribution of income and principal among the Trust beneficiaries. The Bank also requested that the court appoint a guardian ad litem (GAL) to represent unborn and unknown beneficiaries. Accordingly, the trial court appointed a GAL.

On September 6, 2006, Leoma and Ruth Ann filed a motion for summary judgment asking the court to find that Ronald should not take under the Trust due to his status as an adopted child. Leoma and Ruth Ann supported their motion with a memorandum in support of their motion, as well as a memorandum concerning the construction of the Trust.

On September 13, 2006, Alma and her children, Marion and Theresa, answered the complaint filed by the Bank.

On October 3, 2006, Ronald answered the complaint filed by the Bank and filed a response to Leoma and Ruth Ann’s motion for summary judgment along with a memorandum in support of his response. Ronald relied on section 2 — 4 of the Probate Act of 1975 (Act) (755 ILCS 5/2 — 4 (West 2006)) to support his position that he was not excluded from the Trust. Section 2 — 4 of the Act provides:

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In Re Estate of Roller, 880 N.E.2d 549, 377 Ill. App. 3d 572 (Ill. Ct. App. 2007).

880 N.E.2d 549 (In Re Estate of Roller) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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